Wealth Compliance Regional Supervisor
Cooper Lighting Solutions
Cooper Lighting Solutions is looking for a Compliance Supervisor in Atlanta, Georgia, who will oversee adherence to industry rules and internal policies. This role demands exceptional communication skills and a solid decision-making ability while managing compliance activities. The ideal candidate should possess relevant licenses and at least 5 years of supervisory experience in brokerage or investment advisory environments. The position offers benefits including medical, dental, and a 401k plan. #J-18808-Ljbffr Cooper Lighting Solutions
- ...risk for the firm from financial, reputation and regulatory items by ensuring that the advisors, OSJs and/or branch offices are in compliance with industry rules, regulations as well as internal policies and procedures. Responsibility: Perform supervisory functions that...SuggestedFull timePart timeShift workDay shift
- ...Business Unit Manager, as a member of the Regional Management Team, plays a major role in... ...Manager will also work closely with Private Wealth’s Senior Management Team, along with key... ...with business partners in Operations, Compliance, Legal, Human Capital Management,...SuggestedWork at officeLocal area
$112k - $140k
...winning culture? Start your Voyage -Apply NowProfile Summary:The Regional Director serves as a leader within the firm’s national sales... ...to address advisor needs.Facilitate collaboration across compliance, marketing, technology, and operations to deliver comprehensive...SuggestedFull timePart timeWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...Business Unit Manager, as a member of the Regional Management Team, plays a major role in... ...Manager will also work closely with Private Wealth’s Senior Management Team, along with key... ...with business partners in Operations, Compliance, Legal, Human Capital Management,...SuggestedFull timeTemporary workWork at officeLocal area
$80k - $105k
...system. Abby Care is building that future. Join us in solving one of the most important challenges of our time. The Role The Regional Compliance Manager is the day-to-day compliance owner for a cluster of 2–3 states and the embedded compliance partner to the operations...SuggestedFull timeWork experience placement- Bank of America’s Merrill Wealth Management team seeks a Relationship Manager/Client Associate to support the Financial Advisor team... ...managers and product specialists to coordinate sales and service activities, while maintaining compliance #J-18808-Ljbffr Bank of America
- ...measured on their market’s contribution to the achievement of the regional wholesale sales business plan and Certified Collision Network... ...screenings in accordance with Nissan policies and in compliance with federal, state, and local laws, including the California...Full timeLocal areaNight shift
$120k - $130k
Director of Operations - Wealth Management Base pay range $120,000.00/yr - $130,000.00/yr Additional compensation types Annual Bonus... ...management capabilities to implement. You will also support the Chief Compliance Officer in the operations and maintenance of the firm’s...Full timeWork at officeShift work- PwC is seeking an Asset & Wealth Management Tax Director to guide clients through tax planning, compliance, and strategy, ensuring optimal positions and regulatory adherence. The role emphasizes leadership, market insight, and mentoring the next generation of leaders while...
- ...net worth clients to plan, manage, review, and complete complex engagements. You will guide teams, advise on sophisticated tax and wealth planning matters, and help grow the firm’s high net worth practice. We emphasize training, mentorship, and a client-focused approach...
$100k - $120k
An investment management firm in Atlanta is hiring for the role of Associate Director, Wealth Strategy. This mid-senior level position requires a Juris Doctor degree along with three years of experience in trust and estate, focusing on providing strategic support to clients...- TalentWealth Recruiting is partnering with an Atlanta‑based independent wealth management firm to hire a CFP‑certified Relationship Manager. You will oversee a segment of existing client relationships and focus on planning and relationship management rather than asset...
