Chief Compliance Officer (CCO)
Confidential
Chief Compliance Officer (CCO)
About the Company
Internationally renowned digital asset platform
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in need of a Chief Compliance Officer to take on a pivotal role in leading and scaling its U.S. compliance program. The successful candidate will be the designated BSA and OFAC Officer, with a focus on strengthening the compliance framework to support the organization's growth. Key responsibilities include overseeing the implementation of the U.S. compliance regime, managing the compliance technology suite, maintaining annual corporate risk assessments, and developing and executing AML and sanctions training programs. The role also involves creating and maintaining robust policies, leading the strategy for state money transmitter licensing, and ensuring that all products and services comply with the regulatory landscape. Applicants for the Chief Compliance Officer position at the company should have a Bachelor’s degree, with CAMS certification being highly preferred, and a minimum of 7 years' of experience in compliance within the Fintech, Payments, or Digital Asset sectors. Deep knowledge of BSA, USA PATRIOT Act, OFAC, and FinCEN requirements is essential, as is experience with Money Services Businesses (MSBs). The ideal candidate will have a data-driven and analytical approach, exceptional communication skills, and a proven ability to deliver results in a fast-paced, global startup environment. Responsibilities also include supervising and expanding the compliance department, responding to audit requests, and acting as the primary representative to regulatory bodies.
Functions
- Finance
- ...highly regulated environment. Following significant regulatory and organizational developments, the company is seeking a Chief Compliance Officer to lead and continue building its enterprise compliance program. Reporting to senior executive leadership and working closely...SuggestedRemote work
- ...Global Chief Compliance Officer (CCO) About the Company Renowned B2B financial technology (FinTech) platform streamlining digital asset management services Industry Financial Services Type Privately Held, VC-backed Founded 2015 Employees 51-20...Suggested
- ...Chief Compliance Officer (CCO) About the Company Respected broker-dealer Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to join their team. The successful candidate will be responsible...Suggested
- ...Outsourced Chief Compliance Officer (CCO) About the Company Boutique compliance consulting firm providing a white-glove experience for clients. Industry Management Consulting Type Privately Held About the Role The Company is seeking an...SuggestedRemote work
$330k - $400k
Chief Global Compliance Officer US-NY-New York Job ID: 2025-14670 Type: Office of General Counsel (WS1847) # of Openings: 1 Category: Business/Professional Administrative New York University Overview The Chief Global Compliance Officer (CGCO) is responsible to the Senior...SuggestedFor contractorsWork at officeLocal area$150 per hour
...include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position Details Position: Compliance Officer Type: Contract Compensation: $90-$150/hour Duration: 3-4 weeks Commitment: 15-30+ hours/week Location: Remote Role...Hourly payContract workSummer workImmediate startRemote work- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry Hospital & Health Care Type Privately Held About the Role The Company is in search of a Senior Vice...
- ...Deputy Chief Compliance Officer (CCO) About the Company Diversified financial institution Industry Financial Services Type Privately Held About the Role The Company is in search of a Deputy Chief Compliance Officer to join their team....Work at office
- African American Planning Commission Inc is seeking a Chief Legal & Compliance Officer to provide legal advice and oversee compliance with New York laws as well as federal regulations for nonprofit organizations. This role involves advising management, negotiating contracts...
- ...Deputy Chief Compliance Officer About the Company Reputable financial services organization Industry Financial Services Type Public Company Founded 1924 Employees 11-50 Categories E-commerce Financial Services Consumer Discretionary...
