Senior VP, Broker-Dealer Compliance & Strategy
Partnership Employment
Partnership Employment in New York seeks an experienced compliance leader to partner with executive leadership and shape a robust compliance framework aligned with securities regulations. You will oversee monitoring, supervisory reviews, investigations, regulatory filings, and governance for product reviews and risk assessments, escalating matters as needed and guiding improvements across the program. Strong collaboration with business teams and a deep understanding of regulatory developments #J-18808-Ljbffr Partnership Employment
Vacancy posted 3 days ago
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