Surveillance Officer
$19 per hourBally’s Corporation
Bally’s Corporation in Atlantic City, New Jersey, is seeking a dedicated employee to assist internal guests by responding to their needs and requests. The role requires a friendly and respectful communication style while meeting service delivery standards. Ideal candidates will be team players who contribute positively to the work environment and help train new surveillance officers. The position offers an hourly wage of $19.00 with a fast-paced, diverse work environment. #J-18808-Ljbffr
$200k - $250k
...hire an exceptional Trading and Systematic Advisory Compliance Officer to join our global compliance team in our New York office. You... ...program monitoring, testing, risk assessments, trade surveillance, and control evaluations connected to your coverage area. Act...SurveillanceFull timeWork at office- ...N.J.A.C. 13:69D-1.10 and 1.11, AND MUST SIGN AN ACKNOWLEDGEMENT OF THESE REGULATORY REQUIREMENTS PRIOR TO BEING EMPLOYED IN THE SURVEILLANCE DEPARTMENT. Qualifications College degree preferred. Minimum one (1) year of appropriate experience. Good technical and manual skills...Surveillance
$80k - $90k
...per year (base pay). Direct message the job poster from Social Capital Resources. Responsibilities Perform portfolio and trade surveillance to ensure that the firm maintains compliance with client guidelines and regulatory requirements. Assist with mutual fund trade restrictions...SurveillanceFull time$125k - $175k
...Overview High frequency trading firm is seeking a Compliance Surveillance Analyst to join their Compliance team. This role is instrumental in conducting trading and communication surveillance, investigating potential compliance issues, and working with business and technology...Surveillance- ...information security, and annual review New market and product approvals Core compliance Oversee two Compliance Officers responsible for: Trade surveillance across all venues Regulatory and exchange affairs — filings, registrations, regulator and exchange inquiries, client...Surveillance
- ...team. This role follows a hybrid schedule, with four days in the office. Responsibilities: Support coordination, regulatory gap... ...controls, governance frameworks, operations, and trade/communication surveillance systems. Prepare written reports for clients on regulatory and...SurveillanceWork at office
$150k - $180k
...Support the firm's investment compliance program and related regulatory obligations. Conduct compliance monitoring, testing, and surveillance activities. Assist with regulatory filings, including Form ADV amendments, updates, and disclosures. Review investment...Surveillance- ...Ethics program, including personal trading, holdings certifications, and periodic acknowledgments Conduct ongoing communications surveillance and escalate issues as needed Coordinate quarterly compliance testing and annual review processes Provide oversight of expert...Surveillance
- ...of experience in compliance, including experience within an Investment or Asset Manager. Key responsibilities include portfolio surveillance and ensuring adherence to client guidelines and regulatory requirements. This opportunity includes competitive benefits such as...SurveillanceFull time
- ...compliance with firm-wide trading restrictions Supporting trade compliance monitoring across the firm's strategies, including trade surveillance reviews for potential market abuse, insider trading, and manipulation concerns Assisting with position limit monitoring, short...Surveillance
$120k - $160k
...process of finalizing our Series B round of funding. AML Compliance Officer Experience: 5+ Years Location: New York, NY (Hybrid) Reporting... ...internal compliance reviews such as wire and ACH surveillance activity exception reports Assist in responding to regulatory...SurveillanceImmediate startFlexible hours- ...evaluations, certifications, or listings, including qualifying, surveillance, and sampling inspections conducted on-site, in-plant, or... ...oral communication skills preferred. Proficiency in Microsoft Office and web-based programs preferred. Basic knowledge of materials...SurveillanceFull timeWork at officeRemote work
- ...such as wall crosses, trade requests, conflict checks, ad other time sensitive items Support the internal compliance testing and surveillance program, as well as prepare regulatory reports and testing documentation Acquire a comprehensive understanding of the SEC...SurveillanceFull time
$100k - $145k
...ensuring the timely and accurate filing of all regulatory reports; Assist in the review of marketing materials and RFPs; Perform daily surveillance of e-communications for the adviser’s personnel; Interact with the Funds administrator Help evaluate the adequacy and...SurveillanceFull timeCurrently hiringRemote workFlexible hours- ...requirements and internal policies. Conduct compliance monitoring, surveillance, and testing activities, including electronic communications... ...handling confidential information. Proficiency in Microsoft Office applications, particularly Excel; experience with compliance...SurveillanceWork at office
