Best Execution & Regulatory Reporting Lead - US
Toss Securities US LLC
Toss Securities US LLC in New York is seeking a Best Execution Manager to lead the execution program while overseeing compliance with SEC and FINRA rules. This role is pivotal in driving quality across trading operations and implementing innovative technology solutions. The ideal candidate will have 5-10 years of experience in brokerage and hold relevant FINRA licenses. This is a unique opportunity to advance your career within a rapidly growing fintech firm. #J-18808-Ljbffr Toss Securities US LLC
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Best Execution & Regulatory Reporting Lead - US in New York, NY vacancy
- Toss Securities US LLC (TSUS), a U.S. broker-dealer affiliate of Toss Securities... ...growing brokerages in Korea and a leading firm in overseas stock commission... .... We are seeking experienced Best Execution Manager and Regulatory Reporting Manager to join our growing team. This...RegulatoryWork at officeOverseas
$140k - $195k
...Americas). The US/Americas ITO CCCO... ...and procedures. Regulatory changes have been... ...transaction regulatory reporting with in CIB for... ...autonomy in the execution and delivery of work... ..., and implement best practices in regulatory... ...new obligations, Leading interpretation and...RegulatoryWork at officeBNP Paribas
Jersey City, NJ3 days ago$115.44k - $186.16k
...Why Work with Us? At TD Bank US... ...critical to enabling the execution of strategic,... ..., governance, and regulatory priorities across... ...leadership and Board-level reporting, regulatory... ...and reporting Lead the Strategic Prioritization... ...and develop the best. Training &...RegulatoryTemporary workWork at officeLocal areaWork from homeFlexible hoursTD Bank Group
New York, NY22 hours ago$150k - $170k
...TD Securities' Regulatory Compliance Management... ...Data Infrastructure & Reporting role on the TD Securities US Core Compliance... ...Partner closely with Leads across RCM Programs... ...for our innovation, execution, and experience. With... ...and develop the best. Training & Onboarding...RegulatoryWork experience placementWork at officeLocal areaWork from homeFlexible hoursTD Bank
New York, NY3 days ago- ...Role Overview The Client Reporting organisation manages... ...marketing, client and regulatory‑driven reporting across... ...projects, including planning, execution and delivery of key... ...with the Product Lead and Technology teams to... ...is an advantage. About Us JPMorgan Chase, one of...Regulatory
- ...drive origination and then lead with structuring and... ...plan for successful execution of the strategy in the... ...where there is no direct reporting lines) by providing expert... ...to stay ahead of the regulatory change agenda and/or how... ...you. You can count on us to celebrate your unique...RegulatoryWork at officeLocal areaWork from homeFlexible hours
Standard Chartered
New York, NY22 hours ago $250k - $315k
...sourcing and managing best-in-class GPs while... ...primarily on US-based managers in... ...Corporate Title: Executive Director... ...The candidate will lead sourcing, structuring... ...construction and legal/regulatory criteria for a '40... ...diligence, monitoring and reporting. The...RegulatoryWork at officeRelocation packageNomura International
New York, NY22 hours ago$250k
US Consumer Cards FP&A Lead -- C16 Job Description The USCC FP&A Head partners with... ...the Board, members of the Executive Management Team (EMT), and... ...This executive-level role reports into the Global Head of FP... ...principles, and regulatory requirements Change Management...RegulatoryFull time$230k - $280k
...: Focus Group Leader - US Miscellaneous Medical &... ...Division: Specialty Risks Reports To: As per Beazley's... .... To deliver and execute the annual business plan... ...all relevant company, regulatory and legal requirements.... ...underwriting policy and best practice within Beazley...RegulatoryFull timeContract workTemporary workImmediate startHome officeFlexible hours$109k - $146k
...The STAT Reporting and ALM team aims to continually provide... ..., planning, and regulatory discussions. ~ Support... ...with exposure to US Statutory valuation and... ...to achieve their very best every day. We recruit and... ...better. As the world's leading reinsurance company...RegulatoryTemporary workShift workMunich Reinsurance America, Inc.
