Senior Vice President, Head of Compliance
Confidential
Senior Vice President, Head of Compliance
About the Company
Accomplished provider of personal loans & related services
Industry
Financial Services
Type
Privately Held, Private Equity-backed
Founded
2002
Employees
1001-5000
Categories
- Finance
- Financial Services
- Information Technology & Services
- Technology
- Banking
- Lending Services
- Credit
Specialties
- personal loans
- vacation loans
- auto loans
- home improvement
- consumer loans
- mortgage loans
- retail sales finance loans
- information technology
- and online lending
About the Role
The Company is seeking a Senior Vice President, Head of Compliance to lead and advance its enterprise-wide compliance program. The successful candidate will be responsible for ensuring that compliance policies, procedures, monitoring, testing, training, and governance activities are effective and aligned across the organization. This executive will provide strategic direction to the compliance function, serve as a key advisor to the Chief Risk Officer, and oversee all aspects of compliance, including managing regulatory exams, audits, and reporting. The role also involves collaborating with various teams to identify and manage compliance risks, as well as driving the future compliance operating model by integrating technology and digital workforce capabilities. Applicants for this role at the company should have a Bachelor’s degree, a Juris Doctor (JD) from an accredited law school, and a minimum of 12 years of progressive compliance experience in a relevant financial services setting. The ideal candidate will have a strong background in SEC, investment adviser, and wealth management regulations, and a proven track record in compliance program management and technology-driven transformation. Key responsibilities include leading a team, mentoring and developing staff, and fostering a high-performance culture. The role requires a leader with deep compliance expertise, strong decision-making abilities, and exceptional communication skills, who can balance regulatory, business, and risk considerations and is adept at driving change and innovation.
Hiring Manager Title
Chief Risk Officer
Functions
- Legal
$150k - $300k
...acquisitions and development, platform creation and special situations.Position Overview: Goldman Sachs Asset Management seeks a senior investing professional to source and execute new real estate investments, specifically in credit origination at loan sizes ranging...SeniorFull timeTemporary workPart timeWork at office- Senior Vice President, Legal Services & Compliance About the Company Esteemed healthcare organization advancing the health of women & infants Industry Hospital & Health Care Type Non Profit Founded 1968 Employees 1001-5000 Specialties women infants...SeniorContract work
Confidential
Los Angeles, CA3 days ago - ...Senior Vice President, People Business Partnerships & Workforce Architecture About the Company Tech-driven healthcare services provider Industry Hospital & Health Care Type Privately Held, VC-backed Founded 2017 Employees 10...Senior
Confidential
Los Angeles, CA5 days ago $160k - $200k
...please visit Oaktree’s website at Scope and responsibilitiesThe Senior Vice President position is within the Strategy and Operations Team of the... ...or suspected violations of this policy should contact the head of their department or Human Resources.For positions based in...SeniorFull timeFor contractorsLocal areaWorldwideFlexible hoursShift work$296k - $350k
...the studio works with digital native talent to expand their ideas across YouTube, television, streaming, film, and more.The Senior Vice President, Development will support the development of creator-led projects for FOX Creator Studio, with a focus on identifying and shaping...SeniorFull timeLocal areaWorldwide$122.4k - $228k
The Hispanic Alliance for Career Enhancement is seeking a candidate for a Commercial Banking role in Los Angeles, CA. This position facilitates growth through business development and management of key client relationships. Candidates should have over 10 years of experience...SeniorHispanic Alliance for Career Enhancement
Los Angeles, CA2 days ago- ...Senior Vice President, Human Resources About the Company A leading multi-channel retail and e-commerce organization with warehouse and corporate operations. Industry Retail Type Privately Held About the Role The Company is in search...SeniorFull time
Confidential
Glendale, CA4 days ago - ...Senior Vice President, Aviation Insurance About the Company A top specialty insurance broker with a flat structure, freedom to innovate, and strong support. Industry Insurance Type Privately Held About the Role The Company is seeking...SeniorRemote workFlexible hours
Confidential
Los Angeles, CA3 days ago - ...Senior Vice President of Advancement About the Company Mission-driven organization providing college access services to low-income students Industry Higher Education Type Non Profit Founded 2014 Employees 11-50 About the Role...SeniorFlexible hours
Confidential
Los Angeles, CA4 days ago - ...Senior Vice President, Retail Excellence About the Company Globally renowned luxury lifestyle brand Industry Luxury Goods & Jewelry Type Privately Held About the Role The Company is seeking a Global SVP for Retail Excellence to define...SeniorWorldwide
Confidential
Los Angeles, CA3 days ago - ...Senior Vice President, Reinsurance About the Company Rapidly expanding mid-sized reinsurance broker with collaborative culture and strong growth prospects. Industry Insurance Type Privately Held About the Role The Company is seeking...Senior
Confidential
Los Angeles, CA2 days ago - ...BNY Mellon is seeking a Senior Vice President, Client Executive to join our Asset Owner team in the U.S. This role focuses on sustaining profitable client relationships and driving revenue across existing accounts. You will lead cross-functional client coverage, identify...Senior
BNY Mellon
