Remote Senior Branch Compliance Examiner
OSAIC
Saint Petersburg, FL
- Remote job
Osaic is seeking a Senior Branch Office Examiner for its Branch Exam department. The role requires supervising branch exams for Financial Advisors affiliated with Osaic Broker Dealers, providing guidance and oversight to ensure compliance with applicable regulations. The position involves approximately 100–120 exams per year, remote or onsite with up to 25% travel, and mentorship of junior staff. A strong background in FINRA rules, brokerage products, and reporting is essential. #J-18808-Ljbffr OSAIC
Vacancy posted 2 hours ago
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