VP, Global Equities Compliance - Public Markets
The Goldman Sachs Group
The Goldman Sachs Group, a leading global investment banking and securities firm headquartered in New York, seeks a Global Banking & Markets - Public Compliance officer. The role focuses on preventing, detecting, and mitigating regulatory and reputational risk while upholding conduct standards across sales and trading. You will partner with Legal, Risk, Finance, Operations, Technology, and Internal Audit to implement controls, training, and governance that strengthen compliance across the #J-18808-Ljbffr The Goldman Sachs Group
- GLOBAL COMPLIANCEOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps... .... Global Banking & Markets-Public Compliance (“GBM Public Compliance... ...of Goldman Sachs FICC and Equities business units. The role is...Employment EquityWork experience placementFlexible hours
$225k
...DescriptionWhen clients need equity capital, Equity Capital Markets (ECM) responds with market judgments... ..., structures and executes public and private placement of... ...York office is looking for a VP to join the Equity Capital Markets Global Power & EnergyGroup (GPEG).-...Employment EquityTemporary workWork at office- Goldman Sachs in New York City is seeking a Vice President for Global Banking & Markets - Public Compliance to help prevent and mitigate regulatory and reputational risk across Equities sales, trading and related product areas. You will collaborate with Legal, Risk, Finance...Employment Equity
$225k
...Description When clients need equity capital, Equity Capital Markets (ECM) responds with market... ..., structures and executes public and private placement of equities... ...York office is looking for a VP to join the Equity Capital Markets Global Power & Energy Group (GPEG...Employment EquityFull timeTemporary workWork at office$125k - $250k
GLOBAL BANKING & MARKETSGlobal Banking & Markets provides financing, advisory services, risk distribution and hedging... ...clients through our FICC and Equities (“GBM Public”) and Investment Banking (“GBM... ...program, including bankers, Compliance, Engineering, Legal and others,...Employment EquityFull timeTemporary workPart timeWork experience placement$120k - $205k
...team as a Vice President in Global Compliance to support the Compliance Coverage... ...Banking and Global Capital Markets. The team provides timely... ...compliance coverage to the Equity and Fixed Income Research... ...sensitive and material non-public informationA strong understanding...Employment EquityTemporary work- Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps... ...role of a Global Banking & Markets- Public Compliance officer is to... ...businesses, including coverage of Equities Sales, Trading, Strats, and...Employment Equity
$225k - $288k
...will provide more details.Equity Capital Markets - Vice PresidentJob ResponsibilitiesLead... ...-to-end, including initial public offerings (IPOs), follow-on... ...lifecyclesEnsure compliance with Securities and... ...rules, FINRA regulations, and global equity offering frameworksFurthermore...Employment EquityFull timeWork at officeLocal areaRemote workFlexible hours$120k - $200k
...ProfileGlobal Capital Markets (GCM) responds with... ...and execute public and private placements of equity, investment-grade and... ...Morgan Stanley is a global leader in Capital Markets... ...risk, technology, and compliance workstreamsDevelop... ...50,000 per year for VP, at the commencement...Employment EquityTemporary workWork experience placement$150k - $225k
...important structural trends in finance: the convergence of public and private markets. We combine the #1 global advisory franchise, a leading origination business,... .../or a related field such as investment banking and equity research. While there is the opportunity to learn...Employment EquityFull timeTemporary workPart time$250k - $275k
...since 1995, Oaktree has been a global leader in alternative... ...investments in credit, private equity, real assets and listed equities... ...from borrowers and via public markets. There are over 200 investment... ...other global staff in Legal and Compliance, Tax, Accounting and other...Employment EquityFull timeFor contractorsLocal areaWorldwideFlexible hours$150k - $250k
...vehicles focused on private equity, real estate, public debt and equity,... ...secondary funds, all on a global basis. Further information... ...Description:** The Treasury Capital Markets team leads funding and risk... ...requirements and ongoing covenant compliance.* Support Blackstone’s debt...Employment EquityLocal areaFlexible hours- Compliance, GBM Public Compliance- Equities, Vice President, New York City location_on New York, NY, United States Global Compliance Our division prevents, detects and mitigates compliance,... ...Overview The role of a Global Banking & Markets- Public Compliance officer is to...Employment EquityFull timeTemporary workWork at office
- Vice President, Public Affairs, Global Health Communications New York, NY About Us We’re not your typical... ...steadfast commitment to Diversity, Equity and Inclusion and play a deliberate... ...background, experience, skillset and market demands. Location: Remote or in the New...Employment EquityFor contractorsWork experience placementSummer workWork at officeLocal areaRemote workFlexible hours
$150k - $185k
...Hours 40 Line of Business Compliance Pay Detail $150,000 - $... ...hire will assist the Global Control Room Head and... ...General Job Posting The VP Compliance TDS oversees... ...wide range of capital markets products and services to... ...access to a premier U.S. equities business and highly-...Employment EquityWork experience placementWork at officeLocal areaWork from homeFlexible hours$150k - $300k
