CHIEF Compliance Officer
$300k - $400kMichael Page
Shape global risk strategy in a high-growth platform Executive visibility with Board & senior leadership About Our Client Alternative investment platform based in Midtown. Job Description Regulatory Leadership & Compliance Oversight Define and manage a forward-looking compliance strategy across multiple jurisdictions Oversee licensing, regulatory obligations, and adherence to evolving frameworks Act as primary contact for supervisory bodies, including managing reviews, inspections, and enquiries Establish and continuously enhance policies, procedures, and internal controls aligned to regulatory expectations Provide subject‑matter expertise across a broad range of investment products and structures Enterprise Risk Management Design and implement a firmwide risk management architecture, including governance, appetite setting, and reporting Maintain a consistent approach to identifying, evaluating, and mitigating key risks Develop scalable tools such as risk registers, self‑assessments, and monitoring frameworks Deliver clear insight to executive stakeholders on emerging risks and mitigation actions Support governance forums and risk committees with structured reporting and recommendations Controls, Assurance & Operational Risk Strengthen and oversee internal control environments across business functions Partner with cross‑functional leaders to embed robust controls within core processes Lead assurance activities, including external audits and certification processes Ensure appropriate oversight of technology, data governance, and information security risks Drive continuous improvements in control effectiveness and operational integrity Business Continuity & Resilience Establish and maintain resilience frameworks to ensure continuity of critical operations Oversee incident management protocols, escalation pathways, and crisis response strategies Coordinate regular testing and validation of recovery plans Provide oversight of physical security and safety‑related programmes where relevant Leadership & Culture Build, lead, and mentor distributed teams across risk and compliance disciplines Foster a culture that balances commercial growth with disciplined risk awareness Collaborate closely with legal, finance, technology, and commercial teams Act as a trusted advisor to executive leadership and governance bodies Promote transparency, accountability, and continuous improvement across the organisation MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual’s status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants. The Successful Applicant Extensive leadership experience within risk, compliance, or governance in regulated financial environments Strong understanding of complex regulatory regimes and multi‑regional operations Proven ability to design and scale enterprise risk frameworks Experience engaging directly with regulators and managing formal reviews or audits Solid grasp of investment‑related products and associated regulatory considerations Credible communicator, capable of influencing senior stakeholders and Board‑level audiences Track record of building and leading high‑performing teams in evolving organisations Qualifications Degree required; advanced qualification (e.g., JD, MBA) preferred Relevant certifications in risk, compliance, or finance advantageous What’s on Offer Competitive annual salary ranging from $300,000 – $400,000. Contact: Lauren Van Manen Quote job ref: JN-072026-7061247 #J-18808-Ljbffr
$255k - $300k
...and so are the rewards. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for our futures, event... ...innovation while maintaining regulatory integrity! As Chief Compliance Officer (CCO) of RHD, you will lead the design, implementation, and...SuggestedWork at officeFlexible hoursShift work$270k - $300k
...in May 2025. We have over 1,400 employees across more than 10 offices around the globe, strategically positioned to serve the needs... ...Inc., eToro USA LLC, and eToro NY LLC, we are looking for a Chief Compliance Officer who can do more than manage a compliance function — someone...SuggestedWork at office2 days per week3 days per week- ...highly regulated environment. Following significant regulatory and organizational developments, the company is seeking a Chief Compliance Officer to lead and continue building its enterprise compliance program. Reporting to senior executive leadership and working closely...SuggestedRemote work
- ...RGA is seeking a Vice President of Investment Compliance Operations to lead the enterprise-wide compliance program for investments. You will translate policies into controls, establish a scalable operating model, and direct a team of managers and professionals in a technology...Suggested
- ...Syracuse University is looking for a Chief Risk and Compliance Officer to lead risk management and compliance efforts. This role involves providing strategic direction and fostering a culture of accountability. The ideal candidate will have extensive experience in higher...SuggestedFull time
$260k - $290k
...Chief Compliance Officer Team: Legal & Compliance Location: New York, NY Work mode: Onsite / Hybrid Comp: $260-$290K base + equity Build the future of investment management with us The infrastructure managing $300 trillion in assets was built in the 90s. Now, all of it...Work at office- ...Global Chief Compliance Officer (CCO) About the Company Renowned B2B financial technology (FinTech) platform streamlining digital asset management services Industry Financial Services Type Privately Held, VC-backed Founded 2015...
- ...Senior Compliance Coordinator (East Coast) at Evolving Solution Services drives day-to-day compliance activities for the assigned markets, ensuring licensing, permits, and documentation are accurate and timely. The role is hands-on and execution-focused, critical to maintaining...
- ...Overview We are currently partnering with a leading financial institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance program. The firm is committed to maintaining the highest standards of regulatory and consumer compliance while...
