Wealth Compliance Regional Supervisor
Cooper Lighting Solutions
Cooper Lighting Solutions is looking for a Compliance Supervisor in Atlanta, Georgia, who will oversee adherence to industry rules and internal policies. This role demands exceptional communication skills and a solid decision-making ability while managing compliance activities. The ideal candidate should possess relevant licenses and at least 5 years of supervisory experience in brokerage or investment advisory environments. The position offers benefits including medical, dental, and a 401k plan. #J-18808-Ljbffr Cooper Lighting Solutions
- Truist in Atlanta is seeking a Compliance Supervisor to oversee broker dealer activities and ensure adherence to regulations. The ideal candidate will have 5+ years in retail brokerage, strong communication skills, and multiple FINRA licenses. The role involves reviewing...Suggested
- ...risk for the firm from financial, reputation and regulatory items by ensuring that the advisors, OSJs and/or branch offices are in compliance with industry rules, regulations as well as internal policies and procedures. Responsibility: Perform supervisory functions that...SuggestedFull timePart timeShift workDay shift
- Cresset Capital is seeking a Regional Managing Director, Private Wealth Client Services with experience managing the administrative and operational needs of Advisor and Client Associate teams. The candidate will serve as a primary point of contact within a region to manage...Suggested
- ...Business Unit Manager, as a member of the Regional Management Team, plays a major role in... ...Manager will also work closely with Private Wealth’s Senior Management Team, along with key... ...with business partners in Operations, Compliance, Legal, Human Capital Management,...SuggestedWork at officeLocal area
$100k - $120k
Experience Level: Experienced Location: Atlanta Office - Atlanta, GA 30326 Job Description The Associate Director, Wealth Strategy (ADWS) is a junior member of the wealth strategy team and will support senior wealth strategists in serving family office, non‑family office...SuggestedFull timeTemporary workWork at officeLocal areaFlexible hours- ...district Promote a culture of safety and compliance, conducting regular audits as needed... ...variety of rewards to support your health, wealth, and mental well-being. In addition to medical... ...duties as may be required by their supervisor. Please note, this job description is...Contract workTemporary workWork at officeLocal areaNight shift
- ...priorities. Partner closely with internal sales partners to provide customers a comprehensive, coordinated Wells Fargo experience across Wealth & Investment Management, Business Banking, and Home Lending to maximize relationship depth, customer value, and branch performance....Work experience placement
- ...Compliance Manager Do you want a career without limits? Do you want to shape your own future and be surrounded by people who listen... ...companies that offers tax, audit, accounting and advisory and wealth management services. We are headquartered in Atlanta with offices...Local area
$100k - $120k
Cresset Capital is looking for an Associate Director, Wealth Strategy who will support senior strategists in serving clients. This role demands strong skills in estate planning, wealth transfer, and collaboration. The ideal candidate will have a Juris Doctor degree and...$100k - $120k
An investment management firm in Atlanta is hiring for the role of Associate Director, Wealth Strategy. This mid-senior level position requires a Juris Doctor degree along with three years of experience in trust and estate, focusing on providing strategic support to clients...- General Function Assists Chief Compliance Officer in advocating and facilitating the development, implementation, communication, and maintenance... ...accountability within compliance include consumer, commercial, wealth & asset management, testing & practices, financial crimes and...Work experience placementWork at office
$115k
Technibus, Inc. is seeking a Safety Manager based in Atlanta, Georgia, responsible for implementing safety policies and ensuring compliance in various projects. The ideal candidate will have extensive experience in construction safety, particularly within telecommunications...- ...optimistic team member to fill the role of Audit and Training Supervisor for Amazon . Travel will be required for this position. Founded... ...Establish weekly site visit plan Provide weekly updates to Compliance Manager with accomplishments and concerns Weekly updates with...Full timeLocal areaNight shiftWeekend work
- AVI Foodsystems is seeking a Merchandise Compliance Supervisor for Amazon, requiring travel. The role focuses on conducting audits, coaching AVI frontline staff, and developing action plans for escalations. Training spans Warren, Ohio, HQ, and field sites, with ongoing...Local area
- A leading wealth management firm in Atlanta is seeking a Client Service Associate to enhance client relations and ensure exceptional service. The ideal candidate will have at least 2 years of client service experience, ideally within a financial setting. Responsibilities...
