Compliance Officer
$160k - $250kMillennium
This role will provide Compliance coverage to the Credit Business and Infrastructure groups in the US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business Management team, and the various CLO & Credit Portfolio Managers. Principal Responsibilities Provide on desk Compliance coverage for all Credit Portfolio Manager teams and wider FI PMs as required. Keep local Senior Management constantly appraised of the overall compliance landscape and exposures within the CLO and illiquid Credit business. Provide Compliance coverage for relevant regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and inspections. Track relevant regulatory developments. Participate in working groups and projects as needed. Provide support with regulatory reporting as required. Periodic regional travel may be required. Qualifications/Skills Required Law degree and legal background is preferred but not essential. Strong knowledge of CLO manager, illiquid credit and general credit businesses. Strong knowledge and experience of Compliance monitoring and surveillance. Strong regulatory background US markets. Comprehensive understanding of and experience working with the rules and regulations and compliance processes and systems. Quick learner, detail oriented; demonstrable thoroughness and strong ownership of work. Good team player with a strong willingness to participate and help others. Able to prioritize in a fast moving, high pressure, constantly changing environment; high sense of urgency. Strong communication skills. The estimated base salary range for this position is $160,000 to $250,000, which is specific to New York and may change in the future. Millennium pays a total compensation package which includes a base salary, discretionary performance bonus, and a comprehensive benefits package. When finalizing an offer, we take into consideration an individual’s experience level and the qualifications they bring to the role to formulate a competitive total compensation package. #J-18808-Ljbffr Millennium
- ...Job Description The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communications. The Compliance Officer will serve as the primary day to...SuggestedWork experience placement
- ...About the role: We are looking for a detail-oriented and experienced compliance officer to join our team in our New York office. You will be responsible for monitoring compliance risks, implementing controls, and advising management on compliance matters. This will be...SuggestedWork at officeWork from home
- ...The New York City Comptroller’s Office works to promote the financial health, integrity, and effectiveness of New York City government... ...resources of plan beneficiaries and the City of New York. The Compliance Officer will help to identify and implement policies and workflows...SuggestedFull timeWork at office
$60k
...York, United States.BTIG seeks a motivated and detail-oriented Compliance Analyst to join our Compliance team.This entry-level role is... ...talent... Show more $35.00 hourly Full-time +1 The Compliance Officer will be responsible for ensuring that all moving and cleaning...SuggestedHourly payPermanent employmentFull timeWork at officeLocal areaRemote workWork from home- ...Requirements Bachelor’s degree required Professional certifications (e.g., CAMS, CGSS) strongly preferred 5-7 years of sanctions compliance, payment screening, sanctions investigations, or financial crime compliance experience Experience reviewing sanctions screening alerts...Suggested
$110k - $130k
...We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will help support and maintain Vise’s compliance program, ensuring we meet our regulatory obligations while enabling our business to grow. You’ll report directly to the Chief...Work at office$90 - $150 per hour
...our investors include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position: Compliance Officer Type: Contract Compensation: $90–$150/hour Location: Remote Duration: 3–4 weeks Commitment: 15–30+ hours/week Role...Contract workSummer workImmediate startRemote work- ...the Firm’s Personal Trading Policy, Gifts & Entertainment Policy, and Political Contributions Policy) utilizing our third-party compliance software, ComplySci. Qualifications 3–8 years of relevant compliance experience, with at least 2+ years of in-house at a registered...
- ...We are always looking for talented professionals to join us in the path towards success. Summary The Compliance Officer will assist with the monitoring and administration of the Firm’s Compliance and AML programs to ensure accordance with regulatory requirements. Primary...
- ...Compliance Officer (New York, NY): Our client is a leading global alternative investment manager with a sophisticated institutional platform and a broad private funds business. The firm is looking to add a Compliance Officer who will play a key role in managing and enhancing...
$150k - $180k
...NY (Hybrid) Compensation: $150,000 - $180,000 + Bonus A leading institutional investment organization is seeking an experienced compliance professional to support its investment compliance program. This role offers broad exposure across regulatory compliance, investment...$140k - $185k
...Compliance Officer – Career Launch AI Talent Network Location: New York, NY Estimated Compensation: $140,000 – $185,000 total annual compensation (varies by employer) About This Posting This job description represents a sample Compliance Officer position commonly found...- ...We are currently recruiting for a Compliance opportunity. This position will primarily focus on transaction advisory compliance for our... ...and problem-solving abilities. Advanced proficiency in Microsoft Office, particularly Excel and PowerPoint. Job ID: 23913 #J-18808-Ljbffr...Permanent employmentFull timeWork at office
$71k - $125k
...Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Home Lending Compliance Officer will be a member of the Home Lending Compliance team within Compliance Risk Management. They will provide support to the Mortgage and Home Equity Origination lines of business...Work at officeFlexible hours- ...JCW is partnering with a Commercial Bank who is looking to bring on a new Compliance Officer. This position will work closely with the banks US Head of Compliance to drive improvement with the banks Compliance program. Job Responsibilities Contribute to the design, implementation...