$160k - $250k
...knowledge of CLO manager, illiquid credit and general credit businesses. Strong knowledge and experience of Compliance monitoring and surveillance. Strong regulatory background US markets. Comprehensive understanding of and experience working with the rules and regulations...SurveillanceLocal area- ...development, when needed on various types of studies: long-term surveillance, compliance, pharmacovigilance, and effectiveness studies... ...environments in person and via digital channels from remote (non-office based) environment. Possible substantial travel: nationally and...SurveillanceFull timeContract workWork at officeLocal areaRemote workFlexible hours
$120k - $175k
...investment restrictions, liquidity classifications, valuation oversight, and board reporting. Conduct ongoing portfolio and trade surveillance to ensure adherence to regulatory requirements, client mandates, and internal policies. Review and monitor trade restrictions,...Surveillance$25 - $26.44 per hour
...solutions at integrated career centers, sector-focused centers and community, and partner sites. Job Description Conducts surveillance of workforce activities and uses statistical sampling, audit, and observation techniques to evaluate compliance with policies...SurveillanceHourly payContract workWork experience placementLocal area- Senior Compliance Officer - Investec USA Investec USA's Compliance Advisory function is based in our New York office and supports multiple... ...teams including Legal, Compliance Advisory, Control Room, Surveillance, IT, Operations, Research and third‑party Compliance vendors....SurveillanceWork at office
$125k - $165k
...adviser and CFTC registered CTA/CPO) is seeking a VP, Compliance Officer.****Vice President (Compliance) Job Description:*** Provide... ...operational due diligence.* Conduct various day-to-day compliance surveillance activities including Code of Ethics and Code of Conduct...SurveillanceWork experience placementWork at officeLocal areaRemote workWorldwide$80k - $110k
...Analyst to join the Compliance Team in New York. This person will report into the Chief Compliance Officer - Central Compliance. In this role, the primary focus is surveillance and monitoring, with opportunities to contribute to collaborative projects across the firm’s...SurveillanceLocal areaShift work$130k - $160k
...wall‑crossing requests Ensure compliance with WRL policies and escalate breaches Perform e‑communications and employee trade surveillance, identifying conflicts or risks Monitor compliance training completion Administer the compliance platform (profiles, attestations...SurveillanceLocal area$105.79k - $141.05k
.... They will serve as a liaison to government program security officers (PSO), information systems security counterparts, and Lumen internal... ...and sustainment Prepare for and support C3PAO assessments, surveillance reviews, and re-certification activities Track and report...SurveillanceFull timeTemporary workFor contractorsRemote work$126.25k - $132.64k
...Job Title : Major Gifts Officer Job Type : Full-Time; Regular; Exempt Reports To : Chief of Staff Location : Hybrid; 2... ...building, Pregnancy Justice works to end the criminalization and surveillance of pregnant people and advance reproductive freedom, dignity,...SurveillanceFull timeTemporary workWork at officeLocal areaRemote workFlexible hours2 days per week$125k - $175k
..., banks, hedge funds and asset managers. With more than 35 offices around the globe, and over 2,300 dedicated people enabling access... ...visit ( Purpose of Role: Marex is recruiting for a Surveillance Compliance officer to join the team our at our New York office...SurveillanceFull timeWork at officeImmediate start$100k - $125k
Job Description The Agency You’ll Join: The New York City Mayor’s Office is responsible for overseeing city services throughout the five boroughs, coordinating public agencies and departments, and managing public property. The administration is leading the fight in making...Full timeWork at officeLocal area$50k - $60k
Job Description The New York County District Attorney's Office (DANY) has an opening for a Special Officer in its Investigation Bureau. In this position, under supervision the Special Officer is responsible for providing physical security, safety, and maintenance of order...Permanent employmentFull timeTemporary workWork at officeFlexible hoursShift workWeekend work$150k - $200k
...Robert Half Financial Services is recruiting for a Compliance Officer role for an International Broker Dealer and Investment firm located... ...Collaboration: Collaborate with Legal, Control Room, Surveillance, IT, Operations, and third-party vendors Work closely with...SurveillanceWork at officeRemote work$125k - $222.5k
...Overview Job Title Private Bank Americas – Senior Compliance Officer Corporate Title Vice President Location New York, NY... ...compliance risk assessments, targeted reviews, and ongoing surveillance of business activities, identifying emerging risks and driving...SurveillanceFull timeWork at officeWork from home
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