VP, Regulatory Exam Management - Compliance Leader
$150k - $185kTD Bank ATM
Une institution financière à New York recherche un VP pour rejoindre l'équipe de gestion des examens réglementaires. Le candidat devra gérer les examens réglementaires, fournir des mises à jour à la direction et développer des relations avec les régulateurs. Avec un minimum de 7 ans d'expérience en conformité et d'excellentes compétences analytiques, le candidat idéal devra faire preuve de leadership et d'habileté en communication. Le salaire est compris entre 150 000 et 185 000 USD par an. #J-18808-Ljbffr TD Bank
- Crédit Agricole CIB is seeking a U.S. GAAP Accountant in New York. The successful candidate will handle regulatory reporting tasks, ensuring compliance with U.S. mandates. Responsibilities include detailed review and preparation of financial reports, liaising with regulatory...Regulatory
- A global financial services leader is seeking a VP Control Manager in Kentucky to spearhead compliance and operational risk management strategies. This role focuses on... ...assessment processes. A strong understanding of regulatory compliance and change management practices is...Regulatory
- ...partnering with a leading financial services firm to find a VP, Senior Compliance Officer for its Compliance team. This hybrid role in NYC... ...guidance, conducting risk assessments, reviewing products for regulatory compliance, and supporting compliance training initiatives....Regulatory
- A leading digital assets firm in New York is seeking a Compliance Associate/VP to oversee compliance functions related to their investment advisory... ...reviewing policies, conducting training, and ensuring regulatory compliance in marketing materials. The company offers...Regulatory
$150k - $200k
A leading financial services firm in New York is seeking a VP-level Quantitative Analyst to enhance market surveillance systems... ...fields. This role plays a pivotal part in ensuring regulatory compliance and improving detection systems, and requires collaboration with...Regulatory$125k - $225k
...institution in Midtown Manhattan is seeking a Senior Liquidity Regulatory Reporting Leader (VP-Director Level). This role involves overseeing FR2052a and LCR reporting, enhancing governance, and managing high-performing teams. Candidates should have extensive experience...Regulatory$150k - $185k
...who can provide you more specific details for this role.**Job Description:**Our TD Securities Compliance department is looking to hire a VP to join the Regulatory Exam Management team in our New York City office (US headquarters).**Job Overview:*** Manage regulatory...RegulatoryWork experience placementWork at office$259k - $394k
...A biotechnology company is seeking a Vice President of Regulatory Affairs to develop and execute regulatory strategies for global pipeline... ...within a biotech environment and will be responsible for managing regulatory submissions, leading health authority interactions,...Regulatory- A leading financial institution is seeking a U.S. GAAP accountant in New York to manage regulatory reports. Key responsibilities include preparing the FRY-15 report and ensuring compliance with all regulatory requirements. The ideal candidate will have strong knowledge...Regulatory
$100k - $250k
...investment firm in New York is seeking a Senior Product Manager with over 10 years of KYC/AML compliance experience. The role involves developing product... ...collaborating with senior leadership, and ensuring regulatory compliance. Strong skills in product management, communication...Regulatory$110k - $230k
...Regulatory Affairs Office Vice President RAO serves as... ...identifying, tracking, managing, responding to, and retaining... ...with Regulators. The VP establishes and... ...examination process for exams and enhanced continuous... ...Banking regulations and compliance rules Oversee all facets...RegulatoryWork experience placementWork at office$150k - $180k
...Line of Business: Compliance Pay Detail: $150... ...Communications. The VP Compliance TDS oversees... ...and expertise on regulatory requirements and assisting business units to manage their regulatory risk.... ...inquiries, audits, and exams Preferred Qualifications...RegulatoryWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...Lead Credit Risk Manager - Vice President As part... ...of Risk Management and Compliance, you are at the center... ...appraisals and field exams. Ongoing monitoring of... ...Management, respond to regulatory requests and maintain... ...years and today we are a leader in investment banking,...Regulatory
$140k - $180k
...Types of Jobs - Compliance / Financial Security... ...Assessment Officer - VP Contract type... ...assessment framework, ensuring regulatory adherence while providing... ...valuable insights to senior management. This position offers... .../or regulators during exams. Languages...RegulatoryPermanent employmentContract workWork at office- ...Ideal candidates will have an MD degree, extensive clinical research experience, supervisory leadership skills, and expertise in regulatory interactions. Competitive salary and diverse benefits are offered, including stock options and health insurance. #J-18808-Ljbffr...Regulatory
