Regulatory Compliance & Trade Surveillance Analyst
$70k - $75kStoneX Group Inc.
StoneX Group Inc. is seeking a Compliance Analyst to support regulatory monitoring and ensure compliance with CFTC, NFA, and exchange rules. The ideal candidate will have experience in compliance and regulatory fields, strong analytical skills, and effective communication abilities. This role involves reviewing account transfer requests, documenting monitoring activities, and advising business personnel on compliance inquiries. A Bachelor’s Degree in a financial-related field is required, along with proficiency in MS Office. The position offers a salary range of $70,000 - $75,000 along with a benefits package. #J-18808-Ljbffr
- ...Group Inc. is seeking a Consultant for Trade Surveillance in Chicago, offering a hybrid work... ...conducting daily surveillance, addressing compliance issues, and escalating potential... ...experience in trade surveillance systems and regulatory compliance, alongside strong research...Surveillance
$30 - $35 per hour
...A global financial services firm is hiring a Trade Surveillance Analyst for their Chicago office. This entry-level position offers great growth potential and requires 1-3 years of regulatory compliance experience. Responsibilities include conducting account activity reviews...SurveillanceHourly payWork at officeRemote work$30 - $35 per hour
...A global financial services company is seeking Trade Surveillance Analysts for a six-month assignment in Chicago, Illinois. This entry-level... ..., requiring strong analytical skills and 1-3 years of regulatory compliance experience. Responsibilities include reviewing account...SurveillanceHourly payWork at officeRemote work$85k - $100k
...PortalPlayer, Inc. is seeking a Compliance Data Analyst in Chicago, IL, to manage data infrastructure for trade surveillance and compliance reporting. Ideal candidates will have strong proficiency in Python and SQL, with experience in analytical tools and data visualization...Surveillance$30 - $35 per hour
...Interactive Brokers is looking to hire Trade Surveillance Analysts (temps) for a six-month assignment... .... Analysts will report to a Compliance Manager and help ensure the firm complies... ...summarizing data and trends. Preparing regulatory filings. Contributing to...SurveillanceHourly payTemporary workWork at officeRemote workFlexible hours- ...Huron Consulting Group is seeking a Consultant to provide trade surveillance and clear trade alerts for various securities. This role requires broker/dealer experience and proficiency with alert clearing tools. The ideal candidate will manage a high volume of alerts and...Surveillance
- ...About the Role Consultants’ main role is providing trade surveillance and clearing trade alerts for various securities. Qualifications Broker/Dealer experience. Experience working with alert clearing tools and technologies. Experience working with a high volume of alerts...Surveillance
- ...true career contractor with a focus in Trade Surveillance and is happy about a Hybrid work... ...Conduct daily surveillance to ensure compliance with appropriate rules, regulations, and... ...activity according to firm policy and regulatory requirements. Liaise with Information...SurveillanceContract workFor contractors
- ...Consulting Group Inc. is looking for a Consultant focused on Trade Surveillance, with a hybrid work schedule available in Midtown NYC. This... ...contract-based role involves clearing trade alerts, conducting compliance surveillance, and researching potential violations. The...SurveillanceContract work
- ...transformation to produce sustainable business results. Join our team and create your future. Consultants' main role is providing trade surveillance and clearing trade alerts for various securities. Broker/Dealer experience. Working with alert clearing tools and...SurveillanceImmediate start
$75k
...A trading firm in Chicago is seeking a Junior Compliance Analyst to assist in regulatory compliance. Responsibilities include monitoring surveillance systems, reviewing trading activities, and managing compliance procedures. Ideal candidates possess analytical skills,...Surveillance- ...the Commodity Futures Trading Commission (CFTC) as... ...highly motivated Risk Analyst to join our Risk... ...broker dealer and FCM regulatory frameworks, and the ability... ...for accuracy and compliance. Reporting & Governance... ...strategies. Support surveillance of limit frameworks such...SurveillanceWork at officeWeekend workAfternoon shift
- ...Cedar Cares, Inc is seeking a Surveillance Analyst to monitor and analyze trading activities in the Cboe option markets for compliance with regulations. The ideal candidate will have 2+ years in regulatory or compliance roles, strong analytical skills, and expertise in...Surveillance
- ...Group One Trading is hiring a Compliance Data Analyst in Chicago, IL. This position involves building data infrastructures for compliance tasks and requires... ...SQL. The ideal candidate will design tools for trade surveillance and enhance detection systems while providing...Surveillance
$45 - $55 per hour
