Assurance Manager, Registered Funds
$85k - $125kCohen & Company
Join our growing Assurance team at Cohen & Co! Our national Assurance Practice is recognized throughout the U.S. for our expertise and technical ability to provide top-quality products and guidance to our clients. We’ve been named the 3rd largest registered funds auditor and recognized as an employer of choice. We are seeking an experienced manager with a background in the serving investment company industry clients to join our team. If you are ready to work in a people-first culture where your passion for service and expertise in accounting can make a meaningful impact, we want to hear from you!Commitments : Audit engagements for financial industry clients, specifically mutual funds, exchange-traded funds, close-end funds, and collective investment trustsAssume full responsibility for planning, supervising, and completing projectsManaging day-to-day client relationshipsUnderstand engagement partner expectations of the engagement and monitor deadlines and deliverablesBalance and effectively deliver on multiple projects under restrictive time constraintsDevelop an understanding of client’s business and industry and routinely seek information from the client regarding their needs and concernsRecognize opportunities to provide additional services and opportunities to be innovative in serving existing clientsRequired: Bachelor's degree requiredExperience working on investment-based clients (Mutual Funds, Hedge Funds, Fund of Funds) is preferred4-6 years of progressive audit experience in public accountingCPA license requiredLocation: Akron, OH; Chicago, IL; Cleveland, OH; Denver, CO; Milwaukee, WI; New York, NY; Philadelphia, PA; Youngstown, OHHybrid work environment Who We Are#LifeatCohenSure, we like numbers. (But we’ll never treat you like one.) At Cohen & Co our foundational principles offer insight into how we achieve an inclusive, growth-oriented culture that fuels the success of our firm, our clients and our people. In particular, we honor our foundational principle of “great people first” by: Championing the importance of diversity, equity and inclusion by embracing the unique stories, backgrounds, perspectives and ideas that come from our people; and Offering a comprehensive and competitive Total Rewards package, which allows each employee to use the benefits that best suits their needs. Our offerings go beyond standard options, including time off outside of your standard PTO to give back to the community, annual discretionary merit increases and bonuses, talent development resources to tap into growth opportunities, and so much more! Learn More About Us! Discover our Passion, Purpose & ExpertiseLearn more about our Firm's cultureEstimated Base Range: $85,000 - 125,000*Base compensation offered to candidates are determined based on factors such as candidate's relevant skillset, experience, licensure, and certifications, as well as job responsibilities, geography, market considerations, and organizational needs. At Cohen & Co, we don't stop at setting ourselves apart by offering competitive base compensation. As part of our 'great people first' foundational principle, our firm offers a comprehensive and competitive Total Rewards package that allows each employee to design a package that best suits their needs and goes beyond standard options, including time off outside of your standard PTO to recharge and give back to the community, annual discretionary merit increases and bonuses, talent development resources to tap into growth opportunities. We are an equal opportunity employer and value diversity of thought and background to build an inclusive and energized culture and better meet the needs of our clients. Agency recruiters may not submit unsolicited candidate information or resumes to any Cohen & Co employee without a recruiting services contract first being entered into with the Cohen & Co Talent Acquisition Team; see policy here. SummaryLocation: Cleveland, OH; Youngstown, OH; Akron, OH; Philadelphia, PA; Chicago, IL; Denver, CO; New York, NY; Milwaukee, WIType: Full time
$300k
...Compliance Officer-Healthcare Hedge/Venture Fund More Detail: Female Founded -New... ...Responsibilities Regulatory Leadership & Program Management Framework Administration: Manage,... ...compliance experience within an SEC-registered investment adviser, with explicit...SuggestedFull timeWork at officeImmediate startRemote workRelocation packageShift work$89.8k - $170.5k
...thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM.RSM is looking for a Audit Manager to join our Private Equity practice. This practice is dynamic, robust and continues to expand every year. RSM serves a wide range...SuggestedFull timeWork experience placementInternshipPrivate practiceWork at officeLocal area$119.1k - $239.3k
...thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM.RSM is looking for a Assurance Sr. Manager to join our Private Equity practice. This practice is dynamic, robust and continues to expand every year. RSM serves a wide...SuggestedFull timeWork experience placementInternshipPrivate practiceWork at officeLocal area- ...Regulatory Compliance Consulting (Private Funds) LOCATION - New York FUNCTION -... ...high-value advisory services to investment managers in a collaborative environment focused... ...required. Technical leadership and quality assurance Provide authoritative, practical and...SuggestedFull time
- IQ-EQ is seeking a Director - Regulatory Compliance (Private Funds) in New York. The role focuses on analyzing complex compliance issues and developing, implementing, and testing compliance programs for private funds and traditional investments. You will lead client engagements...Suggested
$300k
...A world-leading hedge fund is looking to make an exciting Compliance Manager hire into their New York office. The firm have had exceptional performance over the past few years and have truly established themselves as one of the leading names in the industry. They are...Full timeWork at office$77.7k - $147.4k
...and that’s why there’s nowhere like RSM.RSM is looking for an Assurance Supervisor to join our Private Equity practice. This practice... ...planning through completion, including reviewing workpapers, and managing workflow across multiple engagements.Demonstrated ability to...Full timeWork experience placementInternshipPrivate practiceWork at officeLocal area- ...Compliance Consultant - Regulatory Compliance Consulting · Private Funds LOCATION - New York FUNCTION - Regulatory Compliance... ...high-touch, high-value advisory services to investment managers in a collaborative environment focused on practical advice, strong...Full time
$60k - $70k
Quality Assurance Supervisor (Workforce Compliance) Remote in the United States Career Team... ..., world-class trainers, dedicated case managers, dynamic job developers, and innovative... ...Broadcasting Network as an innovative, government funded solutions program Invited to the White...Full timeContract workLocal areaRemote work$152.24k - $161.2k
Nursing --> Management/LeadershipNew York • ID: 1165344_RR00122789 • Full-Time/RegularNYU... ...with Senior Directors Regulatory to assure that data monitoring is timely and acted... ...:To qualify you must have a Registered Professional Nurse with a current Professional...Full timeWork at office- ...Responsibilities: Reporting to the Branch Manager and UBP UK Chief Compliance Officer and... ...and Financial Crime Acting as the Registered Compliance Officer Managing, supporting... ...working with ManCo in providing independent assurance that all Jersey SA Compliance/Financial...Permanent employmentLocal area
- ...the following position: Position: Quality Assurance Program Coordinator The Quality... ...Volunteers of America program model and funding source standards. Pugsley Hotel Family Shelter... ...evaluation data collection and incident management skills. Ability to communicate professionally...Full time
$220k - $250k
...OfficerOur client, a leading global alternative asset manager, is seeking a Chief Compliance Officer to lead... ...already in place.Firm has expansive investment funds offering from private equity to real estate to registered funds and an ever-evolving range of investment products...Work at office$94.97k - $143.92k
...to hire a qualified individual to join our team as a Quality Assurance Coordinator. Position Status: Full Time, Day Shift Position Location... ...Healthcare Quality Improvement or Data Analysis keywords: rn, registered nurse, home care, Williamsburg, fulltime, talroo-nursing, home...Full timeTemporary workRemote workShift workDay shift- ...diverse range of financial firms, including registered investment advisers, broker-dealers, and... ...RIAs, broker-dealers, and registered funds, providing strategic oversight of... ...and regulationsExperience registering and managing compliance programsFamiliarity with SEC...
