Hybrid Trade Surveillance Analyst - Regulatory Compliance
$30 - $35 per hourInteractive Brokers Group Inc
A global financial services company is seeking Trade Surveillance Analysts for a six-month assignment in Chicago, Illinois. This entry-level position offers significant growth potential for motivated individuals, requiring strong analytical skills and 1-3 years of regulatory compliance experience. Responsibilities include reviewing account activity and preparing regulatory filings. The anticipated hourly rate ranges from $30.00 to $35.00, and the role is hybrid with 4 days in the office and 1 day remote. #J-18808-Ljbffr
- ...Inc. is seeking a Consultant for Trade Surveillance in Chicago, offering a hybrid work schedule. This role involves... ...conducting daily surveillance, addressing compliance issues, and escalating potential... ...trade surveillance systems and regulatory compliance, alongside strong...Surveillance
$30 - $35 per hour
...financial services firm is hiring a Trade Surveillance Analyst for their Chicago office. This... ...potential and requires 1-3 years of regulatory compliance experience. Responsibilities include... ...communication abilities. The role is hybrid, combining in-office and remote work...SurveillanceHourly payWork at officeRemote work- ...Consulting Group Inc. is looking for a Consultant focused on Trade Surveillance, with a hybrid work schedule available in Midtown NYC. This contract-based role involves clearing trade alerts, conducting compliance surveillance, and researching potential violations. The...SurveillanceContract work
$30 - $35 per hour
...art technology. This is a Hybrid role (4 days in office / 1... ...Brokers is looking to hire Trade Surveillance Analysts (temps) for a six-month... ...Analysts will report to a Compliance Manager and help ensure the... ...data and trends. Preparing regulatory filings. Contributing to streamlining...SurveillanceHourly payTemporary workWork at officeRemote workFlexible hours$75k - $85k
...technology. This is Hybrid role (4 days in office... ...at the forefront of trading innovation , starting... ...is looking to hire a Compliance Analyst in our Chicago office... ...working for an exchange, a regulatory organization, a... ...experience with trade surveillance. To be successful in...SurveillanceContract workFor contractorsFor subcontractorWork at officeImmediate startRemote work- ...Brokers Group, Inc. is recruiting for a Trade Surveillance Compliance Manager at its Chicago office. This hybrid role, part office and part remote, involves overseeing a team of analysts to ensure compliance with key regulatory frameworks. The ideal candidate will possess...SurveillanceWork at officeRemote work
$85k - $100k
...PortalPlayer, Inc. is seeking a Compliance Data Analyst in Chicago, IL, to manage data infrastructure for trade surveillance and compliance reporting. Ideal candidates will have strong proficiency in Python and SQL, with experience in analytical tools and data visualization...Surveillance- ...career contractor with a focus in Trade Surveillance and is happy about a Hybrid work schedule located in Midtown... ...Conduct daily surveillance to ensure compliance with appropriate rules,... ...activity according to firm policy and regulatory requirements. Liaise with Information...SurveillanceContract workFor contractors
- ...Chicago, is seeking a HeadofTrade Surveillance and Best Execution to lead initiatives ensuring trades are supervised, executed... ...end best execution program in a hybrid work environment. Ideal candidates... ...in trade surveillance, regulatory reporting, and team leadership...Surveillance
$75k
...A trading firm in Chicago is seeking a Junior Compliance Analyst to assist in regulatory compliance. Responsibilities include monitoring surveillance systems, reviewing trading activities, and managing compliance... ...presence in Chicago on a hybrid schedule. Minimum base...Surveillance- ...Interactive Brokers Group, Inc. is hiring for a Trade Issues team member to investigate client inquiries and resolve complex trade-related problems. This hybrid role requires 1-3 years of relevant experience and offers the chance to work closely with diverse departments...Remote work
- ...Huron Consulting Group is seeking a Consultant to provide trade surveillance and clear trade alerts for various securities. This role requires broker/dealer experience and proficiency with alert clearing tools. The ideal candidate will manage a high volume of alerts and...Surveillance
- ...About the Role Consultants’ main role is providing trade surveillance and clearing trade alerts for various securities. Qualifications Broker/Dealer experience. Experience working with alert clearing tools and technologies. Experience working with a high volume of alerts...Surveillance
- ...transformation to produce sustainable business results. Join our team and create your future. Consultants' main role is providing trade surveillance and clearing trade alerts for various securities. Broker/Dealer experience. Working with alert clearing tools and...SurveillanceImmediate start
- ...tastytrade Inc. is looking for a Technical Business Analyst to lead initiatives in regulatory compliance and operational transformation in Chicago. The role... ...services, ideally with NFA/CFTC knowledge. Enjoy a hybrid work schedule and comprehensive benefits, including...
