Chief Compliance Officer (CCO)
Confidential
Chief Compliance Officer (CCO)
About the Company
Internationally renowned digital asset platform
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in need of a Chief Compliance Officer to take on a pivotal role in leading and scaling its U.S. compliance program. The successful candidate will be the designated BSA and OFAC Officer, with a focus on strengthening the compliance framework to support the organization's growth. Key responsibilities include overseeing the implementation of the U.S. compliance regime, managing the compliance technology suite, maintaining annual corporate risk assessments, and developing and executing AML and sanctions training programs. The role also involves creating and maintaining robust policies, leading the strategy for state money transmitter licensing, and ensuring that all products and services comply with the regulatory landscape. Applicants for the Chief Compliance Officer position at the company should have a Bachelor’s degree, with CAMS certification being highly preferred, and a minimum of 7 years' of experience in compliance within the Fintech, Payments, or Digital Asset sectors. Deep knowledge of BSA, USA PATRIOT Act, OFAC, and FinCEN requirements is essential, as is experience with Money Services Businesses (MSBs). The ideal candidate will have a data-driven and analytical approach, exceptional communication skills, and a proven ability to deliver results in a fast-paced, global startup environment. Responsibilities also include supervising and expanding the compliance department, responding to audit requests, and acting as the primary representative to regulatory bodies.
Functions
- Finance
$255k - $300k
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- ...highly regulated environment. Following significant regulatory and organizational developments, the company is seeking a Chief Compliance Officer to lead and continue building its enterprise compliance program. Reporting to senior executive leadership and working closely...SuggestedRemote work
$270k - $300k
...over 1,400 employees across more than 10 offices around the globe, strategically... ...and eToro NY LLC, we are looking for a Chief Compliance Officer who can do more than manage a compliance... ...someone who can transform it. The incoming CCO will inherit a compliance environment...SuggestedWork at office2 days per week3 days per week$280k - $330k
...more. Base pay range $280,000.00/yr - $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid role - 2-3 day onsite Direct... .../settlement. JOB SUMMARY: The Chief Compliance Officer (“CCO”) will be responsible for developing, implementing, and overseeing...Full time- ...Chief Compliance Officer — Institutional Brokerage/Broker Dealer & Trading This is an executive leadership mandate for a global fintech trading... ...across new markets and asset classes The role: As CCO, you will own the compliance agenda for the firm's broker-dealer...
$260k - $290k
...Chief Compliance Officer Team: Legal & Compliance Location: New York, NY Work mode: Onsite / Hybrid Comp: $260-$290K base + equity Build the future... ...Chief Compliance Officer for our RIA and Broker-Dealer. The CCO will lead and oversee our compliance programs for each of...Work at office- ...The Director, Compliance Monitoring at NPCC reports to the Vice President, Compliance and leads NPCC's CMEP program across the region, directing audits, spot checks, investigations, self-certifications, and internal controls evaluations for registered entities. This role...
- ...Chief Compliance Officer (CCO) About the Company Respected broker-dealer Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to join their team. The successful candidate will be responsible...
- ...Global Chief Compliance Officer (CCO) About the Company Renowned B2B financial technology (FinTech) platform streamlining digital asset management services Industry Financial Services Type Privately Held, VC-backed Founded 2015 Employees 51-20...
$210k - $253k
...seeking a General Counsel to serve as the chief legal resource and strategic advisor. The... ...entails managing legal matters, ensuring compliance, and supporting organizational growth.... ...requiring staff to work 1–3 days in the office based on organizational needs. #J-18808...Work at office- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry Hospital & Health Care Type Privately Held About the Role The Company is in search of a...
- ...and opportunistic credit, as well as direct lending. With offices in Miami, New York and London, and serving over 400... ...website at Position Overview The firm is seeking a Deputy Chief Compliance Officer (Deputy CCO) to play a critical, hands‑on role in the administration...Worldwide
$263k - $360.93k
...Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer, Oncology Reporting directly to the Chief... ..., Oncology, the Head of US Compliance and Deputy CCO leads Stemline’s US Compliance program and serves as the...Temporary workWork at officeRemote workFlexible hours- ...A leading alternative asset manager is seeking a Deputy Chief Compliance Officer to support and help execute the firm's global compliance program. Reporting directly to the Chief Compliance Officer, this individual will be a hands-on compliance leader responsible for...
$225k - $275k
...Overview Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible for all legal and compliance matters for the Firm. The successful candidate will be part of the global team responsible for overseeing...Full time- ...Deputy Chief Compliance Officer About the Company Reputable financial services organization Industry Financial Services Type Public Company Founded 1924 Employees 11-50 Categories E-commerce Financial Services...
$180k - $280k
...enterprises, hedge funds, PE firms, credit investors, and venture capital firms. We’re growing fast, and this is the first dedicated compliance hire at Qualitate. The Role You’ll own compliance from day one: scaling the systems, controls, and training that allow...Full timeContract workFlexible hours$120k - $170k
...payment clients, we operate from more than 80 offices spread across six continents. As a... ...technology. Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief... ...applicable regulatory requirements Assist the CCO in coordinating and executing annual...$180k - $260k
...registered investment advisor. Today a single individual holds both seats. As we scale, we're adding a second Chief Compliance Officer to take on one of the two CCO roles (broker-dealer or RIA, based on fit and experience), while our current CCO retains the other. You'll...Remote workFlexible hours- ...challenging problems. Job summary This is a dual-mandate role. Half of your job is building and owning Treeline's internal security and compliance program — maintaining our SOC 2 Type II posture, driving our ISO 27001 certification, and ensuring we operate at the standard we...Remote workFlexible hours
$160k - $228.5k
...high-visibility leadership opportunity to serve as the Deputy Chief Compliance Officer for New York Life’s retail securities subsidiaries: NYLIFE... ...Officer of NYLIFE Securities LLC and Eagle Strategies, the Deputy CCO will be entrusted as the CCO’s second-in-command across the...Local areaHome office3 days per week$375k - $425k
...A global risk management firm is seeking a Natural Resources Chief Commercial Officer based in Houston, Texas. This hybrid leadership role emphasizes expanding revenue through sales leadership while ensuring strong client satisfaction. Candidates should have over 10 years...Full time$250k - $300k
Socure is looking for a leader in New York to spearhead the Data Science function for AI-powered identity and compliance solutions. The ideal candidate will have over 10 years of experience in data science and machine learning, with significant expertise in identity verification...Full time- ...Head of Compliance About the Company Innovative financial services company transforming capital markets infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of a Head of Compliance to join their...
- ...About the Job zerohash is seeking a Global Chief Compliance Officer, who will help shape and lead zerohash global compliance leadership team and posture and orchestrate adherence to industry-leading compliance standards across all supported geographies. This broad role...Remote jobFull timeImmediate startWork from home
$190k - $240k
...Crédit Agricole Group is seeking a Director for Compliance Coordination and Regulatory Affairs in New York. This senior role involves managing interactions with U.S. regulatory agencies, coordinating audits, and leading high-priority compliance projects. The ideal candidate...- A leading financial institution is seeking a senior compliance executive to lead compliance oversight for its Wealth Management platform, including investment advisory, broker‑dealer, private banking, trust, and fiduciary businesses. This role will develop and execute...
- Madison-Davis, LLC is seeking an experienced leader to oversee its Transaction Monitoring and Sanctions Screening function in New York. The role focuses on building and enhancing the bank’s monitoring framework, strengthening investigations, and aligning with OCC, BSA/...Full time
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