VP, Regulatory Exam Management - Compliance Leader
$150k - $185kTD Bank ATM
Une institution financière à New York recherche un VP pour rejoindre l'équipe de gestion des examens réglementaires. Le candidat devra gérer les examens réglementaires, fournir des mises à jour à la direction et développer des relations avec les régulateurs. Avec un minimum de 7 ans d'expérience en conformité et d'excellentes compétences analytiques, le candidat idéal devra faire preuve de leadership et d'habileté en communication. Le salaire est compris entre 150 000 et 185 000 USD par an. #J-18808-Ljbffr TD Bank
- Crédit Agricole CIB is seeking a U.S. GAAP Accountant in New York. The successful candidate will handle regulatory reporting tasks, ensuring compliance with U.S. mandates. Responsibilities include detailed review and preparation of financial reports, liaising with regulatory...Regulatory
- Nscale Ltd. is seeking a Vice President of Compliance & Ethics to lead the U.S. compliance program. Based in New York, you will translate... ...involves close collaboration with senior stakeholders, managing regulatory and reputational risks, and enhancing compliance culture....Regulatory
$150k - $200k
A leading financial services firm in New York is seeking a VP-level Quantitative Analyst to enhance market surveillance systems... ...fields. This role plays a pivotal part in ensuring regulatory compliance and improving detection systems, and requires collaboration with...Regulatory$125k - $225k
...institution in Midtown Manhattan is seeking a Senior Liquidity Regulatory Reporting Leader (VP-Director Level). This role involves overseeing FR2052a and LCR reporting, enhancing governance, and managing high-performing teams. Candidates should have extensive experience...Regulatory$150k - $185k
...who can provide you more specific details for this role.**Job Description:**Our TD Securities Compliance department is looking to hire a VP to join the Regulatory Exam Management team in our New York City office (US headquarters).**Job Overview:*** Manage regulatory...RegulatoryWork experience placementWork at office- ...Vice President, Compliance - Regulatory Exam Management About the Company A leading global financial institution specializing in wholesale banking and capital markets. Industry Banking Type Public Company About the Role The Company is in search...RegulatoryWork at office
- A leading financial institution is seeking a U.S. GAAP accountant in New York to manage regulatory reports. Key responsibilities include preparing the FRY-15 report and ensuring compliance with all regulatory requirements. The ideal candidate will have strong knowledge...Regulatory
$259k - $394k
A biotechnology company is seeking a Vice President of Regulatory Affairs to develop and execute regulatory strategies for global pipeline... ...within a biotech environment and will be responsible for managing regulatory submissions, leading health authority interactions,...Regulatory- JPMorgan Chase & Co. is seeking a Compliance Risk Management Lead-Vice President in New York, NY. This role involves advising on structured notes and OTC derivatives while ensuring compliance with regulatory requirements. Candidates should have a Bachelor's degree and over...Regulatory
$110k - $230k
...point of contact for all Regulatory Affairs Matters for the... ...identifying, tracking, managing, responding to, and... ...communication with Regulators. The VP establishes and... ...process for exams and enhanced continuous... ...Banking regulations and compliance rules Oversee all facets...RegulatoryWork experience placementWork at office$150k - $185k
...Conflicts Officer to join our Compliance Control Room at TD Securities... ...is critical in reviewing, managing and mitigating conflicts of interest... ..., ensuring alignment with regulatory expectations and business... ...including inquiries, audits, and exams. Education & Experience...RegulatoryWork experience placementWork at officeLocal areaFlexible hours$140k - $180k
...currently a market leader in this segment... ...type Types of Jobs - Compliance / Financial... ...Assessment Officer - VP Contract type Permanent... ..., ensuring regulatory adherence while providing... ...to senior management. This position offers... ...regulators during exams. #J-18808-Ljbffr...RegulatoryPermanent employmentContract workWork at officeWorldwide$400k - $425k
...Pharmacovigilance to lead the global safety initiatives. The role involves oversight of drug safety operations, ensuring regulatory compliance, and managing a team. Ideal candidates should possess an MD or equivalent with extensive leadership experience in drug safety. A...RegulatoryRemote job- ...institution is looking for an experienced AVP / VP, Enterprise Risk professional to join its Project Management Office. This hybrid position in New York City involves... ...directly to the firm's risk strategy and regulatory alignment. The ideal candidate has substantial project...Regulatory