- ...Interim Chief Regulatory & Chief Compliance Officer (CCO) About the Company A new CFTC-regulated exchange offering a novel type of security futures. Industry Capital Markets Type Privately Held About the Role The Company is in need of an Interim...Permanent employmentTemporary workInterim roleRemote work
- Martin Executive Recruiting is seeking a Chief Compliance Officer for a rapidly growing financial technology company. This role will lead and build the enterprise compliance program, working closely with senior leadership and the Board. Ideal candidates will have senior...Remote job
- Chief Legal & Compliance OfficerJob Summary:Reporting directly to the CEO, and, as/needed, directly to the Board, the Chief Legal & Compliance Officer (“CLCO”) will provide the board of directors, senior management, program directors, and other staff with practical legal...For subcontractor
$263k - $360.93k
Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer, Oncology Opportunity Reporting directly... ..., Oncology, the Head of US Compliance and Deputy CCO leads Stemline’s US Compliance program and serves as the...Temporary workWork at officeRemote workFlexible hours- ...discipline, supervisory oversight, and day‑to‑day compliance engagement across all business lines. Position Summary The Chief Compliance Officer is responsible for the overall design,... ...applicable regulatory requirements. The CCO is expected to be highly hands‑on,...Work at office
- ...challenging problems. Job summary This is a dual-mandate role. Half of your job is building and owning Treeline's internal security and compliance program — maintaining our SOC 2 Type II posture, driving our ISO 27001 certification, and ensuring we operate at the standard we...Remote workFlexible hours
$115k - $120k
...Description Director of Compliance Location: Bronx or Staten Island (travel between boroughs required) Salary: $115,000 –... ...Improvement Manager. Ensure full compliance with New York State Office of Mental Health (OMH) regulations, HIPAA, and Corporate...Work at officeMonday to Friday- Head of Compliance for Energy and Commodities Business and Chief Compliance Officer FCM New York, NY, United States Job Description The Head of Compliance for Energy and... ...or bank. Demonstrated expertise in governance, CCO reporting, compliance testing, and management of...
- ...promotion, and termination. Job Title: Vice President, Deputy Chief Compliance Officer Reports to (title): Senior Vice President, Head of Legal &... ...as Vice President, Deputy Chief Compliance Officer (“Deputy CCO”) to report to the Senior Vice President, Head of Legal &...Contract workWork at office
$265k - $305k
PIMCO is seeking a Senior Vice President to lead Legal and Compliance for its broker-dealer, responsible for overseeing regulatory compliance and distribution activities. This high-impact role includes managing FINRA interface, drafting fund distribution agreements, and...- ...offering across North America, and we are looking for a Lead Compliance Manager to provide senior compliance leadership and... ...responsibilities In this role, you will serve as the Chief Compliance Officer (CCO) for the U.S. broker-dealer entity, holding ultimate responsibility...
- ...and registration of its products. This critical role involves the development and execution of regulatory strategies that ensure compliance with regional and global requirements, particularly those set forth by regulatory authorities. The successful candidate will be responsible...
- Metropolitan Transportation Authority (MTA) seeks a Director of Corporate Compliance for Suburban Operations to lead the internal control and ethics framework across the agency and its subsidiaries. The role oversees risk assessment, audit coordination, and policy implementation...
- City of New York’s Office of Equal Employment Opportunity seeks an experienced Executive Agency Counsel to lead EEO investigations. You... ..., guide investigations from intake to disposition, and ensure compliance with federal, state, and local laws. Strong litigation...Work at officeLocal area
- City of New York seeks an Executive Agency Counsel to direct the EEO Investigations Team within the Office of Equal Employment Opportunity, reporting to the Executive Director. The role oversees investigations addressing discrimination, harassment, and retaliation, ensuring...Work at office
- ...firm is seeking a Manager of SEC Reporting in New York. This role requires preparing quarterly and annual SEC filings, ensuring compliance with regulations, and leading a team to improve financial reporting processes. The ideal candidate should have a Bachelor's degree...
- ...requires strategic direction for vendor activities and ensuring compliance with state and federal regulations. The ideal candidate will... ...background. The position also requires proficiency in Microsoft Office and experience with Power BI and Salesforce. #J-18808-Ljbffr Molina...Work at office
- ...Head of Compliance, Trade Surveillance and Communications About the Company Premier broker dealer Industry Insurance Type Privately Held About the Role The Company is seeking a Head of Compliance for Trade Surveillance and Communications. The successful...
- Deputy Chief Compliance Officer & Associate General Counsel New York, NY Job Reference #3599635 Potential progression into the Chief Compliance... ...leadership role Responsibilities Partner closely with the CCO and senior management on all aspects of the firm’s compliance...
$235k
Hard Yaka is seeking a Head of Anti-Money Laundering to join our Compliance team in New York or San Francisco (hybrid). In this critical role, you'll own the AML/BSA program, ensuring compliance with banking partners while working closely with various internal teams to...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Chief Compliance Officer (CCO). Be the first to apply!
- chief compliance officer New York, NY
- compliance technician New York, NY
- securities compliance examiner New York, NY
- regulatory compliance specialist New York, NY
- compliance examiner New York, NY
- regulatory affairs consultant New York, NY
- compliance team leader New York, NY
- legal compliance New York, NY
- regulatory compliance engineer New York, NY
- export compliance New York, NY


