Fixed Income Compliance Associate - Real-Time Reg Advisor
Cantor Fitzgerald
A leading financial services firm in New York is seeking a junior to mid-level Compliance Officer to support trading and sales personnel. Responsibilities include providing regulatory guidance, conducting compliance training, and ensuring adherence to policies in a fast-paced environment. The ideal candidate will have 1 to 4 years of compliance experience and a Bachelor's degree with corresponding FINRA certifications. #J-18808-Ljbffr Cantor Fitzgerald
$150k - $190k
...credit risks, ensuring compliance with all relevant... ...manager to oversee CIBC’s fixed income trading activities in... ...ensuring that market risks associated with these activities... ...the ability to make timely decisions with respect... ...you. You bring your real self to work and you live...SuggestedFull timeFlexible hours$130k
The VP, Compliance Officer will play a crucial role in offering real-time advice and guidance to the trading and sales teams, ensuring the firm's activities adhere... ...This position demands a deep understanding of fixed-income regulations and the ability to navigate a fast-...SuggestedTemporary workWork at officeImmediate start- ...seeking a junior to mid-level Compliance Officer to provide real-time advice and support to... ...the Firm’s various fixed income businesses. Specific functions... ...suitability, Municipal Advisor Rule and communications... ...a plus. Seniority level Associate Employment type Full-...SuggestedFull timeWork at office
- ...Vice President, Compliance Officer, Fixed Income Sales and Trading About the Company Acclaimed investment bank Industry Investment Banking... ...successful candidate will be responsible for providing real-time advisory services to the credit business, identifying...Suggested
- ...the world, recognized for its strengths in fixed income and equity capital markets, investment... ...underwriting, PIPE placements, commercial real estate, and for its global distribution platform... ...Do Monitor and analyze closing and real-time market risk exposures across various...SuggestedTemporary work
$188.18k - $291.7k
...an Executive Director, Commodities and Fixed Income Risk Manager to analyze market risk for... ...Facilitate effective dissemination of timely and accurate market risk information to... ...experience with the pricing and risks associated with linear and non-linear trading products...Full timePart timeRemote work$175k - $250k
Portfolio Manager Engagement - Fixed Income TechnologyAbout MillenniumMillennium is a global, diversified alternative investment firm, founded... ...is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.Meet the...Work at officeFlexible hours$125k - $250k
...insurance companies, endowments, foundations, financial advisors and individuals.Fixed Income & Liquidity Solutions OverviewFixed Income and Liquidity... ...are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per...Full timeTemporary workPart time- YOUR IMPACTWe are seeking an Associate to join the Global Risk Management team within Goldman... ...central functions such as Legal, Compliance, and firmwide risk in order to effectively... ...of the risks associated with GSAM Fixed Income funds across different investment strategies...
$125k - $290k
...companies, endowments, foundations, financial advisors and individuals. Working in a culture... ...portfolios Thought Leaders, providing timely insights across macro and secular themes... ...and meet their financial goals The Fixed Income team manages over $1.7 trillion for institutions...Full timeTemporary workPart timeWork experience placement$150k - $200k
...needs is an important part of our culture.Department Profile The Fixed Income Division is comprised of Interest Rate and Currency Products,... ...public organizations.Primary Responsibilities As an Associate in the Public Finance Investment Banking Department, you may:...Temporary workWorldwide- Everest Global Services, Inc. seeks a Vice President and Portfolio Manager, Investments (Fixed Income) to lead active management of an investment-grade portfolio, targeting net investment income within risk and guideline constraints. The role collaborates with the CIO...
- ...to manage investment portfolios for Financial Institutions clients. The ideal candidate will have over 5 years of experience in fixed income management and excellent communication skills. This role involves collaborating on investment strategies and engaging with high-...
- ...Management Group LLC is a leading independent, registered investment advisor offering bespoke asset management and family office services... ...rigorous proprietary research. Job Objective The Tax-Exempt Fixed Income Portfolio Manager will be responsible for managing investment-...Work at office
- ...Director for US Investor Development in New York or Chicago. The role focuses on promoting Fitch’s credit expertise to influential US fixed income investors, leading relationship outreach and ensuring Fitch’s content resonates with market participants. The ideal candidate...
