FinOP Leader: Regulatory Compliance & Financial Control
Creand Wealth Management (Beta Capital)
Creand Wealth Management is seeking an experienced FINOP to join our Miami office (Brickell) and oversee financial and operational compliance for our broker-dealer. The FINOP will be the designated financial principal responsible for financial reporting, net capital, books/records, regulatory filings, and internal controls. The role requires Series 27/28, GAAP knowledge, and experience with SEC/FINRA regulations, plus bilingual Spanish fluency. #J-18808-Ljbffr Creand Wealth Management (Beta Capital)
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the FinOP Leader: Regulatory Compliance & Financial Control in Miami, FL vacancy
- Honeywell Technologies is seeking a Senior Program Controls Specialist in Miami, FL. You will oversee financial, scheduling, compliance, and operational control of projects from planning through closeout, ensuring adherence to Honeywell standards and budgets. The role...Financial
- ...This is a full time, on site role for a FINOP / Financial Controller located in our Downtown Miami, FL office. As... ...financial professional to oversee the firm’s regulatory financial reporting, net capital compliance, and core accounting functions. This individual...FinancialFull timeWork at office
Kingswood U.S.
Miami, FL2 days ago - CFS in Aventura, Florida, is seeking a Controller to lead financial strategy within a mission-driven organization focused on personal and professional development. This onsite role offers visibility to the executive team and a chance to shape the company’s financial trajectory...Financial
- Reachdesk is seeking a hands-on Controller to lead our accounting function across... ...drive the close, consolidate US GAAP financials, audits, controls, and technical... ...wallet balances, intercompany, and tax compliance, partnering with leaders to implement scalable, automated...FinancialRemote job
- ...Holdings Ltd. seeks a Technology Cost Accounting & FinOps Manager to own the TCO framework, financial transparency, and business case realization across the... ...Technology Organization. Reporting to Finance leaders, you will drive cost discipline, optimize vendor and...Financial
- JLL is seeking a Program Controls Lead to drive integrated controls across cost, schedule, forecasting, and portfolio analytics within... ...Enablement, and client stakeholders to improve predictability and financial stewardship while driving continuous #J-18808-Ljbffr JLLFinancial
$23.6 - $42.5 per hour
...including profitability, expense control, buying, merchandising, labor, regulatory compliance and special projects as... ...relationships with department leaders and with vendors. Sustains exceptional... ...mathematical skills for assessing financial performance, monitoring...FinancialHourly payFull timePart timeSeasonal workWork at officeFlexible hoursNight shiftWhole Foods Market
Miami, FL14 hours ago- ...a senior risk professional to govern operational risk and regulatory compliance for the Corporate & Investment Bank in the US. You will lead... ...forums. The role requires 9+ years in risk, compliance or controls, with strong leadership and ability to challenge senior stakeholders...
- ...seeks an accomplished senior finance leader to oversee accounting, finance operations, and internal controls, with a mandate to modernize FP&A, close processes, and regulatory compliance. The role emphasizes GAAP expertise, financial reporting, budgeting, risk...Financial
- Hut 8 in Miami is seeking a Principal, Project Controls to serve as the cost, schedule, and financial conscience of our construction program. You will own estimating, budgeting, forecasting, and cost reporting across $100M+ capital projects, partnering with field teams...Financial
- ...footprint. You will manage cash, banking relationships, letters of credit, and investments while driving internal controls and SOX compliance. The role requires advanced financial modeling, multinational exposure, and strong English communication. #J-18808-Ljbffr INSIGHTECFinancial
- RKW Residential in Miami is seeking an experienced Controller to lead the accounting team, manage month-end closes, and ensure accuracy of financial statements for real estate portfolios including multifamily and commercial properties. The role requires a CPA and a strong...Financial
$150k - $190k
...brighter way forward. OVERVIEW The Program Controls Lead is a senior leadership role within... ..., forecasting, and program-level financial visibility across the portfolio. This role... ...improvement Partner closely with COE functional leaders and client stakeholders to align...FinancialDaily paidWork at officeLocal areaRemote work- ...risk management, and strategic balance sheet decisions to support profitability and regulatory compliance. The role requires experience in treasury, capital markets, or related financial markets, with strong leadership, collaboration, and communication skills in a...Financial