Los Angeles, CA2 days ago - ...Universal Music Group is seeking a Senior Vice President, Global Retail Sales & Licensing in Santa Monica, California. This role involves leading global commercial strategies, driving revenue growth, and establishing strategic partnerships to amplify artist brands. The...Senior
Universal Music Group
Santa Monica, CA2 days ago - ...Senior Vice President of Data Science & Advanced Analytics About the Company A nationally recognized financial institution seeking enterprise-wide AI and advanced analytics leadership. Industry Banking Type Privately Held About the Role...Senior
Confidential
Los Angeles, CA2 days ago - ...Senior Vice President, Regional Distribution Operations and Services About the Company Respected B2B distribution & services business Industry Consumer Services Type Privately Held About the Role The Company is seeking a Senior Vice President for...Senior
- ...Senior Vice President, Commercial About the Company Innovative R&D human gene-based therapies company Industry Biotechnology Type Public Company Founded 1998 Employees 51-200 Categories ~ Biotechnology Specialties...Senior
Confidential
Los Angeles, CA2 days ago $117.45k
...Senior Vice President Greater Boston, New York, Washington, D.C., Los Angeles, San Francisco, or Chicago 617MediaGroup, one of the fastest-growing progressive communications agencies in the U.S., is recruiting for a skilled Senior Vice President to join our growing...Senior617MediaGroup
Los Angeles, CA5 days ago- ...Senior Vice President of Sales About the Company Private equity-backed technology company focused on risk management and compliance within contractor networks. Industry Information Technology and Services Type Privately Held, Private Equity-backed...SeniorFor contractors
$325k - $400k
# Senior Vice President, US Co-Investment LeadMacquarie CapitalSVPVenture CapitalTechnologyFull-timeLocationLos Angeles, United StatesCompensation$325,000 - $400,000/YearDate PostedMay 21, 2026Stay ahead of the marketGet instant notifications when new job openings matching...SeniorRemote workInforCapital, partnership
Los Angeles, CA3 days ago- ...Senior Vice President, Global Procurement and Supply Chain About the Company Globally renowned manufacturing company Industry Electrical/Electronic Manufacturing Type Privately Held About the Role The Company is seeking an SVP, Global Procurement...Senior
- ...Senior Vice President, Enterprise Sales About the Company Globally acclaimed corporate payments company Industry Financial Services Type Privately Held, Private Equity-backed Founded 2000 Employees 10,001+ Funding $11-$25 million Categories...SeniorRemote work
$194.9k - $310.86k
We are seeking a Senior Vice President, Mechanical Engineering to lead the growth and delivery of our Mechanical Engineering practice in Los... ...decarbonization initiatives across all project types.Ensure compliance with applicable codes, standards, quality management...SeniorContract workFor contractorsLocal areaFlexible hours$190k - $235k
...generous 401k plan and more! THE OPPORTUNITY We are seeking a Senior Vice President, Personal Lines Operations for our California Personal... ...department on premium collection and agency credit program compliance Stay abreast of new products, lines of coverage, industry trends...SeniorTemporary workWork at officeLocal areaFlexible hoursHUB International
Los Angeles, CA2 days ago$133.37k - $156.9k
At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life,...SeniorFull timeLocal area3 days per week- ...profitability. Operational Excellence: Oversee day-to-day operations, compliance, and financial performance to ensure sustainable growth.... ..., insurance, or pet health industries (CEO, COO, CMO, or senior director level). Strong background in marketing, growth strategy...SeniorFlexible hours
Innovative Metrics
Beverly Hills, CA5 days ago $25 per hour
...#LifeAtBNY is all about. Join us and be part of something extraordinary.We’re seeking a future team member for the role of Senior Vice President, Client Executive to join our Asset Owner team. This role is located in New York, Los Angeles, Boston or Lake Mary.In this role...SeniorWork at officeWorldwideFlexible hours$10 per hour
...providing financial advice to your clients, then a role as a Business Relationship Manager is for you.As a Business Relationship Manager Senior (BRM) Acquisition banker in Business Banking, you’ll be developing and managing a portfolio of large profitable business clients...SeniorWork at office- ...critical role in shaping strategy, building world-class infrastructure, and driving sustainable growth across markets.This role ensures compliance with all (1) mandatory environmental and product-level reporting requirements in partnership with our existing outsourced vendors...SeniorWork at office
$180k - $250k
...relentless, customized service is the foundation of our consistent growth.Our Chicago office is hiring for an experienced Senior Vice President, Market Risk Analytics Manager FICCS to join our Risk and Credit Group. The primary function of this role is to act as a Market...SeniorFull timeWork at officeLocal areaImmediate startNight shift$300k - $350k
...The Senior Vice President, Investor Relations and Capital Markets will partner with the Chief Financial Officer in the execution of Kilroy’s overall Corporate Finance and Investor Relations Strategy. This role is responsible for designing, implementing, refining, and executing...SeniorFull timeWork at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Vice President, Head of Compliance. Be the first to apply!
- vice president education Los Angeles, CA
- vice president manufacturing Los Angeles, CA
- vice president Los Angeles, CA
- vice president supply chain Los Angeles, CA
- senior associate vice president Los Angeles, CA
- vice president process improvement Los Angeles, CA
- vp biotech Los Angeles, CA
- vp creative services Los Angeles, CA
- vice president event Los Angeles, CA
- vp talent acquisition Los Angeles, CA