- ...Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and... ...Surveillance programs on a global scale, with a focus on regional regulatory needs where applicable. You will work closely with...Regulatory
- ...SitusAMC Holdings Corporation is seeking a Senior Vice President of Regulatory Compliance and Fulfillment Support Services to lead initiatives ensuring regulatory adherence and innovation. This role involves collaboratively aligning compliance strategies with business...Regulatory
- ...Worker Type: Employee VP, Private Company and EPL Claims Leader Location: USA -New... ...and part of the larger Management Liability team. This includes... ...claim efficiency and compliance Required... ...Negotiation, Personal Initiative, Regulatory Compliance, Stakeholder...RegulatoryFull timePart timeWork at officeWork from home
- ...Vice President, Wealth Management Compliance About the Company Prominent national... ...program to ensure it meets regulatory standards across various... ...strong partnerships with business leaders to address regulatory findings, leading audit and exam discussions, and advising on...Regulatory
- A leading global financial services firm is seeking a Product Manager for their Derivatives Clearing business. This role demands strong... ...across multiple functions. You will engage with CCPs, monitor regulatory changes, and assess market opportunities. The ideal candidate...Regulatory
$90k - $175k
...Job Title Compliance Consultant Job Description... ...senior staff, deepen your regulatory expertise, mentor... .... The ideal candidate manages multiple client relationships... ...ERAs and regulatory exams or inquiries... ...Kroll Join the global leader in risk and financial...RegulatoryFull time- ...Vice President, AML Compliance About the Company... ...driven brokerage & wealth management platform Industry... ...Company is seeking a VP/AML Compliance to lead... ...ongoing compliance with regulatory requirements. The... ...respond to regulatory exams, audits, and inquiries...Regulatory
- ...financial services firm in New York is looking for a Product Manager to work collaboratively and independently on developing and implementing... ...with CCPs & Exchanges, analyzing market data, and steering regulatory change implementation to enhance the growth of the Derivatives...Regulatory
- ...institution is looking for an experienced AVP / VP, Enterprise Risk professional to join its Project Management Office. This hybrid position in New York City involves... ...directly to the firm's risk strategy and regulatory alignment. The ideal candidate has substantial project...Regulatory
- ...Fortress OS is a property management software company focused on simplifying the complexity... ...Position Summary The Vice President of Compliance will own and lead Fortress’s Compliance... ...for file and packet reviews and regulatory deliverables, while actively shaping processes...RegulatoryLocal areaRemote workFlexible hours
$125k - $150k
...bank in New York is seeking a Branch Administrative Manager (Vice President) to oversee regulatory supervision for Ultra-High Net Worth Banking clients.... ...manage risks, review client transactions, and ensure compliance with financial regulations. This role offers a hybrid...Regulatory$187.3k - $213.7k
...within Capital One’s Corporate Compliance organization. The Director,... ...defensible decisioning aligned with regulatory expectations, including... ...of the end‑to‑end case management lifecycle, from alert intake... ...environment to ensure continuous audit/exam readiness, successful...RegulatoryFull timePart timeLocal areaVisa sponsorshipShift work$115k - $160k
...seeking a Vice President for Asset Liability Management in New York. This senior leadership... ...in liquidity risk management, regulatory interactions, and ALCO communication. The... ...components of the liquidity framework, ensure compliance with regulatory standards, and maintain...Regulatory- ...Vice President, AML Compliance About the Company Popular investment... ...The Company is seeking a VP/AML Compliance to lead a dedicated... ...VP/AML Compliance will also manage AML alerts, investigations,... ...for and responsive to regulatory exams and inquiries. Applicants must...Regulatory
$175k - $220k
...an investment bank and asset manager known for its leadership in structured... ...Raymond James, providing compliance advice to the business as it... ..., working with business leaders, risk, legal teams, and regulators... ...activities align with regulatory standards and best practices....RegulatoryWork experience placementWork at office
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