VP, Channel Compliance RIA Controls & Ethics Leader
Advisor Group
Advisor Group Inc. is seeking a VP of Osaic Advisors Channel Compliance, responsible for overseeing investment adviser compliance within Osaic’s supported independence channel. This role requires collaboration with management to ensure compliance policies are well designed and implemented. An ideal candidate will have extensive experience in RIA compliance, strong leadership skills, and the ability to interact with regulators effectively. This position offers a hybrid work schedule and a comprehensive benefits package. #J-18808-Ljbffr
Vacancy posted 4 days ago
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