- ...specialists who can help meet their financial needs Build collaborative relationships with partners across lines of business - Chase Wealth Management, Home Lending, Branch Teams, Commercial Bank, and Private Bank - to foster a One Chase, client-centric environment and...Work experience placementWork at officeLocal area
- ...approximately 90%), with the majority of time spent onsite supporting hospitals across the nation. While the role is posted in select regional hub locations to support travel efficiency, the position itself is not tied to a single market. In the absence of a permanent...Permanent employmentFull timeTemporary workNight shift
$80k - $120k
...Overview The Role We are seeking an organized and detail-oriented Retirement Plan Compliance Analyst to join our team. As a compliance analyst you will play a crucial role in supporting our attorneys by performing a variety of tasks, which will include drafting/amending...Temporary workWork at officeLocal areaVisa sponsorshipWork visaFlexible hours$189k - $246k
...negotiations. Ensure alignment of regulatory strategy across regions while addressing local market requirements. Regulatory Submissions... ...and approve key submission documents to ensure regulatory compliance, scientific integrity, and strategic consistency. Cross-Functional...Temporary workLocal areaRemote workWeekend work- Position Purpose: The Inventory Supervisor oversees the execution and quality of the physical inventory process for the company, including... ...addition, the Inventory Supervisor conducts store audits and compliance reviews as needed or requested. Location: This role needs...Work experience placementWork at officeNight shift
- ...Life Sciences Regulatory Submissions practice. This role is crucial in driving growth and establishing EY as a leader in Regulatory Compliance. You will lead client engagement teams, develop solutions, and manage relationships with key clients in life sciences. The ideal...
- ...worth individuals. You will work closely with clients to identify tax optimization opportunities and build strategies that go beyond compliance. The ideal candidate will have a US CPA designation, at least 5 years of public accounting experience, and a strong understanding...
- ...culture. At KPMG, our people are our number one priority. With a wealth of learning and career development opportunities, a world-class... ...attached link contains further information regarding KPMG's compliance with federal, state and local recruitment and hiring laws. No phone...Odd jobH1bLocal area
$170k - $200k
...the ranking criteria methodology here. Job Summary: The Wealth Strategy team is part of our Wealth Solutions group, which is a... ...Identify planning gaps, articulating value, and supporting regional vice presidents in closing new client relationships. Meeting...Temporary workWork at officeLocal areaFlexible hoursAfternoon shift$36k
Branch Manager Opportunity Calling all top producers or current branch managers! Are you a top producer waiting for your chance to run your own office, or an established branch manager looking for stability in uncertain times? Now is the time to make a move – let...Work at office- ...Your Job Georgia-Pacific is seeking a qualified professional to support our Gypsum Division in Reliability and Maintenance. The Regional Reliability Manager will provide dedicated assistance and leadership as a strategic partner to all gypsum facilities....Work experience placementRemote workFlexible hours
$169.01k - $370.53k
...culture. At KPMG, our people are our number one priority. With a wealth of learning and career development opportunities, a world-class... ...attached link contains further information regarding KPMG's compliance with federal, state and local recruitment and hiring laws. No phone...H1bLocal area- ...product submissions, and a team of regulatory affairs professionals to drive timely product approvals and ensure ongoing regulatory compliance in key markets such as USA (FDA), EU (MDR), China (NMPA), and more. Work cross-functionally with Clinical, Global Regulatory...Contract workWork at office
- Branch Manager Job ID 2026-15496 Job Locations US-GA-Atlanta Overview The Branch Manager will drive a best in class branch experience for customers and employees by leading, coaching and managing in 5 primary areas of responsibility: customer ...Contract work
- ...opportunities and development for our teams. General Purpose The Area Supervisor is a member of the Store Leadership who is responsible for a... ...Responsible for the reduction of loss due to damage. Ensures compliance to the monthly presentation guidelines in assigned area....Work at officeLocal areaImmediate startShift workWeekend workAfternoon shift
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Wealth Compliance Regional Supervisor. Be the first to apply!
- wealth management consultant Atlanta, GA
- wealth management advisor Atlanta, GA
- wealth manager Atlanta, GA
- compliance director Atlanta, GA
- senior director regulatory affairs Atlanta, GA
- compliance audit manager Atlanta, GA
- senior regulatory manager Atlanta, GA
- sr. manager regulatory compliance Atlanta, GA
- corporate compliance manager Atlanta, GA
- compliance manager Atlanta, GA

