Audit Manager I Capital Markets

The role of Audit Manager in Capital Markets within the Financial Services industry focuses on overseeing and managing audits to ensure compliance and operational efficiency. This position in New York requires a strong understanding of capital markets. The employer is a large organization within the Financial Services industry, known for its expertise in delivering tailored solutions to clients. The company emphasizes operational excellence and compliance, fostering a results-driven environment. Description Lead and manage audits focused on capital markets activities, ensuring adherence to regulatory standards and internal policies. Develop and execute risk-based audit plans and strategies to evaluate the effectiveness of internal controls. Provide detailed audit reports with findings, recommendations, and actionable insights for process improvements. Collaborate with cross-functional teams to assess risks and ensure compliance with financial regulations. Monitor and assess emerging risks within the capital markets and recommend appropriate actions. Mentor and guide junior audit team members, providing training and development opportunities. Communicate audit results to senior management and stakeholders, ensuring transparency and alignment. Stay updated on industry trends, regulatory changes, and best practices within the Financial Services sector. MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants. Profile A successful Audit Manager in Capital Markets should have: 5+ years of audit experience with a focus on capital markets operations. Strong knowledge of financial regulations and compliance requirements within the Financial Services industry. Exceptional analytical and problem-solving skills, with attention to detail. Effective communication and leadership abilities to collaborate with diverse teams and stakeholders. A professional certification such as CPA, CIA, or equivalent is preferred. Job Offer Competitive salary ranging from $120,000 to $130,000 USD annually. Opportunities for professional growth within the Financial Services industry. Engaging work environment in a prominent New York location. Exposure to high-level capital markets operations and projects. Take the next step in your career by applying to this exciting opportunity today! MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants. #J-18808-Ljbffr Michael Page