Wealth Management FINRA Trade Surveillance Specialist
$75k - $125kPNC Bank
PNC Financial Services Group, Inc. is seeking a FINRA Supervision Specialist in Cleveland, OH. The successful candidate will supervise and review trades conducted by Financial Advisors, ensuring compliance with industry rules and firm policies. Applicants should have a Bachelor's degree and at least 2 years of relevant experience. PNC offers a competitive salary range from $75,000 to $125,000, depending on experience and location, along with various employee benefits. #J-18808-Ljbffr PNC Financial Services Group, Inc.
$75k - $125k
## FINRA Supervision Specialist - PNC Wealth ManagementApplylocations: OH - Cleveland (441... ...Specialist within PNC Wealth Management, you will be based in... ...for the supervision and trade review of Financial... ...and firm policy. Review surveillance alerts and reports assigned...SurveillanceFull timeTemporary workPart timeWork experience placementWork at office$55k - $121k
FINRA Supervisory Specialist Senior - PNC Wealth Management OH - Cleveland (44114) Apr 30, 2026 $55K - $121K Position Overview... ...for the supervision, trade review, and/or new accounts of... ...and reg and firm policy.Review surveillance alerts and reports assigned to...SurveillanceFull timeTemporary workPart timeWork experience placementWork at office- Dormont Manufacturing Co. is hiring a FINRA Supervisory Specialist Senior for PNC Wealth Management in Cleveland, OH. This role involves supervising Financial Advisors to ensure compliance with securities regulations and internal policies. Successful candidates will possess...Suggested
- ...seeking a qualified Facilities Specialist. Applicants should possess a... ..., groundskeeping, and other trades. Biblical Expectations... ...to communicate well and manage volunteers, vendors when needed... ...building alarms, safety compliance, surveillance, etc. Other duties as...SurveillanceWork at officeLocal area
$24k
...your unique career path? At Equitable Advisors, a leader in the wealth management industry, we embrace the power of positive impact,... ...to work in the United States Training & Development • FINRA Sponsorship: provided for required FINRA licensing • Preliminary...SuggestedWork experience placementLocal areaRemote workFlexible hours- A leading financial services firm in Cleveland is seeking a Wealth Management Associate for its Retirement Benefits Group. This role involves... ...manager. Candidates must possess a bachelor's degree, be FINRA licensed, and have strong interpersonal skills. The position...
- AllianceBernstein L.P. is hiring an Associate for their Private Wealth Management team in Cleveland, Ohio. This role involves collaborating with Financial Advisors and providing exceptional support to high-net-worth clients. Candidates should possess strong analytical and...
- ...Description Job Description GENERAL JOB DESCRIPTION The Wealth Specialist will be a member of a team that supports high net worth... ...DUTIES AND RESPONSIBILITIES Work closely with the Wealth Manager to support clients and prospects. Identify growth opportunities...Work at office
$175k - $225k
A leading wealth management firm is seeking an Associate Regional Vice President for a remote position covering the Great Lakes/Ohio Valley. This role involves business development, closing clients, and managing relationships with custodial partners. Ideal candidates will...Remote job- ...leaders in Commercial Construction and Facility Management! PLEASANT VALLEY CORPORATION , a successful... ...Manager Job Purpose The Strategic Sourcing Specialist supports strategic sourcing initiatives across facility service trades by identifying, evaluating, onboarding, and...Contract workShift work
- Equitable Advisors in Cleveland, OH, seeks a motivated Wealth Management Associate to engage clients and expand networks within the community. Candidates will educate clients on diverse financial products and provide tailored consultations. This role offers flexible scheduling...Flexible hours
- ...store leadership. The ideal candidate has 1+ years in retail or asset protection, excels in communication and time management, and possesses knowledge of surveillance technologies. Benefits include medical coverage and performance-based bonuses. #J-18808-Ljbffr NordstromSurveillanceSeasonal work
$28.06 - $42.09 per hour
...Attention to detail and sense of urgency Demonstrated ability to manage multiple projects at the same time effectively Superior oral... ..., we're one of the nation's largest audit, tax, consulting, and wealth management firms. But dig a little deeper, and you'll see what...Hourly payFor contractorsSeasonal workRelocationFlexible hours- Milton Hershey School, a cost-free pre-K through 12th grade residential school, is seeking a Youth Development Specialist in the Education, Training & E-Learning department. This role supports students’ academic, social, and emotional growth through mentoring, small-group...Full time
$20 - $28 per hour