New York, NY22 hours ago$165k - $185k
...Inspection / Audit Job title VP Lead Auditor - Financial Controls and Regulatory Reporting Contract type Permanent... ...of several auditors in audit execution, including Fieldwork assigned to... ..., auditing standards and best practices; attend industry or CA...RegulatoryPermanent employmentContract workLocal areaImmediate startCrédit Agricole CIB Limited
New York, NY4 days ago$90k - $110k
...USD Job Description The Executive Assistant II TDS... ...team. Depth & Scope Reports to a TDBG Senior Vice President... ...functions as well as regulatory issues/requirements for... ..., please email TD Bank US Workplace Accommodations... ...your full name, best way to reach you and the...RegulatoryWork at officeLocal area$165k - $275k
Overview Executive Director - Market Risk Manager, Head of XVA Coverage, US Firm Risk Management - Market Risk... ...adjustments. The team lead of the market risk XVA... ...forums, committees, and regulatory interactions.... ...every day to do what’s best for our clients, communities...RegulatoryTemporary work- Unchained Capital, Inc. is looking for a US Regulatory Manager responsible for overseeing compliance with U.S. financial services regulations... ...requires deep regulatory expertise and strong operational execution skills. The ideal candidate should have over 7 years of...Regulatory
- TD Bank is seeking a Senior Manager for Executive Strategy & Presentations in New York. This... ...on managing day-to-day operations of the US Compliance program and developing executive... ...of relevant experience, preferably in regulatory compliance, and advanced PowerPoint expertise...Regulatory
$130k - $150k
Executive Director - US Keep a Child Alive Seeks an Entrepreneurial... ...the United States. Reporting to the Managing Director... ..., ensuring full regulatory compliance as a registered... ...& Philanthropy Lead and grow KCA's US-based... ...financial controls meet best-practice standards....RegulatoryFor contractorsRemote work- ...Wealth Management, US Third Party Wealth Northeast Executive Field Director, Vice... ...one of the world’s leading asset managers with... ...exist. Model best practices in client... ...processes, including sales reports, call reports, and... ..., adhering to all regulatory requirements and...RegulatoryFull timeWork at officeHome office2 days per week3 days per week
$70 - $75 per hour
...GTM (Go-To-Market) Lead - Change... ...to ensure seamless execution with strong governance... ...enhancements, and regulatory-driven updates.... ...stakeholders. Reporting & Continuous Improvement... ...of playbooks and best practices for GTM... ...industries. Join us at ApTask and be part...RegulatoryApTask
Jersey City, NJ1 day ago$150k - $163k
...partnerships with leading real estate companies... ...most. Join us in building a future... ...aligned with industry best practices. What... ...Provide compliance reporting and insights on... ...oversight meetings). Regulatory Advisory and... ...Management Design and execute monitoring and...RegulatoryWork experience placementRemote work- ...Payroll Incident & Risk Lead in Israel. In this... ...threats and regulatory changes Serve as... ...frameworks, tools, and reporting mechanisms Strong... ...planning through execution Demonstrated... ...and wish you the best! Data Privacy and... ...processed, please contact us. #J-18808-Ljbffr...RegulatoryLocal areaRemote workWorldwideHome officeFlexible hours
$120k - $200k
...LEAD FIDUCIARY COMPLIANCE SPECIALIST WHAT... ...supports the execution, oversight, and continuous... ...alignment with regulatory requirements while... ...activities Track and report on compliance... ...we strive to be the best at whatever we do,... ...look at our ABOUT US Since day one we...RegulatoryWork at officeRemote workCity National Bank
New York, NY22 hours ago- ...values first. About The Role GTM Leads at Basis drive our... ...UK/EU markets while supporting US growth. We are looking for people... ...differences in business culture, regulatory environments (such as the EU AI... ..., structure approaches, and execute without extensive direction in...RegulatoryFull timeContract workWork at office
$100.8k - $151.2k
Operations Core Project Lead Analyst Apply (... .... A career with us means joining a... ...Organization SMBIC Data and Regulatory Operations Group... ...non-financial reporting to our regulators.... ...for the execution of regulatory change... ...Group, applying PM best practices. Facilitate...RegulatoryFull timeWork experience placementWork at office$280k
...Executive Director: Regulatory Reporting Innovation & Transformation Lead MUST be local to New York City, Hybrid Schedule Salary up to $280k No Sponsorship Available, No Third Party Resumes Provide enterprise-level leadership for the design, delivery...RegulatoryLocal areaShulman Fleming & Partners
New York, NY22 days ago$100k - $118k
Overview Fortrea's FSP Team is hiring a TMF Lead II! Remote US. Seeking strong experience in heavy metrics reporting and KPI development. The TMF Management team is... ...satisfaction. Maintains an understanding of applicable regulatory requirements. Contributes to business...RegulatoryFull timePart timeWork at officeRemote workFlexible hours$160k - $200k
...the Communications Lead, Trust role at Airbnb... ...safety, crisis and executive standpoint. We... ...audiences. The role reports to the Director, Global... ..., crisis, policy, regulatory, corporate and... ...Location This position is US - Remote Eligible.... ...and to develop the best products, services...RegulatoryWork experience placementCasual workLive inWork at officeRemote work$153.6k - $192k
### Senior GRC Lead#### New York, New York, United... ...Lead**Why join us**Brex is the AI-... ...expertise with technical execution. As a Senior GRC... ...— translating regulatory requirements into... ...sessions* Evangelize best practices both... ...visualization and reporting.* Active contributions...RegulatoryWork at officeImmediate startRemote workWork from home3 days per week- Lead is a fintech building banking infrastructure... ..., Lead blends regulatory and technological... ..., governance, and execution of program... ...frameworks, templates, and reporting that keep partners... ...to give their best in both work and life... ...- $180,250 (Other US Metros) #J-18808-...RegulatoryWork at officeFlexible hoursShift work
$130k - $140k
Portfolio Reporting Team Lead page is loaded## Portfolio Reporting Team Leadremote type: Remotelocations... ...internal controls and compliance with regulatory requirements* Assist with improvement... ...colleagues who can keep pace with us. We manage over $100 billion assets for...RegulatoryTemporary workLocal areaRemote workFlexible hours$138k - $205k
...Group (MUFG), one of the world's leading financial groups. Across the... ...leader to head the Data, Reporting, and Analytics function within... ...this role, you will define and execute the reporting and analytics... ...support a wide range of business, regulatory, and operational use cases...RegulatoryWork at officeLocal areaRemote work1 day per weekMUFG
Jersey City, NJ2 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Best Execution & Regulatory Reporting Lead - US. Be the first to apply!
Related searches
- regulatory accountant New York, NY
- regulatory coordinator New York, NY
- regulatory scientist New York, NY
- regulatory law New York, NY
- regulatory contract New York, NY
- regulatory technician New York, NY
- regulatory engineer New York, NY
- regulatory New York, NY
- food regulatory New York, NY
- regulatory executive New York, NY