Compliance Officer
$160k - $250kMillennium
This role will provide Compliance coverage to the Credit Business and Infrastructure groups in the US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business Management team, and the various CLO & Credit Portfolio Managers. Principal Responsibilities Provide on desk Compliance coverage for all Credit Portfolio Manager teams and wider FI PMs as required. Keep local Senior Management constantly appraised of the overall compliance landscape and exposures within the CLO and illiquid Credit business. Provide Compliance coverage for relevant regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and inspections. Track relevant regulatory developments. Participate in working groups and projects as needed. Provide support with regulatory reporting as required. Periodic regional travel may be required. Qualifications/Skills Required Law degree and legal background is preferred but not essential. Strong knowledge of CLO manager, illiquid credit and general credit businesses. Strong knowledge and experience of Compliance monitoring and surveillance. Strong regulatory background US markets. Comprehensive understanding of and experience working with the rules and regulations and compliance processes and systems. Quick learner, detail oriented; demonstrable thoroughness and strong ownership of work. Good team player with a strong willingness to participate and help others. Able to prioritize in a fast moving, high pressure, constantly changing environment; high sense of urgency. Strong communication skills. The estimated base salary range for this position is $160,000 to $250,000, which is specific to New York and may change in the future. Millennium pays a total compensation package which includes a base salary, discretionary performance bonus, and a comprehensive benefits package. When finalizing an offer, we take into consideration an individual’s experience level and the qualifications they bring to the role to formulate a competitive total compensation package. #J-18808-Ljbffr Millennium
- ..., a global investment firm with a strong focus on credit strategies, is looking to add a seasoned credit attorney to its Legal & Compliance group. The position will support an expanding registered investment adviser business by advising on regulatory compliance, governance...SuggestedFull time
- ...Our client is an international bank. They seek an AVP Compliance Officer to join their Manhattan office. This individual will play a key role in supporting and enhancing the firm’s overall Compliance Program, with particular ownership of compliance testing, regulatory...SuggestedFull timeWork at office
$120k - $140k
...AVP, Fixed Income Compliance Officer Location: New York, NY This position is well-suited for a candidate with strong analytical and technical skills who is interested in developing fixed income compliance expertise. The successful candidate will assist with compliance...SuggestedFull time- ...is flat and our team is talent dense. We work in person at our office in Flatiron and are intentional about who we work with. We've raised... ...A led by Left Lane Capital. About the Team HIFI's compliance team is what makes it possible for banks, fintechs, and institutions...SuggestedFull timeWork at office
- ...We're currently partnering with a leading global alternative investment firm to hire a Compliance Associate. This is a front-office facing advisory role - you’ll work directly with portfolio managers and traders across the firm’s Global business, providing real-time compliance...SuggestedFull time
$175k - $200k
...Jefferies is looking to hire a Compliance Officer into its Global Control Group, IB and Research Compliance team. This is an exciting opportunity to join a fast-growing business and work in a dynamic role with broad exposure to Jefferies Investment Banking and Research...Full time- ...The Opportunity Our client, an established alternative investment firm, is seeking an Associate Director to join its Compliance team in New York. This individual will take ownership of several key areas of the firm’s compliance program and serve as a trusted partner...Full time
- ...A leading investment management firm is seeking an experienced Compliance Officer to oversee regulatory compliance across its trading activities. This role combines hands-on trading desk advisory, surveillance oversight, regulatory expertise, and compliance program development...Full time
$200k - $250k
...and is a member of the following: FINRA, SIPC, and NASDAQ. Chardan is seeking an experienced compliance professional to serve as a Director, Senior Compliance Officer and strategic partner to the Chief Compliance Officer. This individual will play a key leadership...Full timeWork at office- ...I’m working with a highly regarded Investment firm in New York that is looking to add a Senior Compliance Officer to its growing team. This is a hands-on role reporting directly into the CCO. The role will cover: Compliance monitoring, testing and surveillance...Full time
- ...A foreign banking organization (“FBO”) in New York City is seeking a highly motivated, analytical, and hands-on AVP Compliance Officer with broad banking compliance experience to serve as a key member of the Compliance Department. The successful candidate will support...Full timeWork at office
- ...Job Description Job Description Regulatory Compliance Officer About the Company: Respected International Investment Bank, specializing in technology, life sciences, cryptocurrencies and emerging privately held companies. Services include capital raising,...Work at office
$101k - $154k
...range for this role is $101,000 to $154,000. JOB DESCRIPTION Under the direction of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AV organization. Responsible for performing the...Permanent employmentFull timeContract workFor contractorsWork at officeRemote work- ...Investment Banking Equity Derivatives Compliance Officer Role: ~ Capital Markets Compliance Advisory Experience : Equities Compliance, Equity Derivatives, Futures, Capital Markets Compliance, Broker-Dealer Compliance, Front Office Advisory ~ Regulatory Expertise...
