Fintech Regulatory Licensing & Reporting Lead
Breeze
A dynamic fintech startup is seeking a Regulatory Licensing & Reporting Specialist in New York City. This role involves coordinating U.S. money transmitter licensing activities and regulatory reporting obligations while working closely with Compliance, Finance, and Legal teams. Ideal candidates will have over 3 years of experience in regulatory compliance and possess strong organizational and communication skills. The position offers benefits including 21 days of paid time off and a flexible benefits program. #J-18808-Ljbffr Breeze
$160k - $300k
...financial service regulations. We are looking for a Team Lead to lead the Regulatory Licensing and Affairs group for North America. As a senior legal... ...Management: Ensure all regulatory inquiries, periodic reporting, and document requests are handled with precision. You...RegulatoryWork at officeWorldwide- A leading financial technology firm is seeking a Regulatory Licensing and Affairs Team Lead for North America. This senior legal role focuses on linking the company's strategy with federal regulators in the U.S. and Canada. Responsibilities include leading a team, managing...Regulatory
$165k - $185k
A leading financial institution is seeking a VP Lead Auditor to oversee audit assignments... ...focused on financial controls and regulatory reporting. This role requires managing a team of... ...or related fields along with a CPA License and substantial experience in auditing...Regulatory- ...Compliance Lead, Broker-Dealer & Investment Adviser... ...Compliance Team, reporting directly to the Head of... ...program evolves alongside regulatory expectations. Gusto... ...by qualified licensed humans, identifying opportunities... ...~ Experience at a fintech-integrated RIA/BD, comfortable...RegulatoryFull time
- ...An advanced reactor developer in the United States is seeking a highly skilled Licensing Manager to join its Regulatory Affairs team. This fully remote role involves shaping regulatory strategies and guiding engineering teams through licensing requirements. The ideal...RegulatoryRemote work
$2,000 - $4,500 per month
...-spa organization is seeking a Senior Legal Compliance and Licensing Specialist to lead compliance across multiple U.S. locations. This role demands a professional with over 5 years of experience in regulatory compliance within the med-spa or healthcare sector. Responsibilities...RegulatoryRemote work$78.9k - $131.5k
...Rippling is seeking a Payments Licensing Specialist to assist with global payments and lending licensing. This role involves managing licensing processes, regulatory examinations, and improving compliance. Ideal candidates have 3+ years in regulatory roles, possess strong...Regulatory$165k - $185k
...- General Inspection / Audit Job title VP Lead Auditor - Financial Controls and Regulatory Reporting Contract type Permanent Contract Job summary... ...or related field (or relevant experience) CPA License Experience ~5-8 years of experience in audit...RegulatoryPermanent employmentContract workLocal areaImmediate start- ...Unchained Capital, Inc. is looking for a US Regulatory Manager responsible for overseeing compliance with U.S. financial services regulations... ...within financial services, including managing state-licensed programs. The role offers comprehensive benefits, including company...Regulatory
$88k - $110k
...infrastructure is shaping how banks, fintechs, and businesses everywhere collect, convert... ...available in 34 countries. Nium holds regulatory licenses and authorizations in more than 40... ...Overview The Licensing and Reporting Senior Analyst - Regulatory compliance...RegulatoryOdd jobWork at officeLocal areaFlexible hours3 days per week- ...growing brokerages in Korea and a leading firm in overseas stock... ...of Korea’s most innovative fintech brands and TSUS is actively... ...Best Execution Manager and Regulatory Reporting Manager to join our growing... ...FINRA Series 7 & Series 24 licenses required. Series 57 and 4 are...RegulatoryWork at officeOverseas
- ...A leading renewable energy firm is seeking a Licensing Manager to support engineering development for nuclear regulatory compliance. You will prepare and maintain licensing documentation, coordinate with engineers and regulators, and contribute to strategic licensing...RegulatoryFlexible hours
- Hexion Inc. is seeking a Sr. Chemical Regulatory Compliance Specialist in Kentucky. The role involves managing global chemical reporting activities, including PFAS and EPR reporting. A successful candidate will possess a Bachelor’s degree and over 7 years of experience...Regulatory
- A leading financial institution is seeking a U.S. GAAP accountant in New York to manage regulatory reports. Key responsibilities include preparing the FRY-15 report and ensuring compliance with all regulatory requirements. The ideal candidate will have strong knowledge...Regulatory
