Senior Compliance Associate
$260k - $365kDirect Counsel
Senior Financial Regulatory & Compliance AssociateDirect Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial Regulatory & Compliance Practice. This is an excellent opportunity to advise sophisticated banking, fintech, payments, and financial services clients on complex regulatory matters.Key ResponsibilitiesAdvise banks, fintech companies, money services businesses, and virtual currency/payment platforms.Counsel clients on licensing, chartering, new product development, M&A, bank partnership models, and third-party risk.Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule, capital/liquidity risk, and consumer protection regulations.Represent clients before federal regulators, including the Federal Reserve, FDIC, OCC, FinCEN, and state authorities.Handle regulatory enforcement matters as applicable.Qualifications7+ years of financial services regulatory and compliance experience.Strong experience advising banks, fintech, payments, or financial services companies.Experience with federal and state financial regulators required.Excellent legal research, writing, analytical, and communication skills.Strong academic credentials and attention to detail.Demonstrated ability to take significant responsibility and manage complex matters.Must be admitted or eligible for admission in the applicable jurisdiction.Spanish fluency is a plus, but not required.LocationsMiami, FL | Los Angeles, CA | Atlanta, GA | Washington, D.C. | Dallas, TX | Chicago, IL | San Diego, CA | San Francisco, CA | New York, NY | Phoenix, AZOnsite | Full-TimeCompensation$260,000–$365,000 annually, depending on experience and location, plus discretionary bonus and comprehensive benefits.
$80k - $131k
...and each other.An exciting job opportunity is available in CLA's Financial Services Group on the Regulatory Compliance team. We are seeking a senior associate to in-charge and complete fieldwork on various regulatory compliance outsourcing projects.How you'll create opportunities...SeniorFull time- ...Governance, Risk, and Compliance (GrC) Senior Associate Weaver is a full-service national accounting, advisory, and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to the world of accounting, which includes...SeniorFlexible hours
- ...industry experience and culture at weaver.com. Position Profile Weaver is looking for a Governance, Risk, and Compliance (GRC) Experienced Associate or Senior Associate to join our growing contract compliance practice. Our contract compliance practice performs franchise...SeniorContract workFlexible hours
$260k - $365k
...Greenberg Traurig (GT), a global law firm, has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. They can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office. We offer...SeniorFull timeTemporary workWork at officeFlexible hours- RSM US LLP is seeking a Technology Compliance & Emerging Risk Senior Associate to join the team in strengthening technology compliance, cybersecurity governance, and risk management, including AI and digital transformation initiatives. The role involves planning engagements...Senior
$77k - $202k
...PrivacyManagement LevelSenior AssociateJob Description & SummaryThe OpportunityAs a Security Risk & Engineering - Tech and Cyber Risk & Compliance - Senior Associate, you will focus on maintaining regulatory compliance and managing risks for clients, providing advice and solutions. You...SeniorFull timeH1b- ...experience and culture at weaver.com. Position Profile Weaver’s Governance, Risk, and Compliance (GRC) practice is seeking a motivated and detail-oriented experienced Associate or Senior Associate to join our growing Asset Management Consulting (AMC) team. This role...SeniorWork at officeFlexible hoursShift work
- Greenberg Traurig, LLP is seeking a senior Associate for its Financial Regulatory & Compliance Practice. The role can be based in Miami, DC, New York, Chicago, Atlanta, Phoenix, or Dallas, offering a robust bonus and comprehensive benefits. The practice supports domestic...Senior
$148.5k - $247.5k
We're seeking someone to join our team as a Senior Digital Asset Advisory Compliance Officer in U.S. Bank Compliance to shape the Morgan Stanley U.S.... ...process of assessing the compliance and operational risks associated with a business environment (including non-financial...SeniorTemporary work- ...UT Southwestern Medical Center seeks a Senior Regulatory Analyst to provide strategic leadership for the IACUC compliance program, overseeing the SAFI and PAM activities, and guiding regulatory education for the research community. The role requires strong project management...Senior
- ...Senior Regulatory Affairs SpecialistThe Senior Regulatory Affairs Specialist is a key... ...contributor supporting regulatory strategy and compliance across the product lifecycle.Regulatory... .../supplements and amendments by managing associated deliverables and timelines.• Ensure...Senior
- Capital Markets Regulatory Change - Consultant / Senior ConsultantLocation: Dallas, Texas (Hybrid) | Practice Area: Capital Markets |... ...back functions (e.g., Front Office, Risk, Operations, Finance, Compliance)Knowledge of key products such as OTC derivatives, Fixed Income...Senior