- ...Our client, a global hedge fund, is looking for a Senior Compliance Officer to join their team to support generalist compliance responsibilities. This role will play a critical role in advising the business on key initiatives while holding oversight of the compliance...Full time
- ...A prestigious, global hedge fund is looking to add a Compliance Officer to their New York office. They have been one of the top-performers in the industry and are continuing to grow at an exciting rate. Having built out their presence in London and Asia, they have...Full timeWork at office
- ...I’m working with a highly regarded Investment firm in New York that is looking to add a Senior Compliance Officer to its growing team. This is a hands-on role reporting directly into the CCO. The role will cover: Compliance monitoring, testing and surveillance...
- RWT Consulting Group's client is a major player in construction and infrastructure, looking to bring on board a Compliance Officer. Position Summary The Compliance Manager/Officer is responsible for developing, implementing, and monitoring compliance programs to ensure...Contract workFor subcontractorLocal area
- ...United Nations Joint Staff Pension Fund (UNJSPF), managed by the Office of Investment Management (OIM), oversees a global investment... ...covering diverse asset classes. This role is situated within the Compliance Team of OIM's Risk and Compliance Section in New York. Job...Work experience placementWork at office
$125k - $175k
...classes, serve investors, and advocate for transparent and competitive markets. About the Role IEX is looking for a self-motivated Compliance Officer to join our team and report to the Chief Compliance Officer. You’ll help develop the policies and procedures that guide how...Work experience placementWork at officeLocal area- Compliance Officer Company Description: Pace-O-Matic has been a leader in designing, producing, and licensing skill-based games for 25 years. Committed to innovation, integrity, and empowerment, our games provide exciting entertainment for players while supporting small...Contract workWork at officeLocal areaRemote work
$140k - $185k
Compliance Officer - Career Launch AI Talent Network Location: New York, NY Estimated Compensation: $140,000 - $185,000 total annual compensation (varies by employer) About This Posting This job description represents a sample Compliance Officer position commonly found...- Compliance Officer, P3 (Job Opening No. 285805)- Deadline to apply: 15 November 2026 Job Summary Join the Office of Investment Management (OIM) of the United Nations Joint Staff Pension Fund (UNJSPF) and contribute to strengthening compliance, risk oversight, and investment...Work experience placementWork at office
$180k - $200k
...financial agility and peace of mind. We need outstanding people to help us achieve our goals. We are looking for an experienced Compliance Officer to join our team You will lead our compliance advisory and regulatory change function. You'll turn regulatory requirements...Full timeWork at officeRemote workHome office$140k - $180k
OVERVIEW The D. E. Shaw group seeks a proactive and detail-oriented compliance professional to join its Legal & Compliance team. This role... ...with colleagues across compliance, legal, operations, front office, and technology groups. The position provides significant exposure...$100k - $145k
...proactive Associate or Senior Associate to join our Legal and Compliance team. This individual will play an important role in supporting... ...in compliance oversight activities including, conducting branch office examinations, testing policies and procedures, and supporting compliance...Work at officeImmediate start$1,000 per day
G MASS Consulting are partnered with a leading Hedge Fund to appoint an experienced Compliance Officer who will take ownership of day-to-day regulatory governance and provide line-of-business coverage across its U.S. broker-dealer, with a particular focus on Operations...Contract workWork at office$130k - $150k
...London, we manage $253.6 billion and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange... ...at 30 June 2026 Specific Responsibilities Perform required compliance functions in coordination with and under the direction of the...Local areaFlexible hours$160k - $200k
Compensation: $160,000 - $200,000 Base Salary + Bonus About the Opportunity Compliance Officer Location: New York Metro Area (Onsite) Compensation: $160,000 - $200,000 Base Salary + Bonus A sophisticated global investment management organization is seeking an experienced...- ...background/ experience) Job Description Overview Contribute to the compliance team of a leading investment management firm, focusing on U.S.... ...to regulatory standards. Support the Chief Compliance Officer in managing compliance programs, governance matters, and...
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