- ...with a specialized vertical in Legal, Regulatory Compliance, and Corporate Governance. We operate... ...technology firms, investment entities, financial institutions, and global corporations... ...interpretation, contract structuring, governance controls, and risk assessment. Hands-on...FinancialContract work
Catalyst Labs, LLC
Miami, FL1 day ago - ...a Fortune 500 company known for employee tenure and work-life balance. The auditor will lead financial and operational audits, focusing on SOX compliance and internal controls, with travel up to 20% across the US. The ideal candidate has 2-4+ years in auditing and a degree...Financial
- Idea Financial, a fast-growing lending platform in the US, is seeking a hands-on Controller to lead all financial operations, reporting, and compliance across the organization. You will oversee accounting,... ...This role suits a proactive leader with lending/financial services...Financial
- ...Miami, FL to advise day-to-day operations and financial success of a residential dining location, ensuring compliance with contract guidelines, health regulations, and... ...and client relationships, you will drive cost control, reporting, and program alignment to campus goals...FinancialContract work
- Lydecker LLP, a nationwide insurance defense litigation firm, seeks a Controller to oversee all financial operations, ensure accurate reporting, and maintain compliance with regulatory requirements. CPA preferred, with responsibility for GL, A/P, A/R, payroll, trust accounting...Financial
- A leading wealth management firm in Miami is seeking a Risk and Controls Manager to oversee the design and implementation of financial controls. The role involves ensuring compliance with SOX/ICFR requirements, leading control testing, and collaborating with various teams...Financial
- ...through its subsidiary Ocean Financial Services (OFS), seeks a... ...Securities Principal to ensure compliance with FINRA, SEC, and related... ...practices and strong internal controls. The role supervises... ..., and the ability to elevate regulatory #J-18808-Ljbffr Ocean BankFinancial
- ...Starts Here: Santander is a global leader and innovator in the financial services industry and is... ...Bank's exposure to operational, compliance, legal, regulatory, information, and technology risk... ...EUCs are identified, inventoried, controlled, retained, protected, monitored...FinancialWork at officeShift work
- ...A key manufacturer is seeking a Corporate Controller in the greater Miami, FL area. Key Responsibilities Lead monthly and year-end close, financial reporting, and accounting across multiple entities in accordance with U.S. GAAP. Oversee technical accounting, project...Financial
JMJ Phillip Group
Miami, FL3 days ago $130k - $160k
...Assistant Controller (Controller Track) - Manufacturer in Miami, FL We are seeking an... ...Lead monthly, quarterly, and year-end financial close activities. Prepare and review... ...consistency, and timely reporting. Maintain compliance with GAAP and established internal...FinancialFull timeDaley And Associates, LLC
Miami, FL1 day ago$140k - $200k
...is to unlock the next era of financial, creative, and personal... ...and impact. The Department: Compliance Compliance at Gemini is a team... ...prevention in a complex and evolving regulatory environment. We are a... ...models, enhancing Sanctions controls, reviewing name and transaction...FinancialWork experience placementWork at officeRemote workFlexible hours- ...hospitality industry to identify an experienced Controller to lead its Accounting organization.... ...significant growth and help build the financial infrastructure needed to support its... ...team. We’re looking for a hands-on leader who can operate at both the strategic and...FinancialFull time
Ascendo Resources
Miami, FL2 days ago $180k - $250k
...Lead financial regulatory oversight for a broker-dealer Serve as primary... ...Oversight Maintain ongoing compliance with applicable financial... ...customer asset protection controls and ensure adherence to regulatory... ...serving as a designated FINOP within a regulated broker-...FinancialPermanent employment- Velox Clearing LLC in Miami, FL seeks an experienced Regulatory Compliance Manager to own internal compliance, trade surveillance, and regulatory... ...obligations are met. The ideal candidate has 5-7 years in financial services compliance within a clearing firm or broker-dealer...FinancialFull time
- ...oriented, hands-on Corporate Controller who is comfortable... ...s senior-most finance leader and, when needed,... ...support the company's financial integrity as we scale.... ...internal controls, and compliance. Reporting directly to... ...audits, tax filings, and regulatory reporting. ~...FinancialContract workFor contractorsWork at officeLocal area
Newslink Group
Miami, FL4 days ago - Moove AV is seeking a high-level Controller to own end-to-end accounting and control across US and international entities. This player-coach role will build processes, policies, and a growing team to ensure books are accurate, timely, and audit-ready as the company scales...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to FinOP Leader: Regulatory Compliance & Financial Control. Be the first to apply!
Related searches