Compliance Officer
RWT Consulting
RWT Consulting Group's client is a major player in construction and infrastructure, looking to bring on board a Compliance Officer. Position Summary The Compliance Manager/Officer is responsible for developing, implementing, and monitoring compliance programs to ensure construction operations comply with federal, state, and local regulations, contract requirements, company policies, and industry standards. This role partners with project teams, safety, quality, legal, and executive leadership to identify risks, conduct audits, and drive continuous improvement across infrastructure and building projects. Key Responsibilities Develop and maintain company-wide compliance policies, procedures, and controls. Monitor compliance with OSHA regulations, environmental requirements, labor laws, and contractual obligations. Conduct internal audits and compliance reviews of project operations, documentation, subcontractors, and vendors. Ensure project teams adhere to quality management systems, document control procedures, and client requirements. Investigate compliance violations, non-conformance issues, and regulatory concerns, recommending corrective actions. Coordinate with legal counsel, external auditors, regulatory agencies, and client representatives. Track regulatory changes affecting construction and infrastructure projects and communicate impacts to leadership. Develop and deliver compliance training programs for project and corporate personnel. Maintain compliance records, audit reports, certifications, permits, and regulatory filings. Support risk assessments and identify opportunities to strengthen internal controls and governance processes. Monitor subcontractor compliance with safety, quality, insurance, and contractual requirements. Prepare executive reports regarding compliance performance, audit findings, and risk mitigation initiatives. Qualifications Bachelor's degree in Construction Management, Engineering, Business Administration, Law, or related field. 5–10+ years of compliance, risk management, quality assurance, safety, auditing, or construction management experience. Strong knowledge of: OSHA regulations Federal and state construction regulations Contract compliance Quality management systems Environmental compliance requirements Experience conducting audits, investigations, and corrective action programs. Excellent analytical, communication, and leadership skills. Professional certifications such as CCEP, CHC, PMP, CSP, or Quality Management certifications are preferred. #J-18808-Ljbffr RWT Consulting
- ..., a global investment firm with a strong focus on credit strategies, is looking to add a seasoned credit attorney to its Legal & Compliance group. The position will support an expanding registered investment adviser business by advising on regulatory compliance, governance...SuggestedFull time
$120k - $140k
...AVP, Fixed Income Compliance Officer Location: New York, NY This position is well-suited for a candidate with strong analytical and technical skills who is interested in developing fixed income compliance expertise. The successful candidate will assist with compliance...SuggestedFull time- ...is flat and our team is talent dense. We work in person at our office in Flatiron and are intentional about who we work with. We've raised... ...A led by Left Lane Capital. About the Team HIFI's compliance team is what makes it possible for banks, fintechs, and institutions...SuggestedFull timeWork at office
- ...A leading investment management firm is seeking an experienced Compliance Officer to oversee regulatory compliance across its trading activities. This role combines hands-on trading desk advisory, surveillance oversight, regulatory expertise, and compliance program development...SuggestedFull time
- ...The Opportunity Our client, an established alternative investment firm, is seeking an Associate Director to join its Compliance team in New York. This individual will take ownership of several key areas of the firm’s compliance program and serve as a trusted partner...SuggestedFull time
- ...Our client is an international bank. They seek an AVP Compliance Officer to join their Manhattan office. This individual will play a key role in supporting and enhancing the firm’s overall Compliance Program, with particular ownership of compliance testing, regulatory...Full timeWork at office
- ...We're currently partnering with a leading global alternative investment firm to hire a Compliance Associate. This is a front-office facing advisory role - you’ll work directly with portfolio managers and traders across the firm’s Global business, providing real-time compliance...Full time
$175k - $200k
...Jefferies is looking to hire a Compliance Officer into its Global Control Group, IB and Research Compliance team. This is an exciting opportunity to join a fast-growing business and work in a dynamic role with broad exposure to Jefferies Investment Banking and Research...Full time$200k - $250k
...and is a member of the following: FINRA, SIPC, and NASDAQ. Chardan is seeking an experienced compliance professional to serve as a Director, Senior Compliance Officer and strategic partner to the Chief Compliance Officer. This individual will play a key leadership...Full timeWork at office- ...I’m working with a highly regarded Investment firm in New York that is looking to add a Senior Compliance Officer to its growing team. This is a hands-on role reporting directly into the CCO. The role will cover: Compliance monitoring, testing and surveillance...Full time
- ...A foreign banking organization (“FBO”) in New York City is seeking a highly motivated, analytical, and hands-on AVP Compliance Officer with broad banking compliance experience to serve as a key member of the Compliance Department. The successful candidate will support...Full timeWork at office
$101k - $154k
...range for this role is $101,000 to $154,000. JOB DESCRIPTION Under the direction of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AV organization. Responsible for performing the...Permanent employmentFull timeContract workFor contractorsWork at officeRemote work- ...Investment Banking Equity Derivatives Compliance Officer Role: ~ Capital Markets Compliance Advisory Experience : Equities Compliance, Equity Derivatives, Futures, Capital Markets Compliance, Broker-Dealer Compliance, Front Office Advisory ~ Regulatory Expertise...
