VP, Regulatory Exam Management - Compliance Leader
$150k - $185kTD Bank ATM
Une institution financière à New York recherche un VP pour rejoindre l'équipe de gestion des examens réglementaires. Le candidat devra gérer les examens réglementaires, fournir des mises à jour à la direction et développer des relations avec les régulateurs. Avec un minimum de 7 ans d'expérience en conformité et d'excellentes compétences analytiques, le candidat idéal devra faire preuve de leadership et d'habileté en communication. Le salaire est compris entre 150 000 et 185 000 USD par an. #J-18808-Ljbffr TD Bank
$150k - $180k
...0 Line Of Business: Compliance Pay Detail: $150,000... ...across the globe. The VP Compliance will also support... ...and senior management to ensure program viability... ...product laws, rules and regulatory landscape, and a... ...inquiries, audits, and exams Education & Experience...RegulatoryWork experience placementWork at officeLocal areaWork from homeFlexible hours- Goldman Sachs is seeking a Vice President for PWM Compliance in New York. You will oversee supervision, regulatory adherence, and governance across PWM businesses,... ...control functions to strengthen compliance risk management. The role emphasizes advisory support, project...Regulatory
- Goldman Sachs is seeking a Vice President in New York for PWM Compliance, focusing on regulatory risk management and business collaboration. The role emphasizes leading initiatives, factoring in governance, marketing review, risk assessments, and training across PWM divisions...Regulatory
- ...Banks 1st Line of Defense Business Risk team to lead Regulation W compliance monitoring and related controls. The role partners with Legal,... ...compliance with policy limits, and coordinate with Audit and regulatory examinations. #J-18808-Ljbffr 625 Morgan Stanley Private Bank...RegulatoryWork at office
- TD Securities (US) seeks a Vice President, Compliance to lead the Compliance Monitoring and Testing Team within Core Compliance... ..., and partners with regulators and business units to manage regulatory risk. The VP will design metrics, manage scarce resources, and ensure...Regulatory
- ...support for a niche travel insurance portfolio. The role partners with underwriting, product, compliance, operations, and executive leadership to deliver practical regulatory guidance and strategic insight. This is a high-visibility, business-facing position within a global...Regulatory
$150k - $185k
...who can provide you more specific details for this role.**Job Description:**Our TD Securities Compliance department is looking to hire a VP to join the Regulatory Exam Management team in our New York City office (US headquarters).**Job Overview:*** Manage regulatory...RegulatoryWork experience placementWork at office- Socket.dev is seeking a Regulatory Exam Manager in New York to oversee examinations from start to finish, acting as the primary contact for regulators and coordinating colleagues across the firm to ensure timely, accurate responses and constructive regulatory relationships...Regulatory
- ...seeks a Senior Vice President Mid-Corp Relationship Manager to drive strategic client relationships and... ...and Case Managers to structure deals, ensure KYC compliance, and expand wallet share while maintaining regulatory standards. The role requires deep banking knowledge...Regulatory
$250k - $360k
...and returns, and manage risk. We enable consumers... ...our Legal team as VP, Legal - Consumer... ...product and regulatory lawyers supporting... ...proven executive leader with deep expertise... ...materials to ensure compliance with applicable... ...support regulatory exams, internal audits,...RegulatoryFull timeFixed term contractWork at officeLocal areaImmediate startFlexible hours- ...Group seeks a Lead Auditor to drive second-line corporate regulatory compliance audits from planning through final reporting. You will assess... ...will maintain open communication with stakeholders, draft management debriefings and final reports, and ensure timely, comprehensive...Regulatory
- ...experienced attorney to join its Regulatory Examinations & Inquiries team... ...General Counsel. This role manages regulatory examinations and... ...autonomy, partnering with Legal, Compliance, and business leadership to... ...experience with securities exam or enforcement matters, can manage...Regulatory
$110k - $230k
...point of contact for all Regulatory Affairs Matters for the... ...identifying, tracking, managing, responding to, and... ...communication with Regulators. The VP establishes and... ...process for exams and enhanced continuous... ...Banking regulations and compliance rules Oversee all facets...RegulatoryWork experience placementWork at office- ...strategic legal counsel to our broker-dealer and investment advisory businesses, managing a substantial docket and working with Compliance, Risk, and senior management to ensure regulatory approvals and compliant transitions. The ideal candidate has 5-10 years of experience...Regulatory
$140k - $180k