$150k - $190k
...class personalized teaching and learning accessible to everyone. Kira is a rapidly growing startup backed by top-tier Venture Capital funds including New Enterprise Associates (NEA), Andrew Ng's AI Fund, and Primavera.As a Senior Quality & Automation Engineer at Kira, you...Full timeLive inWork at officeLocal areaWork from home$175k - $185k
...platform offering expertise in property management, investment management, development, and... ...the compliance program for the firm's SEC-registered investment adviser and FINRA-registered... ..., credit, and infrastructure private fund platform. The Director monitors regulatory...Full timeWork at officeLocal areaImmediate start$175k - $200k
...DescriptionThe Regulatory Administration group supports fund clients through preparation of registered investment company regulatory filings, fund governance... ...and related regulatory requirements-- Ability to manage multiple tasks simultaneously in a deadline driven environment...Work at officeLocal areaRemote workFlexible hours3 days per week- ...times daily to continue to meet and meet the needs of our more than 3.5 billion daily users on our platform. The Compliance Assurance Program Manager (CAPM) works at the center of privacy regulation, legal, business, product, and engineering to put our users' privacy at...For contractorsFixed term contractWork at office
- ...Founded 2019 Employees 1001-5000 Funding $200+ million Categories Finance... ...cards business cards spend management finance automation expense management... ...Chief Compliance Officer (CCO) for its SEC-registered investment adviser. This pivotal role demands...
$112.5k - $168k
...for your clients? If yes, consider joining Baker Tilly (BT) as an Audit Manager! This is a great opportunity to be a valued business advisor delivering industry-focused audit and other assurance services to middle market clients. You will work side-by-side with firm leadership...$120k - $200k
QA Manager New York, NY, United States • Posted on Oct 18, 2025 NexaGuard serves enterprise customers that depend on accuracy and compliance... ...and handled securely. #J-18808-Ljbffr CYBEXO INC.® Accredited by Better Business Bureau Central Ontario. Registered TM in the US.Work at office$10 per hour
...building the next-generation commodity risk management stack for the $10T physical economy. We... ..., DST Global and more. The Role As a registered Commodity Trading Advisor (CTA) with the... ...within commodity trading firms, hedge funds, CTAs, asset managers, FCMs, brokers, or...Work at officeFlexible hours$125k - $150k
Strategas Asset Management provided pay range This range is provided by Strategas Asset Management... ...Asset Management (SAM) is an SEC-registered investment advisory firm (RIA). Through... ...model portfolios through exchange traded funds (ETFs) that are registered with the SEC...Full time- ...About the Company A growing investment management firm building compliance and legal... ...functions. The role will support the process of registering as an investment adviser and build and... ...; advising on investment activities and fund governance; and drafting and reviewing...
$75k
...Job Description Job Description Summary: National Power, LLC is seeking a Quality Assurance Manager to join our growing team! Under the general direction of and reporting to the Director of Broadband division, The Quality Assurance Manager is primarily responsible...Temporary workFor contractorsWork at officeLocal areaRemote workWork from homeFlexible hoursNight shift$25 per hour
...role, you will work as a Malay Quality Assurance Lead (QAL) to oversee quality, consistency... ...communication, and the ability to manage quality workflows across remote teams.... ...especially around Malay wording, tone, register, translation fidelity, cultural context,...Hourly payFor contractorsImmediate startRemote work$140k - $165k
Job Summary:The Assurance Senior Manager, Non-Profit will be responsible for developing suggestions to improve client internal controls and accounting procedures. The role will also advise clients on various economic and regulatory risks in a specific industry field of...Work experience placementWork at office$35 per hour
...work as a Chinese (Simplified) Quality Assurance Lead (QAL) to oversee quality, consistency... ...China terminology, punctuation, register, translation fidelity, cultural context,... ...Docs, trackers, dashboards, and project management systems. Highly detail-oriented and organized...Hourly payFor contractorsImmediate startRemote work$120k - $200k
A leading tech company in New York City is seeking a QA Manager to oversee quality strategy across multiple products. The successful... ...coverage and generous PTO. #J-18808-Ljbffr CYBEXO INC.® Accredited by Better Business Bureau Central Ontario. Registered TM in the US.Work at office
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