Trade Surveillance Analyst
Huron Consulting Group Inc
Position Overview This is a great opportunity for a true career contractor with a focus in Trade Surveillance and is happy about a Hybrid work schedule located in Midtown NYC. Contract Based Opportunity 3 months or longer Hybrid Schedule. Responsibilities Clear trade alerts that have been backed up due to a change in trade surveillance systems. Conduct daily surveillance to ensure compliance with appropriate rules, regulations, and firm policies. Perform research and investigations to identify the reason for potential violations. Document research results and escalat[e] violations and/or suspicious activity according to firm policy and regulatory requirements. Liaise with Information Technology and Senior Management in the development, review, and clearing of surveillance models. Position Details Position Level: Consultant Country: United States of America Location: Midtown NYC, Hybrid Schedule. Benefits Huron Consulting Group offers a competitive compensation and benefits package: medical, dental, and vision coverage to employees and dependents; a 401(k) plan with a generous employer match; an employee stock purchase plan; a generous Paid Time Off policy; and paid parental leave and adoption assistance. Our Wellness Program supports employee total well-being by providing free annual health screenings and coaching, bank at work, and on-site workshops, as well as ongoing programs recognizing major events in the lives of our employees throughout the year. All benefits and programs are subject to applicable eligibility requirements. Equal Employment Opportunity Huron is fully committed to providing equal employment opportunity to job applicants and employees in recruitment, hiring, employment, compensation, benefits, promotions, transfers, training, and all other terms and conditions of employment. Huron will not discriminate on the basis of age, race, color, gender, marital status, sexual orientation, gender identity, pregnancy, national origin, religion, veteran status, physical or mental disability, genetic information, creed, citizenship or any other status protected by laws or regulations in the locations where we do business. We endeavor to maintain a drug-free workplace. #J-18808-Ljbffr
- ...Huron Consulting Group is seeking a Consultant to provide trade surveillance and clear trade alerts for various securities. This role requires broker/dealer experience and proficiency with alert clearing tools. The ideal candidate will manage a high volume of alerts and...Surveillance
- ...Huron Consulting Group Inc. is seeking a Consultant for Trade Surveillance in Chicago, offering a hybrid work schedule. This role involves conducting daily surveillance, addressing compliance issues, and escalating potential violations. The ideal candidate will have experience...Surveillance
$85k - $100k
...PortalPlayer, Inc. is seeking a Compliance Data Analyst in Chicago, IL, to manage data infrastructure for trade surveillance and compliance reporting. Ideal candidates will have strong proficiency in Python and SQL, with experience in analytical tools and data visualization...Surveillance$30 - $35 per hour
...A global financial services firm is hiring a Trade Surveillance Analyst for their Chicago office. This entry-level position offers great growth potential and requires 1-3 years of regulatory compliance experience. Responsibilities include conducting account activity reviews...SurveillanceHourly payWork at officeRemote work$30 - $35 per hour
...A global financial services company is seeking Trade Surveillance Analysts for a six-month assignment in Chicago, Illinois. This entry-level position offers significant growth potential for motivated individuals, requiring strong analytical skills and 1-3 years of regulatory...SurveillanceHourly payWork at officeRemote work- ...About the Role Consultants’ main role is providing trade surveillance and clearing trade alerts for various securities. Qualifications Broker/Dealer experience. Experience working with alert clearing tools and technologies. Experience working with a high volume of alerts...Surveillance
- Huron Consulting Group Inc. is looking for a Consultant focused on Trade Surveillance, with a hybrid work schedule available in Midtown NYC. This contract-based role involves clearing trade alerts, conducting compliance surveillance, and researching potential violations...SurveillanceContract work
- ...transformation to produce sustainable business results. Join our team and create your future. Consultants' main role is providing trade surveillance and clearing trade alerts for various securities. Broker/Dealer experience. Working with alert clearing tools and...SurveillanceImmediate start
$30 - $35 per hour
...state-of-the-art technology. This is a Hybrid role (4 days in office / 1 day remote) Interactive Brokers is looking to hire Trade Surveillance Analysts (temps) for a six-month assignment in its Chicago, Illinois, office. This entry-level position has excellent growth...SurveillanceHourly payTemporary workWork at officeRemote workFlexible hours- ...Cedar Cares, Inc is seeking a Surveillance Analyst to monitor and analyze trading activities in the Cboe option markets for compliance with regulations. The ideal candidate will have 2+ years in regulatory or compliance roles, strong analytical skills, and expertise in...Surveillance
- ...broker dealer and the Commodity Futures Trading Commission (CFTC) as a registered Futures... ...We are seeking a highly motivated Risk Analyst to join our Risk Management team. This role... ...mitigation strategies. Support surveillance of limit frameworks such as capital adequacy...SurveillanceWork at officeWeekend workAfternoon shift
