Field Supervisor II — Securities Compliance Lead
Principal Financial Services, Inc.
Principal Financial Services, Inc. seeks a Field Supervisor 2 to oversee compliance in securities transactions, ensuring high-quality service. You will collaborate with Compliance and Operations, maintaining an expert grasp on rules, regulations, and financial products. Qualifications include a degree, FINRA certifications, and extensive knowledge of securities products. This role offers competitive pay and excellent benefits, including flexible time off and pension eligibility. #J-18808-Ljbffr Principal Financial Services, Inc.
$89.3k - $120.65k
...Des Moines, IA, seeks a qualified candidate to oversee field supervision and compliance to enhance customer satisfaction. The role involves reviewing... ...FINRA Series licensing, with substantial experience in securities products. The position offers a competitive salary range...SuggestedFlexible hours$68.7k - $85.85k
Honeywell International, Inc. is seeking a Lead Field Service Fire Technician to manage a team of technicians and ensure effective service delivery. This remote/hybrid position involves travel to customer sites and offers competitive salary ranging from $68,700 to $85,...SuggestedRemote work- ...outdoors, is detail-oriented, and enjoys leading? Path Light Pro is seeking a dynamic and talented Full-Time Field Operations Supervisor to join our team! Our client-focused... ...inspection schedule and driving routes for Compliance Field Consultants, including daily reference...SuggestedFull timeLocal area
- A vibrant architecture firm in Des Moines is seeking an experienced Architect II with over 6 years of professional experience to join their collaborative studio. The role involves leading technical design aspects, providing consulting services, and mentoring junior architects...SuggestedRemote work
- GardaWorld Security Services is seeking a Surveillance Security Site Supervisor in Des Moines, IA. You will monitor security systems, detect threats, and document incidents to maintain safety and security across multiple environments. The role is full-time, Monday-Friday...SuggestedHourly payFull timeMonday to Friday
- Path Light Pro, located in Des Moines, Iowa, is looking for a dynamic Full-Time Field Operations Supervisor to lead a team focused on compliance in environmental and safety solutions. The ideal candidate has management experience and strong organizational skills, with...Full time
- The Security Office Manager is the central coordinator and administrative leader for the Security Department, specializing in managing... ...that all office functions, such as incident reporting, compliance documentation, and payroll processing are executed accurately...Work at officeFlexible hoursNight shift
$94.1k - $154.5k
A leading technology services firm located in Des Moines, Iowa is seeking a NOC Lead to oversee Network Operations activities. This... ...00, reflecting varied factors such as experience, skills, and compliance requirements. #J-18808-Ljbffr ASM Research, An Accenture Federal...Night shift$130k - $140k
...Job Description Role: Manager, Security Operations Location: United States (Hybrid – Durham... ...Incident Response & Regulatory Support Lead or coordinate incident response... ...experience working with Legal, Privacy, or Compliance teams during security incidents. What Success...Full time- ...accurate and timely submissions to regulatory authorities and bureaus. You will guide analyses of regulatory texts, coordinate with Compliance, Legal, and Regulatory Affairs, and drive process improvements, data integrity, and documentation across reporting programs. Your...Work at office
- Katecho, LLC in Des Moines, Iowa, is seeking a Quality Control Manager to lead the quality system efforts. This position involves supervising Quality Department personnel and ensuring compliance with ISO 13485 and FDA regulations. Candidates should have a minimum of five...
$150.8k - $329.9k
Zoom is seeking an experienced tax professional to lead the U.S. state and local tax strategy, compliance, and audit defense. The ideal candidate will have over 15 years of experience in state and local tax, particularly in telecom and SaaS industries, and will excel in...Local area- The State of Iowa is seeking a Systems Strategy Owner (Executive Officer 3) to lead the strategic planning and implementation of Medicaid systems. This role focuses on ensuring compliance with state and federal regulations while driving innovation to improve health outcomes...
- JobRx, Inc. in Des Moines, Iowa, is seeking a Quality Lead to ensure all products meet Good Manufacturing Practices (GMP). This role... ...include leading a team, performing quality verifications, and ensuring compliance with standards. #J-18808-Ljbffr JobRx, Inc.
