Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Fixed Income Compliance Associate - Real-Time Reg Advisor

Cantor Fitzgerald

A leading financial services firm in New York is seeking a junior to mid-level Compliance Officer to support trading and sales personnel. Responsibilities include providing regulatory guidance, conducting compliance training, and ensuring adherence to policies in a fast-paced environment. The ideal candidate will have 1 to 4 years of compliance experience and a Bachelor's degree with corresponding FINRA certifications. #J-18808-Ljbffr Cantor Fitzgerald

Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Fixed Income Compliance Associate - Real-Time Reg Advisor in New York, NY vacancy
  • Overview We are seeking a highly motivated individual to join our team as a Senior Fixed Income Compliance Officer. In this role the individual will provide real‑time regulatory guidance and oversight to the firm’s fixed income trading and sales teams. The role ensures... 
    Suggested

    SIG Susquehanna

    New York, NY
    1 day ago
  •  ...seeking a junior to mid-level Compliance Officer to provide real-time advice and support to...  ...the Firm’s various fixed income businesses. Specific functions...  ...suitability, Municipal Advisor Rule and communications...  ...a plus. Seniority level Associate Employment type Full-... 
    Suggested
    Full time
    Work at office

    Cantor Fitzgerald

    New York, NY
    3 days ago
  •  ...Vice President, Compliance Officer, Fixed Income Sales and Trading About the Company Acclaimed investment bank Industry Investment Banking...  ...successful candidate will be responsible for providing real-time advisory services to the credit business, identifying... 
    Suggested

    Confidential

    New York, NY
    1 day ago
  • $130k

    The VP, Compliance Officer will play a crucial role in offering real-time advice and guidance to the trading and sales teams, ensuring the firm's activities adhere...  ...This position demands a deep understanding of fixed‑income regulations and the ability to navigate a fast‑... 
    Suggested
    Temporary work
    Work at office
    Immediate start

    Cantor Fitzgerald

    New York, NY
    19 hours ago
  • $100k - $160k

     ...Description We are seeking an Associate to join the Global Risk...  ...central functions such as Legal, Compliance, and firmwide risk in order...  ...risks associated with GSAM Fixed Income funds across different investment...  ...active, non-temporary, full-time and part-time U.S. employees... 
    Suggested
    Full time
    Temporary work
    Part time

    Goldman Sachs

    New York, NY
    3 days ago
  • DataAnnotation is seeking a Fixed Income Portfolio Manager to train AI models, improving their logic and quality. The role allows you to work...  ...AI assistant outputs and providing structured feedback on real-world financial scenarios. Qualified candidates should possess... 
    Remote job
    Work from home
    Flexible hours

    DataAnnotation

    New York, NY
    4 days ago
  • A technology-driven AI company is seeking a Fixed Income Portfolio Manager to enhance AI understanding of financial principles. This remote role allows for flexible scheduling and offers part-time or full-time options. Responsibilities include reviewing AI outputs related... 
    Remote job
    Hourly pay
    Full time
    Part time
    Flexible hours

    DataAnnotation

    New York, NY
    19 hours ago
  • $125k - $250k

     ...professional in New York, focusing on liquidity solutions and fixed income strategies. The role involves portfolio management, client communication...  .... Goldman Sachs offers competitive benefits and wellness offerings to its full-time employees. #J-18808-Ljbffr Goldman Sachs
    Full time

    Goldman Sachs

    New York, NY
    3 days ago
  • $125k - $250k

    Asset & Wealth Management, Fixed Income: Liquidity Solutions - Portfolio Manager, Vice President...  ..., endowments, foundations, financial advisors and individuals. Fixed Income & Liquidity...  ...to active, non‑temporary, full‑time and part‑time US employees who work at least... 
    Full time
    Temporary work
    Part time
    Work at office

    Goldman Sachs Bank AG

    New York, NY
    19 hours ago
  • A financial technology company is seeking a Fixed Income Capital Markets Associate to help train AI for finance. This role allows for flexible work hours, ideal for both part-time and full-time professionals. Applicants should possess advanced degrees in finance, with relevant... 
    Remote job
    Full time
    Contract work
    Part time
    Flexible hours

    DataAnnotation

    New York, NY
    19 hours ago
  • Taurus Search is seeking an experienced quantitative risk leader to drive the design and development of a fixed income analytics platform in New York. You will lead the development of a robust bond analytics library and ensure adherence to regulatory standards while mentoring... 

    Taurus Search

    New York, NY
    3 days ago
  •  ...Vice President, Fixed Income Investor Relations About the Company Expanding provider of investment management, research & trading services Industry Financial Services Type Public Company Founded 1792 Employees 10,001+ Categories Financial... 

    Confidential

    New York, NY
    4 days ago
  • A top-tier financial technology firm in New York, NY is seeking a Director of Futures Risk. This role involves monitoring real-time risks, managing margin and exposure controls, and enhancing risk frameworks. The ideal candidate will have a Bachelor’s Degree and over 10... 

