Regulatory and Compliance, AML - Assistant Vice President

Partnership Employment

Mundelein, IL

Job Description

Responsibilities:

Review of investor and client AML and KYC documentation, client communications, quarterly reporting and ongoing monitoring.
Perform third party reliance testing and monitoring.
Collaborate across various business lines on new initiatives, providing compliance guidance.
Conduct AML screening review and dispositions.
Assist in preparing for and responding to inquiries and audits.

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Vacancy posted 4 days ago

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