Futures Surveillance Compliance Specialist
SGS Société Générale de Surveillance SA
SGS Société Générale de Surveillance SA in Chicago is seeking a skilled individual for a role in Compliance within its Wholesale Banking division. The position calls for candidates with 2-5 years of experience, particularly in Trade Surveillance, along with a strong understanding of applicable banking regulations. The ideal candidate will demonstrate a keen attention to detail, initiative, and excellent communication skills. This position offers competitive compensation including benefits such as a 401(k) plan and wellness programs. #J-18808-Ljbffr
- ...integrated financial solutions.The SG Americas Compliance department acts as Second Line of... ..., it conducts trade and communications surveillance, and manages transversal support... ...either Trade Surveillance (in particular Futures and/or Fixed Income), General Compliance...SurveillanceWork at officeLocal area
$90k - $110k
...NinjaTrader is hiring a Compliance Specialist in Chicago, IL. The role involves developing compliance policies, responding to regulatory inquiries... ...degree and at least 2 years of compliance experience in the futures industry. This full-time position offers a salary range of $...SuggestedFull time$80k - $85k
...Compliance Analyst Connecting clients to markets – and talent to opportunity. With 5,... ...support various ongoing monitoring and surveillance functions to ensure regulatory obligations... ...department. ~ Familiarity with futures markets. Trading experience is a plus,...Surveillance$90k - $100k
...Senior Associate, AML & Compliance Testing The Senior Associate, AML & Compliance Testing... ...alerts, exception reports, and surveillance outputs related to broker-dealer activity... ...not require sponsorship for U.S. work authorization now or anytime in the future....SurveillancePermanent employmentWork at officeLocal areaFlexible hours$88k - $110k
...Senior Compliance Analyst Headquartered in the historic Chicago Board of Trade, PEAK6 Capital Management is a proprietary... ...how to avoid or deal with similar situations in the future. Oversee existing surveillance and enhance as appropriate; establish testing plan;...SurveillanceRemote work2 days per week$75k
...Shanghai, London, and Singapore. What you’ll do as a Junior Compliance Analyst at Akuna Monitor surveillance systems daily to detect potential market manipulation... ...encourage you to take the first steps toward your future with us! In accordance with Illinois Equal Pay Act,...SurveillanceWork experience placementWork at office3 days per week1 day per week$65k - $75k
...services around the clock on stocks, options, futures, currencies, bonds, and funds to... ...Interactive Brokers is looking to hire a Compliance Analyst in our Chicago office. Analysts... ...Markets and experience with trade surveillance Success Factors Self-motivated and able...SurveillanceWork at officeRemote work$92.5k - $115.5k
...enabling them to preserve their wealth for future generations, and provide for the people... ...Escalate exceptions to business and Compliance management along with supporting... ...or related to issues uncovered in daily surveillance. Act as administrator and systems expert...SurveillancePermanent employmentTemporary workWork at officeFlexible hours$92.5k - $115.5k
...life while preserving their wealth for future generations and supporting the causes and... .... Escalate exceptions to business and Compliance management along with supporting... ...or related to issues uncovered in daily surveillance. Act as administrator and systems expert...SurveillancePermanent employmentTemporary workWork at officeFlexible hours- ...Chief Compliance Officer (DCO) / Chief Regulatory Officer (DCM) CFTC-Regulated Business... ...familiarity with exchange rulebooks, market surveillance programs, and self‑regulatory... ..., prediction markets, or similar novel futures products and their treatment under the...SurveillanceOdd jobContract workWork at officeRemote work3 days per week
$170k - $200k
...SVP, Chief Compliance Officer of the Futures Division Wedbush Securities is one of the largest securities firms and investment banks in the nation... ...Merchant (FCM) Compliance team and oversee Trade Surveillance activities Interface with regulatory organizations and...SurveillanceWork at officeLocal areaFlexible hours$66.7k - $111.1k
...CME Chicago Mercantile Exchange Inc. is looking for a compliance professional to join their Governance, Risk, and Compliance (GRC) team... ...activities within a joint venture with FanDuel, ensuring adherence to futures and swaps trading regulations. The ideal candidate should have...- ...Overview Join the Governance, Risk, and Compliance (GRC) team at CME Group, a leading derivatives marketplace. The role supports Futures Commission Merchant (FCM) compliance activities within a joint venture with FanDuel, focusing on regulatory strategy and risk protection...