- ...Make an Impact as a Senior Compliance SpecialistThe Senior Compliance Specialist serves as a Team Lead in the Compliance unit. This position is responsible for mentoring and coaching other Specialists and managing escalated cases that need intensive fact finding when there...SeniorContract workFor contractorsWork at officeLocal area
$78k - $111k
Experienced or Senior Supply Chain Compliance Analyst - Self Governance & ComplianceCompany:The Boeing CompanyBoeing Global Services (BGS) is looking for an Experienced or Senior Supply Chain Compliance Analyst - Self Governance and Compliance to join our team in Dallas...SeniorPermanent employmentFull timeCurrently hiringVisa sponsorshipWork visaRelocation packageFlexible hoursShift work- ...Senior Regulatory Associate - Simmons Cancer Center WHY UT SOUTHWESTERN? With over 75 years of excellence in Dallas-Fort Worth, Texas, UT Southwestern... ...activities. Trains personnel on IRB, IACUC, and HIPAA compliance, and information security protocols. Recommends new...SeniorFull timeWork at office
$156.16k - $234.24k
...Senior Compliance Risk Officer Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) Global Functions... ...function/business/product fraud activities and the associated fraud, consumer protection, and prudential regulatory rules/...SeniorFull timeLocal areaFlexible hours- ...Senior Compliance OfficerThe Senior Compliance Officer reports directly to the Risk and Compliance Operations Officer and plays a pivotal... ...other supervisory activities as needed.Serves as a resource for associates by providing timely and accurate guidance on compliance-...SeniorWork at officeRemote workHome office
- Shield AI is seeking an Import Compliance Specialist to manage global import activities in compliance with CBP regulations and international trade laws. The role serves as the expert on U.S. import regulations, tariffs, origin determinations, and documentation. You will...Senior
- ...Southwestern Medical Center in Dallas, TX is seeking a Regulatory Associate Senior to support IRB/IACUC regulatory submissions for clinical... ...consent forms, and manage regulatory documents to ensure compliance. The role involves mentoring entry and mid-level staff, coordinating...Senior
- Summit Property Management is seeking an Affordable Compliance Specialist to ensure compliance with relevant housing program regulations, supporting property teams in managing resident qualifications and overseeing documentation accuracy. This role is integral to maintaining...Senior
- University of Texas Southwestern Medical Center is seeking a Senior Regulatory Associate for the Simmons Comprehensive Cancer Center Education and... ..., maintaining regulatory documents, and ensuring compliance with HIPAA and regulatory standards. #J-18808-Ljbffr University...SeniorWork at office
- Santander Bank is seeking a Regulatory Compliance Testing Senior Advisor in Dallas, TX. You will join the Compliance Testing Unit and lead independent reviews focused on auto finance and banking products, ensuring adherence to federal and state regulations and timely remediation...Senior
- American Association for Laboratory Animal Science is seeking a Senior Regulatory Analyst to provide strategic oversight of the IACUC compliance program, oversee the Semiannual Facility Inspection (SAFI) program, and support PAM activities. The role requires autonomous...Senior
- ManTech seeks motivated, career- and customer-oriented Legal Compliance Officers to join our team in Dallas, Texas and Honolulu, Hawaii.... ...materials to uphold high legal standards across the workforce. Senior-level professionals with a law/business/public policy background...Senior
- Vanguard is seeking a Senior Compliance Advisor to support VPIM, shaping the future of personalized investment offerings. You will partner with risk, legal, and business units to ensure regulatory integrity and operational excellence across the lifecycle. Ideal candidates...Senior
- Join a forward-thinking compliance team at the forefront of innovation in investment advisory services. As a Senior Compliance Advisor supporting Vanguard Personalized Indexing... ...implementation of compliance processes associated with the firm’s regulatory requirements and...SeniorWork experience placement
- Parkland Health is seeking a Senior Compliance Investigations Consultant to conduct and oversee investigations of compliance-related allegations, ensuring adherence to legal and ethical standards. The ideal candidate will possess a bachelor's degree, have at least six years...Senior
- ## Senior Compliance Investigations ConsultantApplylocations: 8435 Stemmons Bldg.time type: Full timeposted on: Posted Todayjob requisition id: 988135**Primary Purpose** The Senior Compliance Investigations Consultant is responsible for effectively carrying out investigations...SeniorWork at office
- ...outlined below, the Regulatory Analyst Senior position provides strategic oversight and... ...Institutional Animal Care and Use Committee (IACUC) compliance program, with primary responsibility for... .../agencies and other organizations associated with and/or receiving benefit from the...SeniorWork at office
$79k - $119k
...withall applicable U.S.Customs and Border Protection (CBP)regulations, international trade laws, and company policies. The Import Compliance Specialist serves as the company’s subject matter expert on U.S. import regulations, customs compliance, tariff classification,...SeniorFull timeTemporary workPart timeWorldwide
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