VP, Regulatory Exam Management - Compliance Leader
$150k - $185kTD Bank ATM
Une institution financière à New York recherche un VP pour rejoindre l'équipe de gestion des examens réglementaires. Le candidat devra gérer les examens réglementaires, fournir des mises à jour à la direction et développer des relations avec les régulateurs. Avec un minimum de 7 ans d'expérience en conformité et d'excellentes compétences analytiques, le candidat idéal devra faire preuve de leadership et d'habileté en communication. Le salaire est compris entre 150 000 et 185 000 USD par an. #J-18808-Ljbffr TD Bank
$150k - $180k
...0 Line Of Business: Compliance Pay Detail: $150,000... ...across the globe. The VP Compliance will also support... ...and senior management to ensure program viability... ...product laws, rules and regulatory landscape, and a... ...inquiries, audits, and exams Education & Experience...RegulatoryWork experience placementWork at officeLocal areaWork from homeFlexible hours- Broadridge Financial Solutions seeks a strategic VP of Product Management to oversee institutional products, guiding roadmap and coordinating... ...of Product Management, you will lead analysts, ensure regulatory compliance, and translate client needs into actionable...Regulatory
- ...Corporation (BNYDC) is seeking a Senior Vice President of Facilities Management to provide strategic and hands-on leadership for the Yard's... ..., and systems, manage a large team, and ensure regulatory compliance, tenant satisfaction, and sustainability goals. The role reports...Regulatory
$125k - $225k
...institution in Midtown Manhattan is seeking a Senior Liquidity Regulatory Reporting Leader (VP-Director Level). This role involves overseeing FR2052a and LCR reporting, enhancing governance, and managing high-performing teams. Candidates should have extensive experience...Regulatory$150k - $185k
...who can provide you more specific details for this role.**Job Description:**Our TD Securities Compliance department is looking to hire a VP to join the Regulatory Exam Management team in our New York City office (US headquarters).**Job Overview:*** Manage regulatory...RegulatoryWork experience placementWork at office- A leading financial institution is seeking a U.S. GAAP accountant in New York to manage regulatory reports. Key responsibilities include preparing the FRY-15 report and ensuring compliance with all regulatory requirements. The ideal candidate will have strong knowledge...Regulatory
- Liberty Mutual Investments is seeking a Compliance Attorney to support our compliance functions, especially as we expand our private... ...activities. This role involves overseeing conflicts management and regulatory analysis while maintaining investment compliance programs....Regulatory
$250k - $360k
...and returns, and manage risk. We enable consumers... ...our Legal team as VP, Legal - Consumer... ...product and regulatory lawyers supporting... ...proven executive leader with deep expertise... ...materials to ensure compliance with applicable... ...support regulatory exams, internal audits,...RegulatoryFull timeFixed term contractWork at officeLocal areaImmediate startFlexible hours- New York Life in New York, NY is seeking a Deputy Chief Compliance Officer to lead compliance initiatives across their retail securities... ...experience in compliance and a strong understanding of regulatory frameworks. The Deputy CCO will deputize for the Chief Compliance...Regulatory
$114.72k - $172.08k
...LOD Lead Analyst Retail Bank, VP Job Req Id: 26974652... ...This role supports fraud risk management within the Global Independent... ...America Portfolios. Oversee compliance to all policies and procedures... ...support for regional programs. Regulatory Risk and Compliance. Leadership...RegulatoryWork at office$110k - $230k
...point of contact for all Regulatory Affairs Matters for the... ...identifying, tracking, managing, responding to, and... ...communication with Regulators. The VP establishes and... ...process for exams and enhanced continuous... ...Banking regulations and compliance rules Oversee all facets...RegulatoryWork experience placementWork at office$140k - $180k
## VP Compliance - Trade Surveillance, Fixed IncomeApplyremote type: On Sitelocations... ..., guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk.**Key... ...inquiries, audits, and exams**Education & Experience:*** Bachelor...RegulatoryWork experience placementLocal areaWork from homeFlexible hours$150k - $185k
...Hours 40 Line of Business Compliance Pay Detail $150,000 -... ...focusing on portfolio management of the department’s... ...and project plans for regulatory initiatives, new Global... ...for data, and exam inquiries as they relate... ...General Job Posting The VP Compliance TDS oversees...RegulatoryWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...affiliates and enhance financial systems. Drive compliance with US GAAP and JGAAP standards.Job... ...with US GAAP and JGAAP standards.Manage monthly and quarterly close processes, including... ...stakeholders, including Head Office and regulatory bodies.Collaborate with cross-functional...RegulatoryWork at office
$200k - $240k