## VP Compliance - Trade Surveillance, Fixed IncomeApplyremote type: On Sitelocations... ..., guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk.**Key... ...inquiries, audits, and exams**Education & Experience:*** Bachelor...RegulatoryWork experience placementLocal areaWork from homeFlexible hours$150k - $185k
...Hours 40 Line of Business Compliance Pay Detail $150,000 -... ...focusing on portfolio management of the department’s... ...and project plans for regulatory initiatives, new Global... ...for data, and exam inquiries as they relate... ...General Job Posting The VP Compliance TDS oversees...RegulatoryWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...liquidity risk drivers Lead strategic enhancements to regulatory reporting Participate in product specific regulatory exams and provide responses Qualifications 6+ years of experience in Liquidity Management or Liquidity Risk covering broker dealer or markets related...RegulatoryWork at office
- ...Vice President of Regulatory Affairs, Founding Regulatory Leader, Ophthalmology & Retina About the Company Well... ...Role The Company is in search of a VP of Regulatory Affairs to take on a... ...leadership team. Hiring Manager Title Chief Medical Officer Functions...Regulatory
$190k - $225k
...Dealer and Distribution Compliance team within the Regulatory and Compliance group. This... ...Officer in the oversight, management, and execution of the... ...partnering with senior business leaders while exercising sound... ...managing regulatory exams, enforcement matters, and...RegulatoryFull timeWork at officeRemote work- ...reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions... ...the regulators on matters of regulatory compliance, the Regulatory... ...regulators during inquiries and exams, among other responsibilitiesTake...Regulatory
$140k - $180k
...Qualifications:The TD Securities US Compliance team is looking for a Vice... ...Options and Futures products.The VP Compliance role oversees a team(... ...advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk.Key...RegulatoryFull timeLocal areaWork from homeFlexible hours$165k - $250k
...’s largest alternative asset manager. Blackstone seeks to deliver... ...Overview:Blackstone is a global leader in real estate investing.... ...for the Real Estate Legal and Compliance team in New York. The candidate... ...AIFMD and Form ADV and other regulatory filings and ensure timely...RegulatoryFull timeWork at officeLocal area$400k - $425k
...Pharmacovigilance to lead the global safety initiatives. The role involves oversight of drug safety operations, ensuring regulatory compliance, and managing a team. Ideal candidates should possess an MD or equivalent with extensive leadership experience in drug safety. A...RegulatoryRemote job- ...Bancorporation, is seeking a Vice President, Portfolio Management Team Leader for Juris Banking Lending in New York, NY. You will lead... ...strong leadership, and deep knowledge of banking operations and regulatory compliance. #J-18808-Ljbffr Western Alliance BancorporationRegulatory
- ....About Our ClientAsset manager.Job DescriptionProvide... ...structured investments.Ensure compliance with relevant laws and... ...on industry trends and regulatory changes impacting... ...ApplicantA successful VP, Structured Investments... ...Partner and Global Practice Leader for Page Executive’s...RegulatoryWork at officeLocal area
- ...Therapeutics is seeking a highly motivated Vice President, Program Management to serve as the operational backbone of our pipeline. Reporting to the CEO, this role connects finance, legal, regulatory, clinical development, CMC, nonclinical, and beyond to ensure nothing...RegulatoryRemote job
- Citi is seeking an International Strategic Program Manager - Vice President to drive cross-functional transformation and regulatory change programs across 93 presence countries. You will lead or support end-to-end delivery, shape roadmaps, and partner with senior stakeholders...Regulatory
- ...global initiatives across data centers and office buildings. You will drive energy management, green building practices, and reporting, partnering with the Corporate Sustainability Hub to align with regulatory requirements and long-term climate goals. #J-18808-Ljbffr BNYRegulatoryWork at office
- ...lead development of intraday liquidity stress testing frameworks, review analyses for senior stakeholders, and ensure strong documentation to support regulatory and governance requests while translating priorities into actionable testing and controls. #J-18808-Ljbffr BNYRegulatory
- ...strategic Vice President of Revenue Cycle Management to lead and optimize the organization’s... ...requires collaborating with clinical, compliance, and IT teams to improve documentation,... ...and compliance across payer relations and regulatory changes. #J-18808-Ljbffr Socket.devRegulatoryFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Regulatory Exam Management - Compliance Leader. Be the first to apply!
- vp customer success New York, NY
- vice president development New York, NY
- vice president real estate development New York, NY
- vice president communications New York, NY
- vice president manufacturing New York, NY
- vp safety New York, NY
- vp controller New York, NY
- vp of benefits and total rewards New York, NY
- vice president research New York, NY
- vice president tax New York, NY
