Financial Markets and Regulatory Associate
BCG Attorney Search
Job Overview A law firm seeks a highly qualified Financial Markets and Regulatory Associate to join its practice in New York, NY. The ideal candidate will have a strong background in financial services, including securities and derivatives, and experience negotiating trading agreements. Responsibilities Provide legal advice on financial services, including securities and derivatives. Negotiate and draft trading agreements. Advise on matters involving digital assets and blockchain technology. Requirements 3-5 years of experience in financial services law. Admitted to the New York bar or eligible to waive in. Excellent academic credentials. Strong writing and analytical skills. Education Juris Doctor (JD) degree. Certifications Bar admission in New York or eligibility to waive in. Skills Proficiency in securities and derivatives law. Experience with digital assets and blockchain technology. Strong negotiation and drafting skills. Benefits Comprehensive health insurance. Retirement savings plan. Professional development opportunities. #J-18808-Ljbffr BCG Attorney Search
$130k - $150k
...understand their goals, and navigate complex markets together. We leverage cutting edge... ...the DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight... ...related field.7 years of experience in financial services compliance, marketing compliance...FinancialFull timeWork at officeLocal area$90k - $125k
...Inc. (Oppenheimer) is a leading middle-market investment bank and full service broker-... ...engaged in a broad range of activities in the financial services industry, including retail... ...registered investment funds, as well as the regulatory landscape of investment advisers and...FinancialWork experience placement$170k - $220k
...opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s... ...level attorney to provide legal and regulatory advisory support to our Global Markets businesses conducted through MUFG... ...(FINRA) and the National Futures Association (NFA). The major responsibilities...FinancialFull timeLocal areaRemote work$100k - $155k
...prominent Investment Management firm in NYC is seeking a Compliance Associate. The ideal candidate will possess 3-5+ years of experience in Financial Services Compliance, specifically with Advertising & Marketing materials. Required qualifications include a college degree...FinancialFull time- City of New York is seeking an experienced Compliance Officer for the Bureau of Asset Management to monitor regulatory compliance across private market and public investments. You will work with strategy and counsel to perform due diligence, advise on committee evaluations...FinancialWork at office
$150k - $200k
...join our team with a primary focus on marketing compliance while also supporting broader... ...materials ensuring they meet applicable global regulatory requirements, while also contributing... ...at a broker dealer, asset manager, or financial services firm with a focus on marketing...FinancialWork experience placement$89k - $105k
...epicenter of this historic cultural and financial shift, keep reading.About the team +... ...entities maintain the highest standards of regulatory and brand integrity. We review, audit,... ..., partnering closely with Marketing, Legal, Content, and Compliance teams.As...FinancialFixed term contractWork at officeFlexible hoursShift work3 days per week$200k - $250k
...investment firm built at the intersection of financial theory and practical application. We... ..., long-term results by looking past market noise to identify and isolate the factors... ...marketing materials to ensure compliance with regulatory requirements and internal standards....Financial$81.4k - $151.8k
...Risk & Compliance The Capital Markets Senior Compliance Officer... ...business partners to ensure regulatory, corporate and fiduciary obligations... ...Identify potential issues associated with surveillance tools and... ...years of experience with a financial services firm in a...FinancialLocal area- ...Reserve Bank of New York is seeking a Regulatory Data Associate to support its data collection and... ...efforts. This role requires expertise in financial datasets and the ability to drive... ...analytical skills, experience with financial markets, and proficiency in tools like MS...Financial
$100k - $120k
Athene is seeking an Analyst or Associate to join the Compliance team within Legal, Regulatory, Tax & Compliance. This role involves supporting the firm’s global marketing compliance program by reviewing external communications and ensuring compliance with regulatory requirements...Financial- ...Officer (Business Analyst) to own end-to-end marketing content compliance reviews across... ...workflows, oversee review systems, and analyze regulatory changes impacting disclosures. The role... .... The ideal candidate has 7+ years in financial services compliance, familiarity with...Financial
$95k - $115k
Corporate Title: Associate Department: Operations Location: New York... ...Nomura is a global financial services group with an integrated... ...and regions. By connecting markets East & West, Nomura services... ...Experience in FED or other types of regulatory reporting a plus Strong...FinancialWork at officeRelocation package$115k - $150k