Senior Software Engineer, Global Banking & Markets, Equities Trading TechnologyNew York, NY, United StatesJob DescriptionThe OpportunityGoldman Sachs has embarked on one of its most ambitious engineering programs: the Consolidated Trade Ledger (CTL), a ground-up reimagining...Employment EquityFull timeTemporary workPart timeFlexible hours- ...Sachs Group, Inc. in New York City is seeking a Vice President for Global Banking & Markets Public Compliance to help prevent, detect and mitigate regulatory and reputational risk within the equities businesses. As part of the firm’s second line of defense, you will develop...Employment Equity
- Goldman Sachs is seeking a Compliance-GBM Public-Equities Analyst in New York to join Global Compliance. The role focuses on preventing, detecting and mitigating regulatory and reputational risk across the Global Markets Division, with coverage for equities trading and...Employment Equity
- ...Vice President, Global Wealth Marketing About the Company Well-regarded... ...Financial Services Type Public Company Founded 1986... ...energy and natural resource equities About the Role The... ...in line with regulatory, compliance, and brand standards. This...Employment Equity
- ...asset and wealth managers globally. Make a direct impact... ...Management Private Markets Alternatives Legal team... ...real estate, private equity, private credit, infrastructure... ...functions (e.g., Compliance, Risk) both within the... ..., private equity and public/private strategies and...Employment Equity
$158.65k - $272.7k
...world’s leading manufacturers, marketers, and sellers of quality skin... ...luxury and prestige brands globally. The company’s products are sold... ...practice, delivering brand equity and measurable business impact... ...covering brand safety, compliance, disclosures, contracts, and...Employment EquityFull timeLocal area$100k - $160k
GLOBAL BANKING & MARKETSGlobal Banking & Markets provides financing, advisory services, risk distribution and hedging... ...clients through our FICC and Equities (“GBM Public”) and Investment Banking (“GBM... ...program, including bankers, Compliance, Engineering, Legal and others,...Employment EquityFull timeTemporary workPart timeWork experience placement$175k - $250k
...ProfessionalCompany: CitiCiti's Markets Quantitative Analysis (MQA)... ...Quantitative Analyst, Market Risk at the VP level to join the Front Office... ...strategy across Citi's global Markets businesses. This is a... ...such as Rates, Credit, FX, Equity, Commodities, or Securitized products...Employment EquityFull timeWork at officeRemote work- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational... ...algorithms) across asset classes and markets; to understand business and regulatory... ...a plus, but not requiredBackground in Equities and/or Compliance considerations with...Employment EquityWork experience placement
$100k - $235k
...President to lead Post-Trade Operations for Equity Derivatives and Structured Products in... ...proactively identifying operational and market-risk-adjacent exposures across supported... ...grow. Founded in 1869, we are a leading global investment banking, securities and investment...Employment EquityFull timeTemporary workPart timeWork at office$150k - $225k
...investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life... ...assets and secondary funds, all on a global basis. Further information is... ...U.S., Japan, and other international markets, requiring strong cross-market coordination...Employment EquityFull timeLocal areaFlexible hoursShift work- ...financial institutions, where your marketing expertise will directly shape... ...strategies that resonate globally.As a Global Investment Bank... ...within budgetWork with Legal and Compliance teams across regions to... ...form of cash and/or forfeitable equity, awarded in recognition of...Employment EquityLocal areaShift work
- ...Sales Reporting & Analytics to join our Markets Sales Reporting & Analytics team. This role... ...revenue and provides enterprise clients globally with critical execution capabilities across Foreign Exchange, Fixed Income and Equities, alongside market infrastructure solutions...Employment EquityWorldwideFlexible hours
- ...Join a top-ranked Equities and Prime platform where you will expand... ...scalable datasets, insightful publications, and commercial outcomes in a... ..., and link signals to major markets. Publish high-impact research... ...talents they bring to our global workforce are directly linked...Employment EquityShift work
- ...Global Compliance Our division prevents, detects and mitigates compliance, regulatory... ...including algorithms) across asset classes and markets; to understand business and regulatory... ...plus, but not required Background in Equities and/or Compliance considerations with trading...Employment EquityWork experience placement
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Global Equities Compliance - Public Markets. Be the first to apply!
- vp customer success New York, NY
- vice president development New York, NY
- vice president real estate development New York, NY
- vice president communications New York, NY
- vice president manufacturing New York, NY
- vp safety New York, NY
- vp controller New York, NY
- vp of benefits and total rewards New York, NY
- vice president research New York, NY
- vice president tax New York, NY



