FINRA Compliance & Trade Review Lead
PNC Bank
The PNC Bank is seeking a FINRA Supervisory Principal in Cleveland, OH, responsible for overseeing Financial Advisors and ensuring regulatory compliance. This role demands collaboration with various business partners and involves training and mentoring Advisors while managing risk. Ideal candidates possess a Bachelor's degree and relevant experience, with necessary licenses. PNC offers a supportive environment and a comprehensive benefits package including medical coverage, retirement plans, and paid time off. #J-18808-Ljbffr PNC
Vacancy posted 22 hours ago
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