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Field Supervisor II — Securities Compliance Lead

Principal Financial Services, Inc.

Principal Financial Services, Inc. seeks a Field Supervisor 2 to oversee compliance in securities transactions, ensuring high-quality service. You will collaborate with Compliance and Operations, maintaining an expert grasp on rules, regulations, and financial products. Qualifications include a degree, FINRA certifications, and extensive knowledge of securities products. This role offers competitive pay and excellent benefits, including flexible time off and pension eligibility. #J-18808-Ljbffr Principal Financial Services, Inc.

Vacancy posted 1 day ago
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