- ...Degree in engineering a plusLicensesProfessional Engineering license preferredAt Barry-Wehmiller we recognize that people come with a wealth of experience and talent beyond just the technical requirements of a job. If your experience is close to what you see listed here,...Full timeWork at office
- RSM US LLP is seeking a temporary Manager-level Securities Compliance QA professional to support the Global Banking Practice, providing independent... ...of BrokerDealer and RIA compliance programs for banking and wealth management clients. The role operates in the second line of...Temporary work
- RSM US LLP is seeking a temporary Manager‑level Securities Compliance QA professional to support the Global Banking Practice. The role operates... ...of Broker‑Dealer and RIA compliance programs for banking and wealth management clients. Key responsibilities include risk-based QA...Temporary work
- General Function Assists Chief Compliance Officer in advocating and facilitating the development, implementation, communication, and maintenance... ...accountability within compliance include consumer, commercial, wealth & asset management, testing & practices, financial crimes and...Work experience placementWork at office
- ...family offices. You will lead complex tax engagements, mentor staff, and collaborate with advisory teams to optimize tax positions and wealth planning objectives. This role emphasizes leadership, strategic client service, and leveraging tax technology to enhance delivery....
- ...workload planning, performance reviews, and coordination with regional and national discipline leadersConduct field verification, coordination... ...#LI-LH1At Barry-Wehmiller we recognize that people come with a wealth of experience and talent beyond just the technical requirements...Full timeWork at officeFlexible hours
- ...workload planning, performance reviews, and coordination with regional and national discipline leadersBuild strong relationships across... ...#LI-LH1At Barry-Wehmiller we recognize that people come with a wealth of experience and talent beyond just the technical requirements...Full timeFlexible hours
$38 - $42 per hour
...Regional Maintenance Supervisor Description Regional Maintenance Supervisor Overview: Are you a hands-on maintenance leader who knows how to walk a property, spot what needs to be done, and rally a team to get it done right? Broad Management Group is seeking a strong Regional...Full timeShift work- Securitas Security Services USA, Inc. seeks a Security Operations Supervisor in Atlanta, GA. You will oversee shifts across multiple sites, supervise account managers, supervisors, and security officers, conduct site inspections, ensure post orders and instructions are...Shift work
$54 - $80 per hour
...and that's why there's nowhere like RSM. Manager - Securities Compliance QA (Global Banking ) Role Overview RSM is seeking a temporary Managerlevel... ...of BrokerDealer and RIA compliance programs for banking and wealth management clients. Key Responsibilities Perform riskbased...Hourly payTemporary workWork experience placementInternshipLocal area- ...parts revenue for Central Florida. The role focuses on dealer networks, Certified Collision Network participation, and achieving the regional business plan targets. Expect extensive travel (approximately 80%), deep experience in aftermarket sales, and strong DMS/CRM...
- ...optimistic team member to fill the role of Audit and Training Supervisor for Amazon . Travel will be required for this position. Founded... ...Establish weekly site visit plan Provide weekly updates to Compliance Manager with accomplishments and concerns Weekly updates with...Full timeLocal areaNight shiftWeekend work
$102.62k - $145.93k
...collaborate with our global science and technology team with the opportunity to grow into and oversee this practice area in the West region. This is an exciting opportunity to leverage our well-established legacy and brand with existing clients and innovative projects....For contractorsWork at officeRemote workWork from homeFlexible hours- Lead the enterprise compliance program, driving strategy, risk mitigation, and a culture of integrity.RESPONSIBILITIESEnhance and continuously improve a scalable enterprise compliance program aligned to external requirements and supportive of business objectivesManage...Worldwide
- ...specialists who can help meet their financial needsBuild collaborative relationships with partners across lines of business - Chase Wealth Management, Home Lending, Branch Teams, Commercial Bank, and Private Bank - to foster a One Chase, client-centric environment and...Work at officeLocal area
- ...culture. At KPMG, our people are our number one priority. With a wealth of learning and career development opportunities, a world-class... ...attached link contains further information regarding KPMG's compliance with federal, state and local recruitment and hiring laws. No phone...Work experience placementH1bLocal area
- Syska Hennessy Group invites an experienced engineering leader to serve as Associate Practice Area Director, overseeing the regional science and technology team in the West and driving growth across pharmaceutical manufacturing, labs, semiconductor manufacturing, and medical...
$124.16k
Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering... ...section of the system. Job Description: At Regions, the Wealth Management Business Enablement Partner aligns advisor business...Full timeFlexible hours
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