- ...Specialist for their Refining and Products Trading team in Chicago. This role involves... ...documentation for physical oil trades, ensuring compliance and risk management. The ideal candidate... ...-paced environment. The position offers hybrid working conditions with opportunities...Contract work
- ...Cedar Cares, Inc is seeking a Surveillance Analyst to monitor and analyze trading activities in the Cboe option markets for compliance with regulations. The ideal candidate will have 2+ years in regulatory or compliance roles, strong analytical skills, and expertise in...Surveillance
- ...Group One Trading is hiring a Compliance Data Analyst in Chicago, IL. This position involves building data infrastructures for compliance tasks and requires... ...SQL. The ideal candidate will design tools for trade surveillance and enhance detection systems while providing...Surveillance
- ...the Commodity Futures Trading Commission (CFTC) as... ...highly motivated Risk Analyst to join our Risk... ...broker dealer and FCM regulatory frameworks, and the ability... ...for accuracy and compliance. Reporting & Governance... ...strategies. Support surveillance of limit frameworks such...SurveillanceWork at officeWeekend workAfternoon shift
- ...Community Liaison & Program Analyst (PRP) Location: Chicago, IL... ...position. This role is a unique hybrid of Community Liaison and... ...strategy meets stringent regulatory requirements while remaining... ...city officials. Regulatory Compliance: Maintain and enhance communication...Work at officeLocal area
$45 - $55 per hour
...research and analysis of market, credit, and trading data to identify risks, develop... ...Responsibilities Liaise with market risk, financial surveillance, and other departments to familiarize... ...in preparing responses to ad‑hoc regulatory requests. Skills and Qualifications...SurveillanceHourly payFixed term contract$100k - $110k
...("IBKR") is recruiting for a Trade Surveillance Compliance Manager at its Chicago office.... ...Surveillance, oversees a team of analysts, and ensures compliance with regulatory frameworks such as the Bank... ...sanctions, AML, and securities laws. Hybrid work arrangement: 4 days in...SurveillanceWork at officeRemote work$75k - $85k
...Diligence Senior Analyst Chicago, IL... ...technology. This is Hybrid role (4 days in... ...the forefront of trading innovation,... ...looking to hire a Compliance Analyst in our Chicago... ...an exchange, a regulatory organization, a Broker... ...with trade surveillance. To be successful...SurveillanceWork at officeRemote work- ...ManpowerGroup Global, Inc. is seeking a dedicated Finance Risk Analyst (2nd Shift) to support critical trading operations. This role is pivotal within the Risk... ...communication skills. The position offers a hybrid work model with 3 days onsite per week, focusing on system...Afternoon shift3 days per week
$170k - $220k
...teams as well as legal, compliance and risk. Primary... ...Active management and surveillance of existing portfolio... ...deal flow. Secondary trading: Be proactive and... ...date on industry and regulatory developments. Business... ...solving. #LI-LN1 #LI-Hybrid Applicants must be...SurveillanceLocal areaWorldwideShift work- ...Onboarding and Risk Management Analyst's primary responsibility... .../documents to ensure compliance of internal policy and regulatory requirements. This also... ...business units leaders, surveillance, compliance, and... ...companies to offer crypto trading, stablecoin payments, and...SurveillanceImmediate startRemote workWork from home
$45 - $55 per hour
...research and analysis of market, credit, and trading data to identify risks, develop... ...Liaise with market risk, financial surveillance, and other departments to familiarize others... ...Assist in preparing responses to ad hoc regulatory requests Skills and Software Requirements...SurveillanceHourly payFixed term contractWorldwide$75k - $90k
...Group One Trading is seeking a Compliance Associate in Chicago, IL, to support operations in the Compliance Department. The role involves monitoring trading activity, assisting with investigations, and maintaining compliance records. Ideal candidates should hold a Bachelor...Surveillance$85k - $100k
...Salary Range: $85,000 - $100,000 Group One Trading is seeking a Compliance Data Analyst to sit at the intersection of technology and... ...the data infrastructure that powers our trade surveillance, investigations, and regulatory reporting programs. You'll work closely with...SurveillanceWork at officeFlexible hours$65k - $75k
...technology. This is a Hybrid role (4 days in... ...at the forefront of trading innovation, starting... ...is looking to hire a Compliance Analyst in our Chicago office... ...working for an exchange, a regulatory organization, a Broker... ...experience with trade surveillance Success Factors Self-...SurveillanceWork at officeRemote work
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