Americas Broker-Dealer Compliance Lead
Marex
The Marex Head of Broker Dealer Compliance leads a team of compliance officers providing advisory services for Equities, Fixed Income, Listed Options and regulatory reporting to the Americas Broker Dealer units. The role focuses on real-time guidance, ensuring adherence to regulatory requirements, and developing policies to minimize firm risk across the broker-dealer business. Strong knowledge of US securities laws and global regulatory expectations is essential. #J-18808-Ljbffr Marex
Vacancy posted 2 days ago
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