- Moody's is looking for a leader to build and manage the enterprise Third Party Risk Management Program Office within the Procurement function... ...of third-party relationships while maintaining compliance and regulatory standards. The ideal candidate will have extensive experience...RegulatoryWork at office
- ...Bank AG is looking for a Vice President, Liquidity & Account Management Lead in New York. This role encompasses end-to-end product... ...strategic oversight of our liquidity offerings, ensuring regulatory compliance and driving financial performance. The ideal candidate will...Regulatory
$125k - $150k
...bank in New York is seeking a Branch Administrative Manager (Vice President) to oversee regulatory supervision for Ultra-High Net Worth Banking clients.... ...manage risks, review client transactions, and ensure compliance with financial regulations. This role offers a hybrid...Regulatory$198.3k - $287.55k
Moody's seeks an experienced leader to build and run its enterprise Third Party Risk Management Program. This role is crucial in ensuring consistent onboarding, oversight... ...all third-party relationships while navigating regulatory expectations. Candidates should have a strong...RegulatoryWork at office$66.33k - $145.86k
9025 CVS Shared Services Resources LLC is seeking a Compliance Manager to lead market conduct exams and regulatory inquiries. This role involves interacting with state regulators and ensuring compliance with company standards, laws, and regulations. The ideal candidate...RegulatoryFull time- ...global financial services provider is seeking a Vice President for Regulatory Reporting Quality Assurance in Jersey City. The VP will lead complex testing activities, ensuring reporting accuracy and compliance with regulations. Candidates should possess a Bachelor’s degree...RegulatoryWork at officeRemote work
$145k - $200k
...New York is seeking a Securitized Product Business Oversight Compliance - VP to ensure adherence to compliance standards in securitized product... ...-solving and communication, making strategic decisions while managing compliance risks. A competitive salary ranges from $145,000...$110k - $230k
...leading global bank located in New York is seeking a Vice President for Regulatory Affairs. This role involves communicating with regulators, managing regulatory examinations, and overseeing compliance matters. The ideal candidate will have at least 10 years of experience...Regulatory$145k
...Here: Santander is a global leader and innovator in the financial... ...The Difference You Make: The VP, Controllership - Corporate & Investment Banking manages and monitors large projects and... ..., and disclosures. Ensures compliance and regulatory standards are met within the...RegulatoryHourly payFull timeContract workWork experience placementShift work$115k - $180k
The Mizuho Financial Group Inc. in New York is seeking a Securities Regulatory Reporting Vice President. In this role, you will ensure compliance with SEC regulations including maintaining liquid capital and preparing regulatory reports. You will contribute to daily reviews...Regulatory- A global investment management firm located in New York is seeking a Senior Vice President to lead Legal and Compliance for its broker-dealer. This role involves providing legal... ...related agreements, and advising on complex regulatory matters. The ideal candidate will have...Regulatory
$140k - $180k
...institution in New York is looking for a Compliance Risk Assessment Specialist to enhance... ...the compliance risk framework and ensure regulatory adherence. This role involves designing... ...and developing insightful reports for management. Ideal candidates should possess strong...Regulatory$125k - $165k
...digitized brokerage and wealth management platform that's designed to... ...the Team & Role As the VP/AML Compliance, you will lead a dedicated team... ...in ensuring compliance with regulatory requirements and safeguarding... ...and respond to regulatory exams, audits, and inquiries. Influence...RegulatoryWork at officeLocal areaRemote work$150k - $200k
Prospect Capital Management, located in New York City, is seeking a motivated Vice President of Legal and Compliance. This role requires strong analytical, organizational skills and a background in corporate legal work or compliance, ideally within investment management...Regulatory$125k - $150k
...looking for a Branch Administrative Manager in New York City. This Vice... ...President-level role involves providing regulatory supervision over client... ...You will work closely with senior leaders and other advisors to ensure compliance with financial regulations and manage...Regulatory- NACBA is seeking a Legal and Regulatory Change Management Vice President to oversee compliance with AI, data, and privacy regulations. The role involves partnering with various teams to manage regulatory responses and implementing necessary changes. The ideal candidate...Regulatory
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