...research and analysis of market, credit, and trading data to identify risks, develop... ...Responsibilities Liaise with market risk, financial surveillance, and other departments to familiarize... ...in preparing responses to ad‑hoc regulatory requests. Skills and Qualifications...SurveillanceHourly payFixed term contract$75k - $85k
...consistently at the forefront of trading innovation , starting with... ...is looking to hire a Compliance Analyst in our Chicago office. Analysts... ...working for an exchange, a regulatory organization, a Broker... ...Marketsand experience with trade surveillance. To be successful in this...SurveillanceContract workFor contractorsFor subcontractorWork at officeImmediate startRemote work- ...Onboarding and Risk Management Analyst's primary responsibility... .../documents to ensure compliance of internal policy and regulatory requirements. This also... ...business units leaders, surveillance, compliance, and... ...companies to offer crypto trading, stablecoin payments, and...SurveillanceImmediate startRemote workWork from home
$45 - $55 per hour
...research and analysis of market, credit, and trading data to identify risks, develop... ...Liaise with market risk, financial surveillance, and other departments to familiarize others... ...Assist in preparing responses to ad hoc regulatory requests Skills and Software Requirements...SurveillanceHourly payFixed term contractWorldwide$85k - $100k
...Salary Range: $85,000 - $100,000 Group One Trading is seeking a Compliance Data Analyst to sit at the intersection of technology and... ...the data infrastructure that powers our trade surveillance, investigations, and regulatory reporting programs. You'll work closely with...SurveillanceWork at officeFlexible hours- ...Global Trade Compliance Analyst (Global Affairs) Reporting directly to the Head of Global Trade, you will work three days a week from the Salesforce office and manage compliance with ITAR, EAR, and other international regulations. What You’ll Be Doing Champion Defense...Work at office3 days per week
$75k - $90k
...Group One Trading is seeking a Compliance Associate in Chicago, IL, to support operations in the Compliance Department. The role involves monitoring trading activity, assisting with investigations, and maintaining compliance records. Ideal candidates should hold a Bachelor...Surveillance$70k - $125k
...Job Description We are looking for a highly motivated and detail-oriented individual to join our Trading & Risk Solutions team. This role is ideal for someone with an interest in financial markets, strong analytical skills, and a desire to work in a fast-paced environment...Full timeTemporary workPart time- ...JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping... ...credit officer approval of lending and trading related transactions, including... ...participate in portfolio management / surveillance projects Required qualifications, capabilities...SurveillanceWork experience placementBank staffWork at office
$95k - $150k
...Geneva Trading is seeking a dynamic on-site Risk Analyst to monitor real-time trading activity, particularly within futures markets. The role involves working closely with cross-functional teams to identify risk exposures and interpret trading behavior. The ideal candidate...- ...Interactive Brokers Group, Inc. is recruiting for a Trade Surveillance Compliance Manager at its Chicago office. This hybrid role... ...and part remote, involves overseeing a team of analysts to ensure compliance with key regulatory frameworks. The ideal candidate will possess 3+...SurveillanceWork at officeRemote work
- ...seeking a Contracts Specialist for their Refining and Products Trading team in Chicago. This role involves drafting, reviewing, and... ...negotiating contract documentation for physical oil trades, ensuring compliance and risk management. The ideal candidate will have strong...Contract work
- ...Goldman Sachs, Inc. is looking for a detail-oriented individual to join their Trading & Risk Solutions team in Chicago. The role supports multi-asset clients, ensuring operational efficiency and risk management. Ideal candidates have a Bachelor’s degree in finance or related...
$79.48k - $102.85k
...Role Overview The Surveillance Analyst role will include real-time and pattern... ...of option securities traded on the Cboe Exchanges to detect... ...trading systems to ensure compliance with Cboe rules. Collaborate... ...to further enhance the Regulatory Program. Assist in responding...Surveillance$75k - $85k
...Due Diligence Senior Analyst Chicago, IL Company... ...at the forefront of trading innovation, starting... ...is looking to hire a Compliance Analyst in our... ...working for an exchange, a regulatory organization, a... ...experience with trade surveillance. To be successful...SurveillanceWork at officeRemote work- ...The Junior Customer Audit and Risk Analyst’s primary responsibility will be... ...supplied information/documents to ensure compliance of internal policy and regulatory requirements. This is an entry... ...including business units leaders, surveillance, compliance, and technology...SurveillanceRemote workWork from home
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