- ...Our client, a global hedge fund, is looking for a Senior Compliance Officer to join their team to support generalist compliance responsibilities. This role will play a critical role in advising the business on key initiatives while holding oversight of the compliance...Full time
- ...A prestigious, global hedge fund is looking to add a Compliance Officer to their New York office. They have been one of the top-performers in the industry and are continuing to grow at an exciting rate. Having built out their presence in London and Asia, they have...Full timeWork at office
- ...Job Description Job Description Regulatory Compliance Officer About the Company: Respected International Investment Bank, specializing in technology, life sciences, cryptocurrencies and emerging privately held companies. Services include capital raising,...Work at office
- ...I’m working with a highly regarded Investment firm in New York that is looking to add a Senior Compliance Officer to its growing team. This is a hands-on role reporting directly into the CCO. The role will cover: Compliance monitoring, testing and surveillance...
- ...United Nations Joint Staff Pension Fund (UNJSPF), managed by the Office of Investment Management (OIM), oversees a global investment... ...covering diverse asset classes. This role is situated within the Compliance Team of OIM's Risk and Compliance Section in New York. Job...Work experience placementWork at office
$125k - $175k
...classes, serve investors, and advocate for transparent and competitive markets. About the Role IEX is looking for a self-motivated Compliance Officer to join our team and report to the Chief Compliance Officer. You’ll help develop the policies and procedures that guide how...Work experience placementWork at officeLocal area$1,000 per day
G MASS Consulting are partnered with a leading Hedge Fund to appoint an experienced Compliance Officer who will take ownership of day-to-day regulatory governance and provide line-of-business coverage across its U.S. broker-dealer, with a particular focus on Operations...Contract workWork at office$100k - $145k
...proactive Associate or Senior Associate to join our Legal and Compliance team. This individual will play an important role in supporting... ...in compliance oversight activities including, conducting branch office examinations, testing policies and procedures, and supporting compliance...Work at officeImmediate start- ...background/ experience) Job Description Overview Contribute to the compliance team of a leading investment management firm, focusing on U.S.... ...to regulatory standards. Support the Chief Compliance Officer in managing compliance programs, governance matters, and...
- ...regulatory breaches Advise traders and engineers on regulatory constraints during strategy development Draft and update internal compliance policies and procedures Liaise with regulators (SEC, CFTC, FINRA) during audits and inquiries Requirements 5+ years of compliance...
- Position: Compliance Officer Reports to: Group Chief Compliance Officer Location: New York City, USA Overview - About MillTech MillTech provides advanced FX Hedging and Cash Investment solutions to increase market access, reduce costs and automate manual workflows. With...Work at officeRemote workFlexible hours
- Compliance Officer, P3 (Job Opening No. 285805)- Deadline to apply: 15 November 2026 Job Summary Join the Office of Investment Management (OIM) of the United Nations Joint Staff Pension Fund (UNJSPF) and contribute to strengthening compliance, risk oversight, and investment...Work experience placementWork at office
$180k - $200k
...financial agility and peace of mind. We need outstanding people to help us achieve our goals. We are looking for an experienced Compliance Officer to join our team You will lead our compliance advisory and regulatory change function. You'll turn regulatory requirements...Full timeWork at officeRemote workHome office- Compliance Officer Company Description: Pace-O-Matic has been a leader in designing, producing, and licensing skill-based games for 25 years. Committed to innovation, integrity, and empowerment, our games provide exciting entertainment for players while supporting small...Contract workWork at officeLocal areaRemote work
$140k - $185k
Compliance Officer - Career Launch AI Talent Network Location: New York, NY Estimated Compensation: $140,000 - $185,000 total annual compensation (varies by employer) About This Posting This job description represents a sample Compliance Officer position commonly found...$140k - $180k
OVERVIEW The D. E. Shaw group seeks a proactive and detail-oriented compliance professional to join its Legal & Compliance team. This role... ...with colleagues across compliance, legal, operations, front office, and technology groups. The position provides significant exposure...$160k - $250k
This role will provide Compliance coverage to the Credit Business and Infrastructure groups in the US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business Management...Local area
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