...alternative asset management as well as capital markets and insurance solutions. KKR aims to... ...under the management of Global Atlantic Financial Group. References to KKR’s investments... ...leaders to identify and mitigate legal, regulatory, operational and reputational risks....FinancialWork at officeLocal area- ...Description Job Description Leading middle-market investment bank and full service broker-... ...review of the FOCUS Report and other regulatory filings. Prepare and/or review monthly,... ...plus. One to three years of accounting, financial reporting, regulatory reporting, audit,...FinancialExtra incomeWork at office
$50k - $70k
...our clients with a stable and reliable financial partner, whether in Corporate or Personal... ...Commodities, Financial Institutions and Global Markets lines of business. Overview *To be... ...-up for the Head of Consumer and Bank Regulatory Compliance. Ensure accurate and meaningful...FinancialInternshipWork at office- ...practice at Withum is experiencing significant growth driven by market demand for assurance services. Our team is seeking a Contract... ...planning and testing of franchisees and licensees’ compliance, financial and brand management, with the contractual obligations for all...FinancialFull timeContract workWork at officeLocal area
- Job Overview A law firm seeks a Financial Regulatory Associate to join its Financial Services and Securities Enforcement Department in New York.... ...compliance obligations across domestic and international markets. Duties Advise on state and federal regulatory inquiries...Financial
- ...PolymarketPolymarket is the world's largest prediction market platform. We enable individuals to... ...and law enforcement, and coordinate regulatory examinations and auditsStay current on... ...2+ years of AML/CTF experience in financial services, with exposure to derivatives,...FinancialContract work
$89k - $105k
...epicenter of this historic cultural and financial shift, keep reading.About the team + roleWe... ...surveillance tools, responding to regulatory requests and required filings, and advancing... ..., location, business needs, or market demands. The expected base pay range for...FinancialWork at officeFlexible hoursShift work3 days per week$165k - $275k
...Firm's management of legal, regulatory and franchise risk. This is... ...known as a global leader in financial services, always evolving and... ...to Regional Management and Market management on Firm and regulatory... ...practices typically associated with a broker-dealer (e.g. gifts...FinancialTemporary workWork experience placement- ...champion a customer-focused culture while supporting the Debt Capital Markets franchise through trading in the secondary bond market. You... ...bachelor's degree and relevant licenses, along with strong financial literacy and communication skills. Scotiabank offers a diverse...Financial
- ...leading firm in tokenizing assets is seeking a Head of Capital Markets and Investor Relations. This executive role involves developing... ...15 years of experience in investor relations within fintech or financial services and possesses exceptional communication and financial...FinancialRemote work
$260k - $365k
Financial Regulatory Mid-Level Associate New York, United States | Posted on 03/05/2026 Financial Regulatory Associate | AmLaw 100 Platform | Multiple... ...companies operating across domestic and international markets and is known for its work at the intersection of fintech...FinancialWork at office- EPAM is seeking a Global Financial Services & Insurance Integrated Campaign Lead to shape, orchestrate and optimize integrated marketing campaigns that translate industry priorities into measurable awareness, account engagement, pipeline and revenue impact.As part of the...Financial
$10k
...the place to do it.About the Role We're seeking a driven Associate, Capital Markets to join Ramp's growing Finance and Capital Markets team. This... ...on key strategic initiatives including product expansion, financial partnerships, bank partnerships, and issuing...FinancialFull timeWork at officeHome officeFlexible hours$50k - $70k
...our clients with a stable and reliable financial partner, whether in Corporate or Personal... ...Commodities, Financial Institutions and Global Markets lines of business. Overview *To be... ..., submission and management of regulatory data, reports and requests. Other responsibilites...FinancialWork at office$103.7k - $155.5k
Regulatory Compliance Risk Senior Associate (Banking) Hybrid Role locations: Dallas, NYC, Charlotte, Philadelphia... ...commercial/retail banks or other financial institutions, or in a similar consulting... ...relating to the development, marketing, origination, servicing, and...FinancialFull timeWork experience placementWork at office2 days per week- ...unparalleled speed, accuracy, and insight. We are not just improving financial workflows; we are redefining them from the ground up. This... ...point. With a rapidly growing client base, proven product-market fit, and backing from world-class investors, we are scaling quickly...FinancialFull timeLive in
$260k - $365k
...exciting full‑time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. The position can be based in our... ...‑related factors permitted by law, internal equity, and market data, including geographic pay differentials where...FinancialFull timeTemporary workWork at officeFlexible hours
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