Senior Compliance Lead for Investment Advisory
UNAVAILABLE
Join our team as a Senior Compliance Officer, supporting the retail business lines of StoneX Wealth Management and StoneX Group in Miami, Florida. You will provide guidance on the Code of Ethics and Written Supervisory Policies while ensuring compliance with established guidelines. The ideal candidate will possess strong communication skills and a high level of proficiency in MS Excel. This role requires a Bachelor’s degree and 5 years of relevant experience in compliance or the financial industry, with preferred qualifications including FINRA Series licenses. #J-18808-Ljbffr UNAVAILABLE
Vacancy posted 4 days ago
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