Part-Time Broker-Dealer Executive: Ops & Compliance Lead
RPMGlobal
Armstrong Securities LLC in Old Greenwich, CT, seeks a Broker-Dealer Executive – Operations & Regulatory Oversight on a part-time basis. The role partners with Ellington Management Group and coordinates regulatory, financial, and operational functions for a small broker-dealer. The ideal candidate has deep broker-dealer experience, familiarity with SEC and FINRA regimes, and can manage examinations, audits, and reporting cycles while remaining hands-on and flexible for 10–20 hours weekly. #J-18808-Ljbffr RPMGlobal
Vacancy posted 5 days ago
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