Compliance Officer
$160k - $250kMillennium
This role will provide Compliance coverage to the Credit Business and Infrastructure groups in the US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business Management team, and the various CLO & Credit Portfolio Managers. Principal Responsibilities Provide on desk Compliance coverage for all Credit Portfolio Manager teams and wider FI PMs as required. Keep local Senior Management constantly appraised of the overall compliance landscape and exposures within the CLO and illiquid Credit business. Provide Compliance coverage for relevant regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and inspections. Track relevant regulatory developments. Participate in working groups and projects as needed. Provide support with regulatory reporting as required. Periodic regional travel may be required. Qualifications/Skills Required Law degree and legal background is preferred but not essential. Strong knowledge of CLO manager, illiquid credit and general credit businesses. Strong knowledge and experience of Compliance monitoring and surveillance. Strong regulatory background US markets. Comprehensive understanding of and experience working with the rules and regulations and compliance processes and systems. Quick learner, detail oriented; demonstrable thoroughness and strong ownership of work. Good team player with a strong willingness to participate and help others. Able to prioritize in a fast moving, high pressure, constantly changing environment; high sense of urgency. Strong communication skills. The estimated base salary range for this position is $160,000 to $250,000, which is specific to New York and may change in the future. Millennium pays a total compensation package which includes a base salary, discretionary performance bonus, and a comprehensive benefits package. When finalizing an offer, we take into consideration an individual’s experience level and the qualifications they bring to the role to formulate a competitive total compensation package. #J-18808-Ljbffr Millennium
$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance...SuggestedWork at office$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity with the Wealth Management Northeast Regional team and using various data collected across the Firm, to aid in the identification...SuggestedTemporary workWork experience placement$180k - $215k
Trade Compliance Officer Location New York Business Area Legal, Compliance, and Risk Ref # 10052303 Description & Requirements Title: Compliance Officer - Americas Trade Compliance Location: New York Business Area: Legal, Compliance, and RiskBloomberg...SuggestedTemporary workFor contractorsWork experience placementWork at officeLocal area$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...SuggestedLocal area$110k - $140k
The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing the Compliance Program of Institutional Shareholder Services Inc. (“ISS”), a U.S.-registered investment adviser under the Investment Advisers Act of 1940, covering also its...SuggestedFull timeLocal area$160k - $250k
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business...Local area$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the Chief Compliance Officer, senior management, and business lines regarding compliance with non-AML/BSA laws and regulations...Local area$150k - $200k
...the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds... ...position will work a hybrid schedule in one of our following offices 3 days/week.Boston, New York, Philadelphia, Baltimore, St....Full timeLocal area3 days per week$175k
Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary HappensAt Investec, we do things differently. We're a leading international bank and wealth manager built on a culture of curiosity, entrepreneurial spirit and human connection....Full timeWork at officeRemote work$125k - $222.5k
...Job Title Private Bank Americas - Senior Compliance Officer Corporate Title Vice President Location New York, NY Overview You will work in the Compliance Department as a business line compliance officer primarily focused on the Private Bank's lending activities. In addition...Work at officeWork from home$90k - $110k
...Make an impact in sanctions compliance and financial crime prevention. Grow your expertise in OFAC and international payments. About Our Client A company operating in the financial services industry based in New York. Job Description Core ResponsibilitiesSanctions...Permanent employmentLocal area$80 - $88 per hour
...Seeking an experienced Senior Compliance Officer to support the Control Room/Equity Research Compliance function. This role will serve as the subject matter expert on Information Barriers, advise Equity Research and Investment Banking teams on regulatory compliance, manage...- ...Deutsche Bank is seeking a Senior Compliance Officer for their New York office, focusing on the Private Bank's lending activities. This role includes providing compliance support and advising on banking regulations. Successful candidates will have a Bachelor's degree,...Work at office
$120k - $151k
...A leading global financial institution is seeking an experienced AML Compliance Specialist to support the Securities business within the U.S. and Canada. In this role, you will be responsible for providing advisory services on AML and sanctions risk, analyzing compliance...$130k - $150k
...London, we manage $253.6 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange... ...0 June 2026 Purpose of the role This role sits in the Compliance team based in NY and to work as part of the team under the direction...Local areaFlexible hours- ...Compliance Officer (Bureau of Asset Management) City of New York New York City, New York, United States Full-time 8 days ago The New York City Comptroller’s Office works to promote the financial health, integrity, and effectiveness of New York City government, in order...Full timeWork at office
$200k - $250k
...The Role We are seeking to hire an exceptional Trading and Systematic Advisory Compliance Officer to join our global compliance team in our New York office. You will act as subject matter expert for regulations that apply to the market infrastructure, and investment...Work at office- ...City of New York’s Comptroller’s Office seeks a Compliance Officer in the Bureau of Asset Management to monitor regulatory compliance across the department and with external managers and consultants in the financial services industry. The role involves due diligence on...Work at office
$135k - $160k
Location Designation: Hybrid - 3 days per week Role Overview:This is a significant officer-level opportunity within New York Life’s Compliance department. The AML Compliance Officer will serve as a key member of the AML leadership team — supporting the Enterprise AML Compliance...Local areaImmediate start3 days per week$145k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...Work experience placement$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review...Full timeWork at office- ...Science (BS)Employment Full TimeWorking Type HybridJob Reference 0000017113Salary Type AnnuallyIndustry Hedge FundSelling Points Shape compliance strategies at a top-tier financial services firm. Collaborate across departments to manage regulatory risks effectively. Advance...Remote work
$130k - $150k
...success.About the DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight, guidance and monitoring of the... ...laws, regulations, and internal policies.The Compliance Officer will play a critical role in supporting the firm’s growth by ensuring...Full timeWork at officeLocal area$160k - $175k
...US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right candidate will support the consumer regulatory compliance functions for Popular Bank, including...Full timeTemporary workPart timeSeasonal workWork at officeImmediate startFlexible hours$88 per hour
...Job Description Senior Compliance OfficerEquity Research Compliance BizTek People is seeking a Senior Compliance Officer for our client, a global financial institution in New York City. Location: Midtown, NYC Schedule: Hybrid preferred (2 days onsite...Contract workImmediate startRemote work$120k - $140k
...AVP, Fixed Income Compliance Officer Location: New York, NY This position is well-suited for a candidate with strong analytical and technical skills who is interested in developing fixed income compliance expertise. The successful candidate will assist with compliance...Full timePart timeLocal area- ...Job Description Job Description Armand Corporation is seeking a detail-oriented and analytical Prevailing Wage & Compliance Officer to support prevailing wage compliance and contractor oversight on public-sector construction projects. This position is responsible...Contract workFor contractorsFor subcontractorWork at officeLocal areaRemote work
- ...Provides day-to-day and strategic oversight and management of the Compliance Program in assigned regions. This position provides technical... .... QUALIFICATIONS: Previous experience as a Compliance Officer for a hospital, physician practice/group or health care system...Contract workWork at officeLocal area
$104k - $177k
We’re seeking a future team member for the role of Senior Vice President, Consumer Compliance Officer - Global Payments & Trade. to join our Risk & Compliance team. This role is located in Pittsburgh, PA or Lake Mary, FL In this role, you’ll make an impact in the following...Temporary workWorldwideFlexible hours$150k - $175k
About the RoleiCapital is looking to hire a Compliance Officer to oversee the relevant investment advisers supporting the Exchange-Traded Funds (ETF) and 1940 Act Registered Funds businesses. This individual will also be responsible for assisting and/or leading the implementation...Full timeWork at officeRemote work
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