$12 - $24.33 per hour
Position Overview The Team Lead works closely with the Department Manager(s) or Store Manager... ...and education, including ongoing compliance training. Acts as leader on duty, responding... ...property and team members are safe and secure. Follett Higher Education is a drug-free...Part timeFlexible hoursAfternoon shift- Job Description SUMMARY The Quality Lead ensures that all products are manufactured in accordance with current Good Manufacturing Practices (GMP) and meet all internal specifications. This position will spend the majority of its time in the Surmasis cleanroom/manufacturing...Hourly payTemporary workFlexible hoursShift workWeekend work
- ...Habitat for Humanity is seeking a Grants Manager to oversee grant activities, including proposal writing, donor engagement, and compliance with grant requirements. This role requires excellent writing and editing skills, attention to detail, and the ability to work independently...
- ...Executive Branch is seeking a Systems Strategy Owner in Des Moines. This role is vital to lead strategic systems and data planning for the Iowa Medicaid system, ensuring compliance with regulations and delivering innovative solutions. Candidates should possess a...
- Parexel is seeking a Manager for Regulatory Affairs Advertising & Promotion who will lead regulatory strategy and compliance efforts. This role requires a strategic leader with extensive experience in the pharmaceutical industry, focusing on FDA regulations. The candidate...Remote job
- ...looking for a Tax Functional Leader responsible for overseeing tax compliance and advisory services. You will work closely with a diverse... ...analytical skills, and a Bachelor's degree in Accounting or a related field, along with a CPA or EA certification. Join EY to shape your...
$100k
Tech-24 A Commercial Food Service Repair Company Inc is seeking a Service Manager in Urbandale, IA, to lead a team of field technicians. This full-time on-site role combines technical expertise with leadership, focusing on driving performance, operational efficiency, and...Full time- JBS Foods is seeking a Field Manager for the Central/Eastern Iowa area to enhance pork production through training and relationship... ...producers. This role involves managing 20-25 producer sites, ensuring compliance, and offering solutions for operational improvements. The ideal...Work at office
- United Therapeutics is looking for a Compliance professional to lead strategy, development, and execution of compliance monitoring activities. The role requires extensive compliance experience within the life sciences and involves oversight of various compliance functions...Remote jobWork from home
- ...Chief for its Revenue Section in Des Moines. This role involves managing a team of lawyers, providing legal guidance on tax and compliance matters, and representing the Department of Revenue in various legal proceedings. Ideal candidates should hold a Juris Doctor (JD...
- ...in Des Moines, Iowa, to prepare nutritious food while ensuring compliance with health regulations. This full-time position offers no prior... ...health and wellness programs. The successful candidate will lead cooking activities, follow HACCP guidelines, and maintain organized...Full time
- Hytek Finishes Co. is looking for a Trade Compliance & Lead Auditor in Des Moines, Washington. This full-time role will oversee compliance with international trade regulations, manage audits, and handle risk analyses. The ideal candidate will be an exceptional communicator...Full time
$79.4k - $101.69k
ERM in Des Moines, Iowa, is seeking a Managing Consultant, Environmental Permitting to lead energy projects and ensure compliance with regulations. The role involves overseeing environmental assessments, preparing permit applications, and building client relationships....- ...systems, enterprise IT operations, and secure networking practices. You will contribute... ...and security programs. The role involves leading NOC operations, incident response, and... ...with agencies to maintain availability and compliance. Experience with SDN architectures is...Night shift
- Job Title JBS Live Pork Field Manager - Central/Eastern Iowa. Summary... ...Facility and Environmental compliance and work to help producer... ...Medication/vet ordering Bio-Security compliance and action planning... ...for you or your dependents! Supervisor Development Program:...Contract workWork at office
- ...EY is seeking a Real Estate Tax Manager who will provide comprehensive tax consulting and compliance services. This position involves analyzing complex tax operations and developing plans to improve clients' tax activities in a collaborative environment. The ideal candidate...Flexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Field Supervisor II — Securities Compliance Lead. Be the first to apply!
- field director Des Moines, IA
- field supervisor Des Moines, IA
- field service manager Des Moines, IA
- field manager Des Moines, IA
- compliance director Des Moines, IA
- compliance manager Des Moines, IA
- regulatory affairs director Des Moines, IA
- regulatory manager Des Moines, IA
- regulatory & compliance manager Des Moines, IA
- manager regulatory affairs Des Moines, IA

