CHIEF Compliance Officer
Evolving Solution Services
Senior Compliance Coordinator (East Coast) at Evolving Solution Services drives day-to-day compliance activities for the assigned markets, ensuring licensing, permits, and documentation are accurate and timely. The role is hands-on and execution-focused, critical to maintaining regulatory standing across properties. You will collaborate with Sales, Operations and Market teams, track renewals, support audits and regulatory inquiries, and champion process improvements while staying current with #J-18808-Ljbffr
$255k - $300k
...and so are the rewards. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for our futures, event... ...innovation while maintaining regulatory integrity! As Chief Compliance Officer (CCO) of RHD, you will lead the design, implementation, and...SuggestedWork at officeFlexible hoursShift work$270k - $300k
...in May 2025. We have over 1,400 employees across more than 10 offices around the globe, strategically positioned to serve the needs... ...Inc., eToro USA LLC, and eToro NY LLC, we are looking for a Chief Compliance Officer who can do more than manage a compliance function — someone...SuggestedWork at office2 days per week3 days per week- ...highly regulated environment. Following significant regulatory and organizational developments, the company is seeking a Chief Compliance Officer to lead and continue building its enterprise compliance program. Reporting to senior executive leadership and working closely...SuggestedRemote work
- ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type Privately Held About the Role The Company is in need of a Chief Compliance Officer to take on a pivotal...Suggested
$260k - $290k
...Chief Compliance Officer Team: Legal & Compliance Location: New York, NY Work mode: Onsite / Hybrid Comp: $260-$290K base + equity Build the future of investment management with us The infrastructure managing $300 trillion in assets was built in the 90s. Now, all of it...SuggestedWork at office- ...Overview We are currently partnering with a leading financial institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance program. The firm is committed to maintaining the highest standards of regulatory and consumer compliance while...
- ...Chief Compliance Officer — Institutional Brokerage/Broker Dealer & Trading This is an executive leadership mandate for a global fintech trading brand — join the C-suite of a fast-scaling institutional brokerage platform spanning trading, clearing, and digital assets....
$280k - $330k
...your skills and experience — talk with your recruiter to learn more. Base pay range $280,000.00/yr - $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid role - 2-3 day onsite Direct Reports: Chief BSA Officer, Chief AML Officer, Chief of...Full time- ...About the job A well-established, New York-based alternative investment manager is seeking an experienced Chief Compliance Officer to lead the firm's compliance function. The firm manages capital across performing credit, stressed and distressed special situations...
$290k - $335k
...traders, banks, hedge funds and asset managers. With more than 40 offices worldwide, the group has over 2,300 employees across Europe,... ..., and analytics. In the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must navigate a wide range...Worldwide- ...Global Chief Compliance Officer (CCO) About the Company Renowned B2B financial technology (FinTech) platform streamlining digital asset management services Industry Financial Services Type Privately Held, VC-backed Founded 2015 Employees 51-2...
- ...Chief Compliance Officer (CCO) About the Company Respected broker-dealer Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to join their team. The successful candidate will be responsible...
$210k - $253k
...seeking a General Counsel to serve as the chief legal resource and strategic advisor. The... ...entails managing legal matters, ensuring compliance, and supporting organizational growth.... ...requiring staff to work 1–3 days in the office based on organizational needs. #J-18808...Work at office$175k - $250k
Overview Role: Head of Compliance Location: New York, NY (5 days/week in-office) Base Salary: $175,000-$250,000 Equity: Competitive Initial Equity Package + refreshers Experience: 7-12+ Years About Pillar Pillar is building the next-generation commodity risk management...Work at officeFlexible hours$120k - $170k
...commercial, and payments clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq-listed... ...management technology. Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance Officer and...- The Head of Compliance for Energy and Commodities Business and Chief Compliance Officer FCM role is a critical leadership position within Cantor Fitzgerald Securities. You will be responsible for overseeing compliance across the firm's Energy and Commodities Brokerage business...
$160k - $250k
...Designation: Hybrid - 3 days per week Role Overview:This is a high-visibility leadership opportunity to serve as the Deputy Chief Compliance Officer for New York Life’s retail securities subsidiaries: NYLIFE Securities LLC, an introducing broker-dealer, and Eagle...Local areaHome office3 days per week- ...credit, and opportunistic credit, as well as direct lending. With offices in Miami, New York and London, and serving over 400 investors... ...s website at Position Overview The firm is seeking a Deputy Chief Compliance Officer (Deputy CCO) to play a critical, hands‑on role in the...Worldwide
$263k - $360.93k
...Overview Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer, Oncology Founded in 1886 in Naples under the name of Farmacia Internazionale, Menarini moved in 1915 to Florence where the Group's headquarters...Temporary workWork at officeRemote workFlexible hours$263k - $360.93k
...Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer, Oncology Reporting directly to the Chief Compliance Officer, Oncology, the Head of US Compliance and Deputy CCO leads Stemline’s US Compliance program and...Temporary workWork at officeRemote workFlexible hours- ...A leading alternative asset manager is seeking a Deputy Chief Compliance Officer to support and help execute the firm's global compliance program. Reporting directly to the Chief Compliance Officer, this individual will be a hands-on compliance leader responsible for...
- ...Deputy Chief Compliance Officer About the Company Reputable financial services organization Industry Financial Services Type Public Company Founded 1924 Employees 11-50 Categories E-commerce Financial Services...
$225k - $275k
...Overview Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible for all legal and compliance matters for the Firm. The successful candidate will be part of the global team responsible for overseeing...Full time$300k
...innovation, excellence, and a customer-centric approach.Job Description: We are seeking a highly experienced and dynamic Head of Compliance to lead our compliance function. This role is pivotal in ensuring our operations adhere to all regulatory requirements and internal...Permanent employmentLocal area3 days per week$200k - $240k
Our client is a rapidly growing healthcare technology organization looking to hire a Director of Compliance to lead compliance, privacy, and regulatory programs. This individual will serve as a key business partner across Product, Technology, Legal, Operations, Clinical...Remote work$250k - $300k
Position: Head of North American Compliance (NY)Entity: KBRA Holdings, LLCEmployment Type: Full-TimeLocation: New York, NYSummary/OverviewKroll... ...Department and to serve as its Designated Compliance Officer. You will have a strong work ethic and be enthusiastic, highly...Full timeTemporary workWork at office$180k - $280k
...enterprises, hedge funds, PE firms, credit investors, and venture capital firms. We’re growing fast, and this is the first dedicated compliance hire at Qualitate. The Role You’ll own compliance from day one: scaling the systems, controls, and training that allow...Full timeContract workFlexible hours$155k - $290k
...quantities of transaction data. We provide anti-money laundering (AML) compliance software and investigative services to the leading... ...with federal and state regulators, policymakers, Congressional offices, and international standard setters.You will help shape regulatory...$180k - $260k
...dealer and a registered investment advisor. Today a single individual holds both seats. As we scale, we're adding a second Chief Compliance Officer to take on one of the two CCO roles (broker-dealer or RIA, based on fit and experience), while our current CCO retains the...Remote workFlexible hours- ...challenging problems. Job summary This is a dual-mandate role. Half of your job is building and owning Treeline's internal security and compliance program — maintaining our SOC 2 Type II posture, driving our ISO 27001 certification, and ensuring we operate at the standard we...Remote workFlexible hours
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