Regulatory & Compliance, Corporate AML Oversight - VP

Partnership Employment

Mundelein, IL

Job Description

Responsibilities

Oversee and strengthen enterprise AML/CFT policies, governance practices, risk controls, and compliance monitoring.
Interpret evolving financial crime regulations and implement enhancements aligned with BSA, FinCEN, OFAC, SEC, and FINRA expectations.
Advise internal stakeholders on AML risks associated with new business initiatives, investment products, and client relationships.
Lead financial crime risk assessments, evaluate control effectiveness, and recommend improvements to address identified gaps.
Provide guidance on complex KYC reviews, high-risk investors, sanctions exposure, beneficial ownership, and enhanced due diligence.
Support suspicious activity escalations, investigations, and regulatory reporting processes.
Prepare risk assessments, compliance updates, and remediation reporting for senior leadership and governance committees.
Coordinate regulatory examinations, internal audits, independent reviews, and compliance testing activities.
Assess external service providers responsible for AML/KYC functions, including their procedures, monitoring capabilities, and regulatory controls.
Oversee corrective action plans, track outstanding compliance issues, and ensure timely remediation.
Partner with Legal, Risk, Operations, and Technology to strengthen financial crime prevention practices.
Develop AML training initiatives and provide guidance on emerging risks, regulatory expectations, and escalation protocols.

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Vacancy posted 9 days ago

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