- ...York is seeking a Best Execution Manager to lead the execution program while overseeing... ...experience in brokerage and hold relevant FINRA licenses. This is a unique opportunity to advance your career within a rapidly growing fintech firm. #J-18808-Ljbffr Toss Securities US...Regulatory
- ...role involves managing day-to-day accounting, bookkeeping, and regulatory reporting under US GAAP. Candidates should have a professional... ...oriented, has strong communication skills, and a keen interest in fintech and digital assets. Join a diverse and inclusive environment...Regulatory
- ...Framework Ventures is seeking a seasoned leader in regulatory affairs to manage global license strategy and application processes. This role focuses on obtaining and launching regulatory licenses across multiple jurisdictions, including managing submissions for securities...Regulatory
- A consulting and technology firm is seeking a PL/SQL Developer/Regulatory Analyst in New York City. This hybrid role requires a technical professional with 10+ years of experience in regulatory reporting, specifically FR 2052A. Responsibilities include developing reporting...Regulatory
$110k - $150k
A leading financial institution located in New York is seeking a regulatory reporting professional. The role involves ensuring the accurate submission of regulatory reports and performing variance analysis. Candidates should possess in-depth knowledge of the FR2052a report...Regulatory$150k - $215k
A leading financial services firm in New York is looking for a proactive regulatory reporting specialist to join its Legal & Compliance team. The role involves overseeing beneficial ownership reporting obligations and collaborating with multiple teams to ensure compliance...Regulatory$120k - $150k
A leading financial institution in New York is seeking a U.S. GAAP accountant responsible for preparing and filing regulatory reports, including the FRY-15 report. The ideal candidate will have strong knowledge of U.S. GAAP accounting and regulatory requirements. They will...RegulatoryLocal area- ...Accounting. Responsibilities include overseeing the accounting close process and regulatory financial compliance. The ideal candidate will have over 7 years of accounting or audit experience, SEC reporting proficiency, and strong communication skills. This position supports...Regulatory
$120k - $155k
A leading consulting and technology firm in New York is seeking a PL/SQL Developer/ Regulatory Analyst to develop and maintain regulatory reporting solutions. This role focuses on FR 2052A reporting, requiring strong experience with Oracle PL/SQL and regulatory requirements...Regulatory- A global energy leader is seeking a Senior Manager of Licensing to lead all licensing activities for Extended Power Uprate projects. The ideal... ...essential for managing diverse teams and interfacing with regulatory bodies. This role is vital for maintaining nuclear safety...Regulatory
$125k - $200k
Two Sigma is looking for a Reporting Analyst in New York to manage regulatory and internal reporting obligations. Candidates should have 4-6 years of experience in financial services and possess a BA/BS degree. Responsibilities include preparing regulatory filings, analyzing...RegulatoryFlexible hours$125k - $150k
Natixis NY Branch is seeking an Analyst for Transactional Regulatory Reporting in New York. You will maintain regulatory report accuracy and engage with stakeholders to manage regulatory, compliance, and risk priorities. Your role involves developing key metrics for management...Regulatory$120k - $155k
A global consulting firm is seeking a PL/SQL Developer/Regulatory Analyst in New York. The candidate will develop regulatory reporting solutions using Oracle PL/SQL, specifically for FR 2052A. Responsibilities include working with business teams to gather requirements,...Regulatory$160.58k - $267.59k
...Cross-Functional Capability Lead Where Ambition Meets Innovation... ...enterprise initiatives, reporting, or client experiences Facilitate... ...Familiarity with regulatory and reporting data requirements... ...models, investment solutions, fintech tools and practice management...RegulatoryWork from home$170k - $240k
A financial services company is seeking a Regulatory Reporting Director to oversee the governance, accuracy, and timeliness of regulatory filings. The ideal candidate has 7-12 years of experience in regulatory reporting within the financial services sector. Key responsibilities...RegulatoryRemote job- Apollo Solutions is seeking a Lead Auditor in New York to manage end-to-end audit assignments... ..., and ensuring compliance with regulatory standards. Ideal candidates will have 5-... ...contributions to financial controls and regulatory reporting improvements. #J-18808-Ljbffr Apollo...Regulatory
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