    Social Capital Resources

    New York, NY
    3 days ago
  • $120k - $175k

     ...Job Description: Job Title: Fixed Income Trader/Portfolio Manager Corporate Title: Assistant Vice President/Vice President Location: New York, NY ALL ROLES TO BE CONSIDERED Overview Wealth Management business supports clients of Deutsche Bank... 
    Work at office
    Work from home

    Deutsche Bank

    New York, NY
    1 day ago
  • $120k - $150k

     ...currently recruiting for a senior associate role for the Portfolio...  ...using Aladdin and Sentinel as compliance engines. Promptly...  ...relation to firm requirements. Timely prepare responses to monthly...  ...portfolio managers and traders. Fixed income and equity product / trading... 
    Temporary work
    Local area

    Morgan Stanley

    New York, NY
    1 day ago
  • $50 - $60 per hour

    DataAnnotation is seeking a Fixed Income Portfolio Manager to train AI models by evaluating AI chatbots and providing feedback. Your expertise in finance will help improve the accuracy and logic of AI responses on financial principles. Work from home on your own schedule... 
    Remote job
    Hourly pay
    Work from home

    DataAnnotation

    New York, NY
    3 days ago
  •  ...Management Group LLC is a leading independent, registered investment advisor offering bespoke asset management and family office services...  ...rigorous proprietary research. Job Objective The Tax-Exempt Fixed Income Portfolio Manager will be responsible for managing investment-... 
    Work at office

    Silvercrest Asset Management Group

    New York, NY
    19 hours ago
  •  ...to manage investment portfolios for Financial Institutions clients. The ideal candidate will have over 5 years of experience in fixed income management and excellent communication skills. This role involves collaborating on investment strategies and engaging with high-... 

    PIMCO Ltd. - Pacific Investment Management Company

    New York, NY
    3 days ago
  • $200k - $250k

    Silvercrest Asset Management is seeking a Tax-Exempt Fixed Income Portfolio Manager in New York. This role focuses on managing tax-exempt investment-grade bond portfolios, providing customized strategies for high-net-worth clients. Successful candidates will possess 10... 

    Silvercrest Asset Management

    New York, NY
    4 days ago
  • $125k - $250k

    The Goldman Sachs Group in New York is looking for a seasoned professional in Fixed Income & Liquidity Solutions. You will manage portfolios, engage with clients on investment performance, and develop new opportunities. A strong analytical and communication skill set is... 

    The Goldman Sachs Group

    New York, NY
    19 hours ago
  •  ...Director for US Investor Development in New York or Chicago. The role focuses on promoting Fitch’s credit expertise to influential US fixed income investors, leading relationship outreach and ensuring Fitch’s content resonates with market participants. The ideal candidate... 

    Fitch Group, Inc., Fitch Ratings, Inc., Fitch Solutions Grou...

    New York, NY
    4 days ago
  • $200k - $250k

    A leading investment advisory firm in New York seeks a Tax-Exempt Fixed Income Portfolio Manager responsible for managing investment-grade bond portfolios for high-net-worth clients. The ideal candidate will have 10-15 years of relevant experience, particularly in tax-... 

    Silvercrest Asset Management Group

    New York, NY
    19 hours ago
  • $150k - $185k

    Neuberger Berman is seeking a Portfolio Manager and Trader for their Fixed Income Separately Managed Account Team in New York. This role involves managing and trading taxable US investment grade fixed income SMAs while overseeing various investment mandates. Candidates... 

    Neuberger Berman

    New York, NY
    3 days ago
  • $100k - $160k

    Goldman Sachs is seeking an Associate for its Global Risk Management team in New York. This role involves monitoring risks for Fixed Income funds, implementing stress tests, and collaborating with portfolio managers. Candidates should possess a strong background in finance... 

    Goldman Sachs

    New York, NY
    3 days ago
  •  ...Manager for its New York office. The ideal candidate will have over 10 years of experience in market risk management, specializing in fixed income. Responsibilities include monitoring risk exposures and developing effective risk strategies in partnership with traders. The... 
    Work at office

    Cantor Fitzgerald

    New York, NY
    19 hours ago
  • Invesco Real Estate in New York is seeking a Risk Manager to monitor portfolio risk and collaborate with investment teams. The role requires...  ...offers a comprehensive benefits package, including flexible paid time off, and a hybrid work schedule. Join Invesco to be part of a... 
    Flexible hours

    Invesco Real Estate

    New York, NY
    19 hours ago
  • Morgan Stanley is seeking a Portfolio Management Analyst based in New York. This role involves collaborating closely with fixed income managers to generate strong risk-adjusted returns while managing multi-sector portfolios. Candidates should possess a bachelor's degree... 

    PowerToFly

    New York, NY
    3 days ago
  • Everest Global Services, Inc. is seeking a Vice President and Portfolio Manager for Investments (Fixed Income) based in New York. The role involves managing an investment-grade portfolio and generating net investment income while adhering to risk management guidelines.... 
    Flexible hours

    FHLB Des Moines

    New York, NY
    2 days ago
  • TwinThread is seeking a Corporate & Investment Bank - Fixed Income Financing Controller - Associate to support the Fixed Income Financing trading desk. The role involves financial analysis to optimize liquidity in a dynamic environment and collaboration across teams. Ideal... 

    Aumni

    New York, NY
    3 days ago
  • A global financial institution is seeking a Fixed Income Trader in New York, NY. This role involves collaborating with portfolio managers to oversee fixed income accounts, understanding municipal bond markets, and making informed trading decisions. The ideal candidate... 

    Deutsche Bank

    New York, NY
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Fixed Income Compliance Associate - Real-Time Reg Advisor. Be the first to apply!