VP, Regulatory Exam Management - Compliance Leader
$150k - $185kTD Bank ATM
Une institution financière à New York recherche un VP pour rejoindre l'équipe de gestion des examens réglementaires. Le candidat devra gérer les examens réglementaires, fournir des mises à jour à la direction et développer des relations avec les régulateurs. Avec un minimum de 7 ans d'expérience en conformité et d'excellentes compétences analytiques, le candidat idéal devra faire preuve de leadership et d'habileté en communication. Le salaire est compris entre 150 000 et 185 000 USD par an. #J-18808-Ljbffr TD Bank
- Crédit Agricole CIB is seeking a U.S. GAAP Accountant in New York. The successful candidate will handle regulatory reporting tasks, ensuring compliance with U.S. mandates. Responsibilities include detailed review and preparation of financial reports, liaising with regulatory...Regulatory
- Acrisure UK Retail Limited is looking for a VP Compliance based in New York. Reporting to the Global Head of Risk & Compliance, the... ...significant US (re)insurance broking experience. The candidate will manage regulatory compliance and provide key business support. We offer a...Regulatory
- ...Vice President, Compliance - Regulatory Exam Management About the Company A leading global financial institution specializing in wholesale banking and capital markets. Industry Banking Type Public Company About the Role The Company is in search...RegulatoryWork at office
$150k - $185k
...who can provide you more specific details for this role.**Job Description:**Our TD Securities Compliance department is looking to hire a VP to join the Regulatory Exam Management team in our New York City office (US headquarters).**Job Overview:*** Manage regulatory...RegulatoryWork experience placementWork at office$125k - $225k
...institution in Midtown Manhattan is seeking a Senior Liquidity Regulatory Reporting Leader (VP-Director Level). This role involves overseeing FR2052a and LCR reporting, enhancing governance, and managing high-performing teams. Candidates should have extensive experience...Regulatory- ...A leading financial institution is seeking a U.S. GAAP accountant in New York to manage regulatory reports. Key responsibilities include preparing the FRY-15 report and ensuring compliance with all regulatory requirements. The ideal candidate will have strong knowledge...Regulatory
$110k - $230k
...point of contact for all Regulatory Affairs Matters for the... ...identifying, tracking, managing, responding to, and... ...communication with Regulators. The VP establishes and... ...process for exams and enhanced continuous... ...Banking regulations and compliance rules Oversee all facets...RegulatoryWork experience placementWork at office$114.72k - $172.08k
...LOD Lead Analyst Retail Bank, VP Job Req Id: 26974652... ...This role supports fraud risk management within the Global Independent... ...America Portfolios. Oversee compliance to all policies and procedures... ...support for regional programs. Regulatory Risk and Compliance. Leadership...RegulatoryWork at office- ...Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and... ...the CDAO AI function’s efforts to prepare for and engage in regulatory supervision, including the EU AI Act, and assist CCOR firm...RegulatoryWork at office
- ...Goldman Sachs Group, Inc. is seeking a Vice President for Compliance, focusing on Digital Assets in New York. This role involves overseeing regulatory compliance and risk management for cryptocurrency and blockchain initiatives. The ideal candidate will possess extensive...Regulatory
- ...Goldman Sachs Bank AG seeks a Compliance Officer to oversee compliance for the Digital Assets business in New York. This role involves managing compliance strategies in a rapidly changing regulatory landscape, focusing on blockchain technologies and digital assets. Ideal...Regulatory
- ...Urology Group is seeking a Vice President, Revenue Cycle Management responsible for overseeing the entire revenue cycle operations... ...focuses on enhancing financial viability while ensuring compliance with regulatory requirements, alongside fostering a culture of innovation...Regulatory
$140k - $180k
...currently a market leader in this segment... ...type Types of Jobs - Compliance / Financial... ...Assessment Officer - VP Contract type Permanent... ..., ensuring regulatory adherence while providing... ...to senior management. This position offers... ...regulators during exams. #J-18808-Ljbffr...RegulatoryPermanent employmentContract workWork at officeWorldwide- ...institution is looking for an experienced AVP / VP, Enterprise Risk professional to join its Project Management Office. This hybrid position in New York City involves... ...directly to the firm's risk strategy and regulatory alignment. The ideal candidate has substantial project...Regulatory
$125k - $150k
