Vice President of SOX Compliance
Confidential
Vice President of SOX Compliance
About the Company
A pioneering organization in the asset management industry.
Industry
Investment Management
Type
Privately Held
About the Role
The Company is seeking a Vice President of SOX Compliance to lead and oversee all aspects of SOX compliance, ensuring adherence to regulatory standards and operational efficiency. The successful candidate will be responsible for developing and implementing SOX compliance strategies, collaborating with external firms and internal teams to manage SOX processes and reporting requirements, and contributing to IT infrastructure projects to enhance systems and processes. This role requires a strategic leader who can provide insights and ensure compliance and operational excellence, as well as maintain up-to-date knowledge of SOX regulations and IT advancements. Applicants must have a Bachelor of Science degree in a relevant field, with a minimum of 5 years' experience in SOX compliance or related roles. A preferred 12 years' of experience in compliance, IT infrastructure, or asset management is also noted. The role demands a strong knowledge of SOX regulations and IT infrastructure processes, proven leadership skills, and the ability to manage cross-functional teams. Excellent communication and collaboration abilities are essential, as is the willingness to travel quarterly for organizational events. The ideal candidate will be a proactive and dynamic professional, capable of fostering collaboration and alignment with organizational goals in a remote work environment.
Functions
- Finance
$220k - $295k
...emerging risks, enhance governance and internal controls, ensure compliance with global audit standards, and support enterprise risk... ...resourcing, and quality improvement, delivers financial, operational, SOX, and forensic audits globally, and ensures the Internal Audit...SuggestedFull timeTemporary workWork experience placement- ...Business Analysis Manager, Program Governance and Resiliency (Vice President) at JPMorganChase within Card Services and Card Lending... ...timely completion of deliverables. You will partner with Legal, Compliance, Audit, Controls, and business stakeholders to ensure alignment...Suggested
- ...a key strategic partner to the executive leadership team while fully owning the company’s day-to-day financial, accounting, and compliance operations. This role requires a unique blend of high-level financial strategy (capital allocation, forecasting, and business intelligence...SuggestedFlexible hours
- ...Vice President of Global Channels About the Company Leading provider of cloud-based storage & file sharing solutions Industry... ...ftp replacement enterprise data security regulatory compliance secure byod private cloud file sharing extending ecm...SuggestedRemote workWork from homeWorldwide
$115k - $150k
...execution of investments, the experience of their investors, and the compliance, finance and human resource solutions needed to satisfy all... ...and protecting time with our families. Tax Accounting Vice President FSG is the opportunity to learn and experience the finance industry...SuggestedLocal areaRemote work- ...Vice President of Tax About the Company Innovative provider of specialty re/insurance services Industry Insurance... ...seeking a Vice President of Tax to lead its tax strategy and compliance efforts. The successful candidate will be responsible for the...Local area
- ...Promote and support employee engagement initiatives that build a strong, unified team dedicated to our mission. Culture & Compliance Lead by example, embodying and reinforcing Havenpark's core values in every decision and interaction. Ensure unwavering...Home office
- ...A growing, multi-state quick-service restaurant operator is seeking a Vice President of Human Resources & Compliance to lead the HR function across a large portfolio of franchise restaurant locations. This is a highly visible leadership role for a seasoned HR executive...Local areaRelocationRelocation package
$150k - $160k
...work. Who You’ll Work With You will be working with cross-function teams including IT, legal, compliance, finance, sales, and marketing team. About The Role As Vice President, Annuity Product Management at Corebridge, this role is responsible for the strategic development...Work at officeLocal areaImmediate startRemote workRelocation- ...Vice President, Data Architecture About the Company Leading provider of technology-enabled clinical documentation review services... ...Services Consulting MedTech Medical Data & Billing Compliance & Certifications Advanced Analytics Healthcare Medical...
- ...Senior Vice President, Legal Services & Compliance About the Company Esteemed healthcare organization advancing the health of women & infants Industry Hospital & Health Care Type Non Profit Founded 1968 Employees 1001-5000 Specialties women...Contract work
- ...Vice President, Loan Operations About the Company Prominent banking institution Industry Banking Type Privately Held... ...lending files, collateral maintenance, records, reports, and loan compliance. The successful candidate will be responsible for interacting...
- ...Vice President, Loan Operations About the Company Respected banking institution Industry Banking Type Privately Held... ...lending files, collateral maintenance, records, reports, and loan compliance. The successful candidate will be responsible for interacting...