- ...Head Of Brokerage Operations - Futures Introducing Broker At My Funded Futures, we... ...Key Responsibilities Regulatory & Compliance Leadership Serve as the firm's Principal... ...programs, including AML/KYC, trade surveillance, financial reporting, and business continuity...Surveillance
- ...products, visit chicagoatlantic.com. Our company is seeking a Compliance Analyst with up to three years of relevant experience working... ...and testing activities, including personal trading surveillance, restricted list monitoring, gifts and entertainment tracking...SurveillanceWork at office
$75k - $90k
..., IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance, investigation support, and administrative functions. You'll work closely...SurveillanceInternshipWork at officeFlexible hours$75k - $90k
...Group One Trading is seeking a Compliance Associate in Chicago, IL, to support operations in the Compliance Department. The role involves monitoring trading activity, assisting with investigations, and maintaining compliance records. Ideal candidates should hold a Bachelor...Surveillance$75k
...A trading firm in Chicago is seeking a Junior Compliance Analyst to assist in regulatory compliance. Responsibilities include monitoring surveillance systems, reviewing trading activities, and managing compliance procedures. Ideal candidates possess analytical skills,...Surveillance$70k - $75k
...StoneX Group Inc. is seeking a Compliance Analyst to support regulatory monitoring and ensure compliance with CFTC, NFA, and exchange rules. The ideal candidate will have experience in compliance and regulatory fields, strong analytical skills, and effective communication...Surveillance- ...leading exchanges worldwide. The firm are seeking a trading compliance specialist that will act as a key advisor to the business and manage... ...expectations. Design, maintain, and enhance trade-surveillance controls to detect unusual patterns and escalate potential...SurveillanceWorldwide
- ...information requests, assign regulatory inquiries/request to compliance staff, review and analyze requests for potential compliance breaches... .... Additionally, it provides trade and communications surveillance, and manages transversal support functions that help the department...SurveillanceWork at officeLocal area
- ...with Waystone’s Consultants to help administer each client’s compliance program. These individuals will conduct regular reviews of the... ...review obligations, including electronic communications surveillance Assist with the preparation of regulatory correspondence including...SurveillanceWork at office
$80k - $115k
...Compliance Associate Chicago, Illinois, United States As a member of Compliance, the individual in this position will be responsible... ...protocols. Performing electronic communications review, surveillance, other testing and helping conduct the annual review....SurveillanceTemporary workWork at officeFlexible hours- ...Group One Trading is hiring a Compliance Data Analyst in Chicago, IL. This position involves building data infrastructures for compliance... ...and SQL. The ideal candidate will design tools for trade surveillance and enhance detection systems while providing quantitative support...Surveillance
$63.3k - $117.2k
...: 320 S Canal Street Job Family Group: Audit, Risk & Compliance The Compliance team is responsible for proactive identification... ...and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned with...SurveillanceContract workPart timeLocal area$24 - $26 per hour
...competitive compensation, benefits, and incentive programs. Compliance Specialist Responsible for ensuring compliance in Low-Income Housing HUD... ...& Eviction Management: Collect all monies due, process future residents' applications, collect deposits, and oversee audit...Hourly payFull timeTemporary workPart timeLocal area$85k - $100k
...Salary Range: $85,000 - $100,000 Group One Trading is seeking a Compliance Data Analyst to sit at the intersection of technology and... ...maintaining the data infrastructure that powers our trade surveillance, investigations, and regulatory reporting programs. You'll work...SurveillanceWork at officeFlexible hours- ...Sr Sourcing Compliance Specialist The Sr Sourcing Compliance Specialist is responsible for developing and implementing procurement compliance... ...root causes, and recommend appropriate solutions to prevent future occurrences. Provide guidance and training to procurement staff...Contract workTemporary workWork at officeLocal areaFlexible hours
- ...caps, captive carrier limitations, or opaque lead structures? We are expanding our network of established financial protection specialists. This 1099 entrepreneurial partnership is tailored for self-starting professionals who want to maximize their earning potential by...Contract workWork at officeImmediate startRemote work
$90k - $110k
...What you’ll do As a Compliance Specialist, you will apply your understanding of CFTC regulations, NFA and exchange rules, and the firm’s internal compliance policies to support NinjaTrader’s futures brokerage operations. You will assist with drafting and maintaining policies...Work at officeMonday to FridayFlexible hours
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