- Morgan Stanley is seeking a Portfolio Management Analyst based in New York. This role involves collaborating closely with fixed income managers to generate strong risk-adjusted returns while managing multi-sector portfolios. Candidates should possess a bachelor's degree...
- TwinThread is seeking a Corporate & Investment Bank - Fixed Income Financing Controller - Associate to support the Fixed Income Financing trading desk. The role involves financial analysis to optimize liquidity in a dynamic environment and collaboration across teams. Ideal...
- JPMorgan Chase & Co. in New York seeks an Associate in Corporate & Investment Bank Finance & Business Management to support Fixed Income Financing trading desk liquidity and balance sheet optimization in a fast-paced, global environment. You will work closely with CIB...
- ...Manager for its New York office. The ideal candidate will have over 10 years of experience in market risk management, specializing in fixed income. Responsibilities include monitoring risk exposures and developing effective risk strategies in partnership with traders. The...Work at office
$100k - $160k
Goldman Sachs is seeking an Associate for its Global Risk Management team in New York. This role involves monitoring risks for Fixed Income funds, implementing stress tests, and collaborating with portfolio managers. Candidates should possess a strong background in finance...- Canadian Imperial Bank of Commerce in New York seeks a Director of Fixed Income Market Risk to oversee US trading activities including Treasuries and securitized products. You will ensure risk identification, measurement, and control, while supporting new initiatives and...
- New York State Insurance Fund (NYSIF) is seeking an Assistant Corporate Bond Portfolio Manager to support its growing fixed-income platform. You will help manage corporate bond exposure exceeding $9 billion, collaborate with credit research, risk, and sustainability teams...Remote job
- A leading global investment firm is seeking a Vice President to manage Liquidity Solutions and fixed income strategies in New York. The ideal candidate has 5-10 years of experience in portfolio management and strong analytical and communication skills. This role involves...
- ...Corporate & Investment Bank Fixed Income Financing Controller Associate A fantastic opportunity to work in Corporate & Investment Bank Finance & Business... ...of control and reporting issues in an accurate and timely manner. Partner with all Line of Business across...
- Jefferies is seeking a candidate to join the Fixed Income Compliance Advisory team, leveraging strong analytical and technical skills to develop compliance expertise. The role focuses on reporting, data analysis, dashboards, and process improvements within Fixed Income...
$250k - $295k
Kelley Drye & Warren LLP’s Real Estate Practice Group is seeking a highly motivated midlevel associate with a solid background in real estate... ...multiple assignments under time-sensitive deadlinesStrong... ...life insurance and disability income protection, paid parental leave...Work at office$135k - $145k
..., then becoming an Investment Associate within a culture that treats our... ...and underwrite commercial real estate debt investment opportunities... ...interest rates, net operating income, cash flow returns, cap rates,... ..., disability insurance, Paid Time Off (PTO), and leave of...Full timePart timeWork experience placementWork at officeLocal areaRemote work$78.5k - $163k
...team where you can make a real impact. You'll be... ...REIT tax structuring and compliance, executive compensation... ..., hedge funds, pension advisors and owners/developers.... ...balance under US GAAP and income tax basis Assist in... ...United States on a full-time basis; the employer...Full timeWork experience placementRemote workVisa sponsorshipWork visaFlexible hours- ...interests.As a 2027 Global Private Bank Advisor in the Global Families Group, you will have... ...training program, in which you will join incoming Analysts from around the world to learn... ...build, preserve and manage their wealth over time.We're looking for someone who enjoys...Full timeImmediate startVisa sponsorship
- ...have the role for you. Joining our Advisor Training Program means you will be... ...move. After the program, many full-time Analysts are promoted to Associates and build long-lasting careers with... ...training program, in which you will join incoming Analysts from around the world to...Full timeTraineeshipImmediate startVisa sponsorship
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