- ...Vice President, People Technology About the Company Industry-leading provider of cloud-based compliance software Industry Computer Software Type Public Company Founded 2004 Employees 5001-10,000 Categories Enterprise Application Accounting...
- ...Vice President of Sales, Life About the Company Globally recognized provider of software solutions for the insurance industry Industry... ...liability ~ insurtech ~ fintech ~ and financial and compliance Business Classifications B2B B2C About the Role...
- ...Senior Vice President, ASC Operations About the Company Fast-growing ambulatory surgery center development & management company... ...will also be accountable for financial performance, regulatory compliance, and the development of integrated growth strategies. Candidates...Contract work
- ...You will ensure investigations are adequately documented and followed through to resolution in a timely manner and work with local Compliance staff to determine an appropriate, coordinated level of surveillance. As part of the role, you will also lead efforts to identify...Temporary workLocal areaWork from homeFlexible hours
- ...EVP of Product, Pricing and Investments. About The Role The Vice President of Deal Management will be responsible for managing the end-to... ...from proposal to signature; mitigate risks by enforcing compliance with pricing and other models. Serve as first point of contact...Work at officeImmediate startRelocation
- ...excellence, and excited by doing well by doing good, we look forward to hearing from you. General Summary: The Senior Vice President, International Compliance Carbon lead is responsible for building and leading Anew’s global compliance carbon strategy, origination and...Contract workTemporary workLocal areaWorldwide
- ...Business Analysis Manager, Program Governance and Resiliency (Vice President) at JPMorganChase within Card Services and Card Lending... ...timely completion of deliverables. You will partner with Legal, Compliance, Audit, Controls, and business stakeholders to ensure alignment...
- ...Senior Vice President, Head of Compliance About the Company Accomplished provider of personal loans & related services Industry Financial Services Type Privately Held, Private Equity-backed Founded 2002 Employees 1001-5000 Categories Finance...
- Vice President of Reimbursement - Long Term Care - RN Houston, TX This senior leadership position leads strategy to maximize Medicare reimbursement through accurate clinical documentation, coding compliance, and quality of care excellence. Clinical Expertise Registered...Full timeRemote work
- ...and are seeking individuals with that same drive. At Moelis, Vice Presidents are part of a unique culture valuing partnership, passion,... ...information (including family medical history), disability (in compliance with the Americans with Disabilities Act and any other...Work at office
- ...Vice President of Regulatory Affairs About the Company A pioneering medical device company developing first-in-class technologies for critical unmet clinical needs. Industry Medical Devices Type Privately Held About the Role The Company...
- ...Vice President, Risk & Underwriting Manager, Payments About the Company Fast-paced payments business strengthening risk, compliance, and governance for growing payment programs. Industry Financial Services Type Privately Held About the Role The...
$220k - $295k
...emerging risks, enhance governance and internal controls, ensure compliance with global audit standards, and support enterprise risk... ...resourcing, and quality improvement, delivers financial, operational, SOX, and forensic audits globally, and ensures the Internal Audit...- ...Vice President, Internal Audit About the Company Nationally acclaimed healthcare organization... ...Committee, with a focus on driving SOX governance, enterprise risk management,... ...overseeing Medicare Advantage regulatory compliance. The role also involves providing...
- ...Vice President of Drug Safety About the Company Clinical stage biotechnology company advancing novel therapeutic candidates for autoimmune... ...of all safety surveillance, risk management, and regulatory compliance activities across the product lifecycle. The successful...
- ...production, and administrative functions Analyze operational data to identify trends and implement performance improvements Oversee compliance, documentation, and internal processes with a high level of confidentiality Ensure alignment with annual objectives set by...Full time
- ...Executive Vice President of Business Process Automation About the Company Premier technology provider delivering data-driven credit... ...and ensure that automation initiatives align with security, compliance, and business governance standards. Additionally, the EVP will...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Vice President of SOX Compliance. Be the first to apply!
- vice president transformation Houston, TX
- vice president of operations Houston, TX
- vp cloud Houston, TX
- vp of strategy Houston, TX
- vice president strategic initiatives Houston, TX
- vice president of recruiting Houston, TX
- vice president of customer success Houston, TX
- vice president research Houston, TX
- vice president innovation Houston, TX
- vice president risk management Houston, TX