...bank in New York is seeking a Branch Administrative Manager (Vice President) to oversee regulatory supervision for Ultra-High Net Worth Banking clients.... ...manage risks, review client transactions, and ensure compliance with financial regulations. This role offers a hybrid...Regulatory- ...business lending teams. As a senior leader reporting directly to the Chief Lending... ...origination, underwriting, portfolio management, and servicing. Develop and execute... ...monitor key performance indicators. Ensure compliance with regulatory requirements, credit union policies,...Regulatory
$150k - $185k
...while empowering our Local Leaders and State Brokers of Record... ...operator, and trusted advisor. The VP of Communications will build... ...the next 3–5 years. Own and manage the communications P&L,... ...corporate and local levels. Ensure compliance with regulatory and state‑level real estate...RegulatoryCasual workH1bLive inLocal area- ...processes across Rates products. You will work with cross-functional teams to enhance valuation control frameworks and maintain regulatory compliance. The ideal candidate should have over 7 years of experience, a strong understanding of valuation concepts, and proficiency...Regulatory
- ...Sachs Group, Inc. in New York seeks a senior leader to head the U.S. Deposits for the Private... ...with Investing, Lending, Treasury, and Wealth Management to optimize client outcomes, expand franchise, and ensure regulatory compliance. #J-18808-Ljbffr Goldman Sachs Group, Inc.Regulatory
- ...control frameworks (e.g., MCA), ensuring compliance and reducing deficiencies. Champion the... ...operational strategies with business objectives, manage vendor relationships, and ensure... ...of financial products, markets, and regulatory requirements desirable. Ability to develop...RegulatoryFull timeCasual workWork from home
$140k - $180k
...institution in New York is looking for a Compliance Risk Assessment Specialist to enhance... ...the compliance risk framework and ensure regulatory adherence. This role involves designing... ...and developing insightful reports for management. Ideal candidates should possess strong...Regulatory- iCapital is seeking a Compliance Officer to oversee ETF and 1940 Act Registered Funds compliance... ...and pools. The role includes leading regulatory initiatives, designing scalable... ...and collaborate with product, portfolio management, and operations teams in a fast-paced environment...RegulatoryRemote job
- Barclays US is seeking a VP-level US Payroll Manager to lead a high-performing payroll organization serving colleagues across the US, Canada, and Brazil. The role focuses on accurate, timely, compliant payroll delivery for base pay, incentives, global mobility, and travel...
- Atlas Search is seeking a finance professional in New York, NY. This role involves managing P&L ownership for Prime Brokerage, ensuring regulatory compliance, and overseeing independent price verification for client collateral. The successful candidate will partner with...Regulatory
- A global investment management firm located in New York is seeking a Senior Vice President to lead Legal and Compliance for its broker-dealer. This role involves providing legal... ...related agreements, and advising on complex regulatory matters. The ideal candidate will have...Regulatory
- ...is seeking a Vice President of Environmental Compliance to oversee environmental programs and ensure compliance with regulatory standards. This senior-level position requires substantial experience in environmental management, strategic planning, and leadership within a...Regulatory
$180k - $266k
...seeking a Vice President to coordinate global business reviews and manage internal budgets. You will lead presentations and engage in the Growth rebranding project while ensuring compliance with regulatory requirements. The ideal candidate has a Bachelor's degree in...Regulatory- Lightstone is seeking a senior leader to serve as VP or SVP of Insurance Compliance, managing regulatory compliance across its multi-entity insurance and reinsurance groups. The role requires hands-on expertise, strong regulator relations, and the ability to keep complex...Regulatory
- ...collaborating across sales and product functions. You will also define KPIs, analyze the competitive landscape, and ensure compliance with regulatory requirements. The ideal candidate will have over 10 years of relevant experience in product sales and small business...Regulatory
$150k - $220k
...finance, at least 10-15 years of public/private accounting experience, and CPA certification. They will manage communication with auditors and be responsible for regulatory reporting. A competitive salary range of $150,000 to $220,000 is offered. #J-18808-Ljbffr Arrow...Regulatory
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