- ...Group One Trading is hiring a Compliance Data Analyst in Chicago, IL. This position involves building data infrastructures for compliance tasks and requires... ...SQL. The ideal candidate will design tools for trade surveillance and enhance detection systems while providing...Surveillance
$79.48k - $102.85k
...Role Overview The Surveillance Analyst role will include real-time and pattern-based surveillance of the Cboe option markets to detect possible... ...real-time surveillance and analysis of option securities traded on the Cboe Exchanges to detect possible violations of Cboe...Surveillance$45 - $55 per hour
...performing in‑depth research and analysis of market, credit, and trading data to identify risks, develop mitigation processes, and... ...appropriate. Key Responsibilities Liaise with market risk, financial surveillance, and other departments to familiarize stakeholders with...SurveillanceHourly payFixed term contract$75k - $85k
...Enhanced Due Diligence Senior Analyst Chicago, IL Company Overview Interactive... ...has been consistently at the forefront of trading innovation, starting with the invention... ...Capital Markets and experience with trade surveillance. To be successful in this position,...SurveillanceWork at officeRemote work$75k - $85k
...has been consistently at the forefront of trading innovation , starting with the invention... ...Brokers is looking to hire a Compliance Analyst in our Chicago office. Analysts will... ...Capital Marketsand experience with trade surveillance. To be successful in this position, you...SurveillanceContract workFor contractorsFor subcontractorWork at officeImmediate startRemote work$79.48k - $102.85k
...infrastructure and tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to market participants... ...four day in office work model. Role Overview The Surveillance Analyst role will include real-time and pattern-based surveillance...SurveillanceWork at officeImmediate start$170k - $220k
...amendments or waivers. Portfolio monitoring: Active management and surveillance of existing portfolio credits including reviewing financial... ...and source differentiated deal flow. Secondary trading: Be proactive and thoughtful around client portfolio demand and...SurveillanceLocal areaWorldwideShift work- ...Customer Onboarding and Risk Management Analyst's primary responsibility will be supporting... ...teams including business units leaders, surveillance, compliance, and technology. Conducts... ..., and payment companies to offer crypto trading, stablecoin payments, and tokenized assets...SurveillanceImmediate startRemote workWork from home
$45 - $55 per hour
...performs in-depth research and analysis of market, credit, and trading data to identify risks, develop mitigation processes, and... ...Key Responsibilities: Liaise with market risk, financial surveillance, and other departments to familiarize others with counterparty...SurveillanceHourly payFixed term contractWorldwide- ...Quant Blueprint LLC is seeking a Fundamental Analyst to join their Chicago office. The role involves conducting economic and company-specific research to influence trading decisions. Candidates should have a Bachelor's degree in a quantitative field and 1-5 years of experience...Work at office
$75k - $90k
...Group One Trading is seeking a Compliance Associate in Chicago, IL, to support operations in the Compliance Department. The role involves monitoring trading activity, assisting with investigations, and maintaining compliance records. Ideal candidates should hold a Bachelor...Surveillance$75k
...A trading firm in Chicago is seeking a Junior Compliance Analyst to assist in regulatory compliance. Responsibilities include monitoring surveillance systems, reviewing trading activities, and managing compliance procedures. Ideal candidates possess analytical skills,...Surveillance$85k - $100k
..., IL Salary Range: $85,000 - $100,000 Group One Trading is seeking a Compliance Data Analyst to sit at the intersection of technology and compliance... ...the data infrastructure that powers our trade surveillance, investigations, and regulatory reporting programs. You...SurveillanceWork at officeFlexible hours- ...Interactive Brokers Group, Inc. is hiring for a Trade Issues team member to investigate client inquiries and resolve complex trade-related problems. This hybrid role requires 1-3 years of relevant experience and offers the chance to work closely with diverse departments...Remote work
$75k - $113.5k
...navigating a complex web of international laws. That's where you come in. We're looking for a sharp, energetic Global Trade Compliance Analyst to join our elite Global Trade team. Reporting directly to the Head of Global Trade, you won't just be checking boxes-you...Work at office3 days per week- ...Tastyworks, based in Chicago, is seeking a HeadofTrade Surveillance and Best Execution to lead initiatives ensuring trades are supervised, executed fairly, and reported accurately. You will oversee the end-to-end best execution program in a hybrid work environment. Ideal...Surveillance
- ...Group One Trading in Chicago is seeking a Trading Analyst to join their intensive training program in proprietary trading. Analysts will develop proficiencies in option market making and provide high-level support to senior portfolio managers, immersing themselves in a...
- ...Trading Analyst (Python) Chicago Maven is a market-leading proprietary trading firm deploying its own capital across discretionary, systematic, and market-making strategies. Backed by deep expertise in trading, technology, and research, we are relentlessly focused...Shift work
- ...Global Trade Compliance Analyst (Global Affairs) Reporting directly to the Head of Global Trade, you will work three days a week from the Salesforce office and manage compliance with ITAR, EAR, and other international regulations. What You’ll Be Doing Champion Defense...Work at office3 days per week
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