Deputy Chief Compliance Officer — 40 Act & SEC Expert
Taylor Root
Taylor Root seeks a Deputy Chief Compliance Officer in New York to lead and execute the firm's global compliance program, handling regulatory filings, testing, SEC examination support, and advisory work across the organization. Reporting to the Chief Compliance Officer, this hands-on leader will partner with investment, legal, operations and investor relations teams, support board reporting, training, policy administration, and ongoing compliance improvements. #J-18808-Ljbffr Taylor Root
Vacancy posted 5 days ago
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