...responsibilities including leading installations and coordinating job sites. Ideal candidates will have prior experience in skilled trades and the ability to problem-solve on-site. The position offers a competitive hourly rate of $20-$28, health benefits, and a...Hourly payFull time- ...Job Description Job Description The Supplier Specialist position is a full-time position with frequent local travel requirements. Regional... ...and work as a team to meet the customer’s requirements. Manage the suppliers Open Order Report in conjunction with the...Full timeWork at officeLocal areaFlexible hours
$54 - $80 per hour
Manager - Securities Compliance QA (Global Banking ) We are the leading... ...programs for banking and wealth management clients. Key Responsibilities... ..., supervisory controls, and surveillance programs. Validate regulatory compliance with SEC, FINRA, Reg BI, Form CRS, and...SurveillanceHourly payTemporary workWork experience placementInternshipLocal area$110k - $120k
...video security & analytics, bolstered by managed & support services, make cities safer... ...video management software and hardware, surveillance cameras, and access control solutions. Avigilon... ...for Motorola Solutions and to include trade associations, affinity groups etc....SurveillanceWork at officeRelocation$80k - $94k
...various debilitating conditions. Position Overview The Senior Specialist I, Quality Assurance performs routine activities associated... ..., continuous improvement initiatives, and life cycle management projects. The successful candidate will bring a strong understanding...Temporary workH1bWork at office$19 - $24 per hour
...important role in creating an outstanding living experience for current and prospective residents. This position reports to the property manager. Primary Responsibilities Include: Greet prospective residents and give tours while determining housing needs, preferences...Shift workWeekend work- ...District Behavior Specialist (Proper Certification Required) Behavior Specialist to conduct FBAs, draft BIPs, and implement crisis management. Posting remains open until the position is filled. EQUAL OPPORTUNITY EMPLOYER The Nordonia...
$45k - $60k
...K-12th Grade Intervention Specialist (Parma) SY 26-27 Parma About the Team Constellation Schools are seeking highly-qualified Intervention... ...best practices in daily planning and classroom instruction Manage student behavior in the classroom Create a positive...Temporary workLocal area$82k - $110k
...Employment Status: Salary Full-Time Function: Supply Management/Purchasing Pay Grade and Range: ASC060-P3 ($82,000 - $11... ...Improvement Plan (PIP) Summary The Strategic Sourcing Specialist supports sourcing managers and directors in the development...Full timeContract workLocal area$60k - $75k
...Responsibilities & Expectations: The Purchasing Specialist is responsible for supporting purchasing, material procurement,... ...related processes. Strong organizational skills and ability to manage multiple priorities. Ability to follow up consistently with...For contractorsWork at office- ...Configuration Management Specialist Configuration Management Specialist IV NASA Glenn Research Center Brook Park, Ohio HX5 is an award-winning provider of engineering, research and development, and technical services to clients such as NASA and the...Permanent employmentContract workRelocation packageFlexible hours
$100k - $120k
...Sr. IT Manager – Huntington Convention Center of Cleveland Legends Global is the premier... ...IT operations supporting conventions, trade shows, live events, meetings, ticketing... ...systems, digital displays, security systems, surveillance integrations, VoIP platforms, and...SurveillanceTemporary workFor contractorsWork at officeWorldwideAfternoon shift- Flexjet LLC in Cleveland, Ohio is seeking an ATC Specialist responsible for providing timely information regarding national airspace system... ...Ideal candidates should have a Bachelor’s degree in aviation management, necessary FAA licensure, and demonstrate strong communication...Shift workNight shiftWeekend work
- ## Import Specialist (H)Applylocations: United States of America, Ohio, Clevelandtime type: Full timeposted on: Posted 2 Days Agojob requisition... ...inbound logistics, truckload brokerage and other supply chain management services, including consulting, the coordination of purchase...Contract workWork at officeImmediate startWorldwideOverseas
- Recruiting Manager/Delivery Manager at SSI People with IT Recruiting expertise Change & Release Management Specialist About the Role: We are seeking an experienced Change & Release Management Specialist to oversee and optimize our change and release processes, ensuring...Contract work
- Medical Mutual is seeking a Leave Specialist to manage intake and administration of FMLA and ADA applications in Cleveland, OH. The role involves verifying eligibility for leaves and maintaining accurate records. Ideal candidates will have an Associate degree in Business...Temporary work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Wealth Management FINRA Trade Surveillance Specialist. Be the first to apply!
- traffic specialist Cleveland, OH
- wellness specialist Cleveland, OH
- staffing specialist Cleveland, OH
- family engagement specialist Cleveland, OH
- google specialist Cleveland, OH
- search engine optimization specialist Cleveland, OH
- reading specialist Cleveland, OH
- senior specialist Cleveland, OH
- deployment specialist Cleveland, OH
- enterprise solutions specialist Cleveland, OH