$125k - $175k
...Overview High frequency trading firm is seeking a Compliance Surveillance Analyst to join their Compliance team. This role is instrumental in conducting trading and communication surveillance, investigating potential compliance issues, and working with business and technology...$175k - $200k
...Compliance Officer New York The Role Sixth Street's Compliance team partners with all aspects of Sixth Street to build and maintain a best-in-class compliance program that addresses applicable regulatory requirements and industry best practices. The Compliance...Temporary workLocal area$120k - $220k
...Compliance Officer New York, NY, US ABOUT CFM Founded in 1991, we are a global quantitative and systematic asset management firm applying a scientific approach to finance to develop alternative investment strategies that create value for our clients. We value innovation...Work at officeLocal area- ...Advisory compliance — primary owner, all regions Real-time trading guidance across all asset classes and venues Building and maintaining... ...and product approvals Core compliance Oversee two Compliance Officers responsible for: Trade surveillance across all venues Regulatory...
- ...trading firm is looking for an experienced, Senior Compiance Officer to join their growing team. The SeniorCompliance Officer will... ...equities trading and sales teams, ensuring a strong culture of compliance across the firm. This role will require 5 days a week onsite in...
- ...motivated to contribute to a best-in-class investment and operational platform. Position Overview We are seeking an experienced Compliance Officer to lead and manage the firm's regulatory compliance program and support critical operational initiatives across the...
$160k - $175k
...Date: Jul 11, 2026 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in...Full timeTemporary workPart timeSeasonal workWork at officeImmediate startFlexible hours$150k - $200k
...Franklin Templeton Compliance Role At Franklin Templeton, we believe success is built through powerful partnerships. As a forward thinking... ...position will work a hybrid schedule in one of our following offices 3 days/week. Boston, New York, Philadelphia, Baltimore, St...Local area3 days per week$88 per hour
...Senior Compliance Officer Equity Research Compliance BizTek People is seeking a Senior Compliance Officer for our client, a global financial institution in New York City. Location: Midtown, NYC Schedule: Hybrid preferred (2 days onsite / 3 days remote). Fully remote...Contract workImmediate startRemote work- Supported the firm's compliance framework, ensuring adherence to insurance regulations and internal governance requirements. Monitored regulatory developments and implemented changes to policies, procedures, and business processes. Conducted compliance monitoring reviews...
$130k - $150k
...their investment goals and those of the millions of retirees and savers they represent. Purpose of the role This role sits in the Compliance team based in NY and is part of the team under the direction of the Head of Compliance. The Compliance team provides a second...Local areaFlexible hours- Chief Compliance Officer Bryn Mawr Medical Specialists Association July 10, 2026 Bryn Mawr, Pennsylvania --- About Us For 57 years the medical experts of Bryn Mawr Medical Specialists Association have been providing personalized care to patients in the Philadelphia...Full timeMonday to Friday
- ...background/ experience) Job Description Overview Contribute to the compliance team of a leading investment management firm, focusing on U.S.... ...to regulatory standards. Support the Chief Compliance Officer in managing compliance programs, governance matters, and...
$140k - $180k
OVERVIEW The D. E. Shaw group seeks a proactive and detail-oriented compliance officer to join its Legal & Compliance team. This role will collaborate closely with colleagues across legal, compliance, front office and technology teams to manage regulatory risk in the context...$125k - $165k
## Compliance OfficerApplylocations: NYC 250 Park (AMO)time type: Full timeposted on: Posted 27 Days Agojob requisition id: R6809**A New... ...and CFTC registered CTA/CPO) is seeking a VP, Compliance Officer.****Vice President (Compliance) Job Description:*** Provide compliance...Work experience placementWork at officeLocal areaRemote workWorldwide
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Officer. Be the first to apply!
- regulatory affairs specialist New York, NY
- healthcare compliance officer New York, NY
- regulatory compliance specialist New York, NY
- regulatory reporting analyst New York, NY
- compliance data analyst New York, NY
- senior regulatory affairs specialist New York, NY
- research compliance officer New York, NY
- regulatory analyst New York, NY
- compliance coordinator New York, NY
- regulatory compliance associate New York, NY