- ...Chief Compliance Officer (CCO) About the Company A growing financial services and alternative investments platform scaling its compliance infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in...
$290k - $335k
...traders, banks, hedge funds and asset managers. With more than 40 offices worldwide, the group has over 2,300 employees across Europe,... ..., and analytics. In the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must navigate a wide range...Worldwide$160k - $215k
...America and across the globe with a particular focus on embedding compliance readiness into the way our products and operating model scale.... ...crucial to our success, you should be rewarded as such. Modern office in the heart of Manhattan (Tribeca). The salary range for this...Work at officeFlexible hoursShift work$280k - $330k
...your skills and experience — talk with your recruiter to learn more. Base pay range $280,000.00/yr - $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid role - 2-3 day onsite Direct Reports: Chief BSA Officer, Chief AML Officer, Chief of...Full time- ...Chief Compliance Officer — Institutional Brokerage/Broker Dealer & Trading This is an executive leadership mandate for a global fintech trading brand — join the C-suite of a fast-scaling institutional brokerage platform spanning trading, clearing, and digital assets....
- ...Chief Compliance Officer (CCO) About the Company Respected broker-dealer Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to join their team. The successful candidate will be responsible...
- ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type Privately Held About the Role The Company is in need of a Chief Compliance Officer to take on a pivotal role in leading...
$210k - $253k
...seeking a General Counsel to serve as the chief legal resource and strategic advisor. The... ...entails managing legal matters, ensuring compliance, and supporting organizational growth.... ...requiring staff to work 1–3 days in the office based on organizational needs. #J-18808...Work at office$175k - $250k
Overview Role: Head of Compliance Location: New York, NY (5 days/week in-office) Base Salary: $175,000-$250,000 Equity: Competitive Initial Equity Package + refreshers Experience: 7-12+ Years About Pillar Pillar is building the next-generation commodity risk management...Work at officeFlexible hours$120k - $170k
...commercial, and payments clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq-listed... ...management technology. Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance Officer and...- The Head of Compliance for Energy and Commodities Business and Chief Compliance Officer FCM role is a critical leadership position within Cantor Fitzgerald Securities. You will be responsible for overseeing compliance across the firm's Energy and Commodities Brokerage business...
$160k - $250k
...Designation: Hybrid - 3 days per week Role Overview:This is a high-visibility leadership opportunity to serve as the Deputy Chief Compliance Officer for New York Life’s retail securities subsidiaries: NYLIFE Securities LLC, an introducing broker-dealer, and Eagle...Local areaHome office3 days per week- ...credit, and opportunistic credit, as well as direct lending. With offices in Miami, New York and London, and serving over 400 investors... ...s website at Position Overview The firm is seeking a Deputy Chief Compliance Officer (Deputy CCO) to play a critical, hands‑on role in the...Worldwide
- ...Deputy Chief Compliance Officer About the Company Reputable financial services organization Industry Financial Services Type Public Company Founded 1924 Employees 11-50 Categories E-commerce Financial Services...
$225k - $275k
...Overview Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible for all legal and compliance matters for the Firm. The successful candidate will be part of the global team responsible for overseeing...Full time$263k - $360.93k
...Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer, Oncology Reporting directly to the Chief Compliance Officer, Oncology, the Head of US Compliance and Deputy CCO leads Stemline’s US Compliance program and...Temporary workWork at officeRemote workFlexible hours- ...A leading alternative asset manager is seeking a Deputy Chief Compliance Officer to support and help execute the firm's global compliance program. Reporting directly to the Chief Compliance Officer, this individual will be a hands-on compliance leader responsible for...
$263k - $360.93k
...Overview Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer, Oncology Founded in 1886 in Naples under the name of Farmacia Internazionale, Menarini moved in 1915 to Florence where the Group's headquarters...Temporary workWork at officeRemote workFlexible hours$300k
...innovation, excellence, and a customer-centric approach.Job Description: We are seeking a highly experienced and dynamic Head of Compliance to lead our compliance function. This role is pivotal in ensuring our operations adhere to all regulatory requirements and internal...Permanent employmentLocal area3 days per week$200k - $240k
Our client is a rapidly growing healthcare technology organization looking to hire a Director of Compliance to lead compliance, privacy, and regulatory programs. This individual will serve as a key business partner across Product, Technology, Legal, Operations, Clinical...Remote work$250k - $300k
Position: Head of North American Compliance (NY)Entity: KBRA Holdings, LLCEmployment Type: Full-TimeLocation: New York, NYSummary/OverviewKroll... ...Department and to serve as its Designated Compliance Officer. You will have a strong work ethic and be enthusiastic, highly...Full timeTemporary workWork at office
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