...is seeking a Vice President, Product Management - Legal and Compliance Solutions to help shape the future... ...contributor role for a senior product leader who brings deep domain expertise,... ...background in the legal, compliance, or regulatory technology space, who is equally...RegulatoryFull timeLocal area- ...Vice President of Regulatory Affairs, Founding Regulatory Leader, Ophthalmology & Retina About the Company Well... ...Role The Company is in search of a VP of Regulatory Affairs to take on a... ...leadership team. Hiring Manager Title Chief Medical Officer Functions...Regulatory
- ...performance and scalability. Drive compliance and innovation in a regulated... ...Infrastructure OverviewThe VP IT Infrastructure will lead... ...disaster recovery readiness.Manage vendor contracts,... ...records.Ensure compliance with regulatory standards, audits, and risk assessments...RegulatoryContract workFor contractorsWork at office
$190k - $225k
...Dealer and Distribution Compliance team within the Regulatory and Compliance group. This... ...Officer in the oversight, management, and execution of the... ...partnering with senior business leaders while exercising sound... ...managing regulatory exams, enforcement matters, and...RegulatoryFull timeWork at officeRemote work- ...Collaborate with executive teams to achieve regulatory compliance and operational excellence.Job... ...Infrastructure & Architecture OverviewThe VP - Infrastructure & Architecture will lead... ...transformation programs and manage roadmap execution effectively.Collaborate...Regulatory
$140k - $180k
...Qualifications:The TD Securities US Compliance team is looking for a Vice... ...Options and Futures products.The VP Compliance role oversees a team(... ...advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk.Key...RegulatoryFull timeLocal areaWork from homeFlexible hours$165k - $250k
...’s largest alternative asset manager. We seek to create positive economic... ...:Blackstone is a global leader in real estate investing.... ...for the Real Estate Legal and Compliance team in New York. The candidate... ...AIFMD and Form ADV and other regulatory filings and ensure timely...RegulatoryFull timeWork at officeLocal areaFlexible hours- ....About Our ClientAsset manager.Job DescriptionProvide... ...structured investments.Ensure compliance with relevant laws and... ...on industry trends and regulatory changes impacting... ...ApplicantA successful VP, Structured Investments... ...Partner and Global Practice Leader for Page Executive’s...RegulatoryWork at officeLocal area
$169.04k - $253.56k
...to front office, risk, and legal teams, managing complex master trading agreements, such... ...agreements, and advising on legal and regulatory risk across OTC derivatives transactions... ..., its clients, and assets by promoting compliance, accountability, and a strong control...RegulatoryFull timeContract work- ...A leading firm in the insurance brokerage and Managing General Agent (MGA) sector, recognized for their dedication to regulatory compliance and exceptional service.Job Description: We are seeking a skilled and meticulous VP / Regulatory Counsel to join our team in New York...RegulatoryPermanent employmentLocal area
$145k - $170k
...banking advisory firm. They seek a VP Controller, Corporate... ...processes, variance analyses, and management presentations to support... ...-end close activitiesSupport regulatory reporting, accounting policy initiatives, and financial compliance requirementsManage project accounting...RegulatoryContract workWork at officeRemote work$175k - $210k
...real estate company. They seek a VP, Legal Entity Controller & Regulatory Reporting (swaps team) to join their... ...with accounting, legal, compliance, treasury, operations, technology,... ...perform variance analysis, and provide management reporting and commentarySupport internal...RegulatoryWork at officeRemote work$200k - $285k
...impacts, and downstream implicationsGovern tax strategy and compliance for the U.S. consolidated group, including intercompany... ...timely, accurate tax compliance filings; manage audits and regulatory engagements; and oversee consolidated tax accounting provisions...RegulatoryWork at officeImmediate startRemote work- Guy Carpenter is seeking a VP, Regulatory Specialist to lead regulatory engagement and rate-filing... .... Collaborate with actuarial, legal, compliance, product, engineering, and broking... ...support end-to-end regulatory delivery, manage filing lifecycles, and maintain audit-ready...RegulatoryRemote job
- Citi is seeking an International Strategic Program Manager - Vice President to drive cross-functional transformation and regulatory change programs across 93 presence countries. You will lead or support end-to-end delivery, shape roadmaps, and partner with senior stakeholders...Regulatory
- ...Therapeutics is seeking a highly motivated Vice President, Program Management to serve as the operational backbone of our pipeline. Reporting to the CEO, this role connects finance, legal, regulatory, clinical development, CMC, nonclinical, and beyond to ensure nothing...RegulatoryRemote job
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Regulatory Exam Management - Compliance Leader. Be the first to apply!
- vice president information technology New York, NY
- vice president real estate development New York, NY
- vice president research New York, NY
- vp hr New York, NY
- vice president healthcare New York, NY
- vp account director New York, NY
- vice president product development New York, NY
- vp internal audit New York, NY
- vice president business solutions New York, NY
- vice-president human resources New York, NY

