Chief Compliance Officer
Martin Executive Recruiting, Inc
Our client is a rapidly growing financial technology company operating in a highly regulated environment. Following significant regulatory and organizational developments, the company is seeking a Chief Compliance Officer to lead and continue building its enterprise compliance program. Reporting to senior executive leadership and working closely with the Board, the Chief Compliance Officer will be responsible for the overall compliance framework, regulatory engagement, governance, policies, procedures, monitoring, and compliance risk management activities across the organization. Key responsibilities include: Lead and evolve the enterprise compliance program Serve as a primary point of contact with regulatory agencies and examiners Advise executive leadership and the Board on compliance, regulatory, and governance matters Oversee compliance monitoring, testing, risk assessments, and reporting Ensure compliance programs remain aligned with evolving regulatory expectations Build and develop high-performing compliance teams The ideal candidate will bring senior compliance leadership experience within regulated financial services, fintech, digital assets, banking, trust, payments, lending, or related environments. Experience interacting directly with regulators, executive leadership teams, and Boards of Directors is highly desirable. Location: Remote - United States #J-18808-Ljbffr
- ...Salary Type AnnuallyIndustry Broker DealerSelling Points Lead compliance strategy at a dynamic broker-dealer organization.... ...a hybrid work environment.Job DescriptionChief Compliance Officer OverviewThe Chief Compliance Officer (CCO) ensures broker-dealer compliance...Suggested
$255k - $300k
...and so are the rewards. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for our futures, event... ...innovation while maintaining regulatory integrity! As Chief Compliance Officer (CCO) of RHD, you will lead the design, implementation, and...SuggestedWork at officeFlexible hoursShift work- ...Overview We are currently partnering with a leading financial institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance program. The firm is committed to maintaining the highest standards of regulatory and consumer compliance while...Suggested
- ...Senior Compliance Coordinator (East Coast) at Evolving Solution Services drives day-to-day compliance activities for the assigned markets, ensuring licensing, permits, and documentation are accurate and timely. The role is hands-on and execution-focused, critical to maintaining...Suggested
$260k - $290k
...Chief Compliance Officer Team: Legal & Compliance Location: New York, NY Work mode: Onsite / Hybrid Comp: $260-$290K base + equity Build the future of investment management with us The infrastructure managing $300 trillion in assets was built in the 90s. Now, all of it...SuggestedWork at office$300k - $400k
...Regulatory Leadership & Compliance OversightDefine and manage a forward-looking compliance strategy across multiple jurisdictions. Oversee licensing, regulatory obligations, and adherence to evolving frameworks. Act as primary contact for supervisory bodies, including...Local area$263k - $360.93k
...Head Of Us Compliance And Deputy Chief Compliance Officer (Executive Director)Reporting directly to the Chief Compliance Officer, Oncology, the Head of US Compliance and Deputy CCO leads Stemline's US Compliance program and serves as the primary strategic partner to Stemline...Temporary workFlexible hours$120k - $140k
...AVP, Fixed Income Compliance OfficerThis position is well-suited for a candidate with strong analytical and technical skills who is interested in developing fixed income compliance expertise. The successful candidate will assist with compliance reporting, metrics, dashboards...Full time- ...Syracuse University is looking for a Chief Risk and Compliance Officer to lead risk management and compliance efforts. This role involves providing strategic direction and fostering a culture of accountability. The ideal candidate will have extensive experience in higher...Full time
$270k - $300k
...Chief Compliance OfficereToro is the trading and investing platform that empowers users to invest, share, and learn. We were founded in 20... ...in May 2025. We have over 1,400 employees across more than 10 offices around the globe, strategically positioned to serve the needs...$290k - $335k
...traders, banks, hedge funds and asset managers. With more than 40 offices worldwide, the group has over 2,300 employees across Europe,... ..., and analytics. In the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must navigate a wide range...Worldwide- ...Global Chief Compliance OfficerZerohash is seeking a Global Chief Compliance Officer, who will help shape and lead zerohash global compliance leadership team and posture and orchestrate adherence to industry-leading compliance standards across all supported geographies...
- ...The Director, Compliance Monitoring at NPCC reports to the Vice President, Compliance and leads NPCC's CMEP program across the region, directing audits, spot checks, investigations, self-certifications, and internal controls evaluations for registered entities. This role...
- ...Head of Compliance, Prediction Markets About the Company Peer-to-peer betting exchange for smart bettors seeking more value. Industry Gambling & Casinos Type Privately Held About the Role The Company is seeking a Head of Compliance...
- ...New York University seeks a Deputy Chief Global Compliance Officer to lead and operationalize the global ethics and compliance program. The role reports to the CGCO and serves as the primary operational deputy, providing day-to-day oversight of NYU's compliance activities...
$280k - $330k
...your skills and experience — talk with your recruiter to learn more. Base pay range $280,000.00/yr - $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid role - 2-3 day onsite Direct Reports: Chief BSA Officer, Chief AML Officer, Chief of...Full time- ...Global Chief Compliance Officer (CCO) About the Company Renowned B2B financial technology (FinTech) platform streamlining digital asset management services Industry Financial Services Type Privately Held, VC-backed Founded 2015 Employees 51-2...
- ...Chief Compliance Officer (CCO), Equal Employment Opportunity About the Company Dynamic government agency providing legal, training & business planning services Industry Government Administration Type Government Agency Founded 1898 Employees...Full time
$255k - $300k
Robinhood is seeking a Chief Compliance Officer for its Derivatives Compliance team in New York. This leadership role involves overseeing compliance programs aligned with CFTC and NFA regulations. The ideal candidate should have over 8 years of experience in financial...- ...About the Job zerohash is seeking a Global Chief Compliance Officer, who will help shape and lead zerohash global compliance leadership team and posture and orchestrate adherence to industry-leading compliance standards across all supported geographies. This broad...Work from home
$160k - $210k
...application due to a disability, contact this employer to ask for an accommodation or an alternative application process. Chief Compliance Officer Regular Full-Time Compliance 220 Liberty St, Warsaw, NY, US Salary Range: $160,000.00 To $210,000.00 Annually...Full timeTemporary workInterim roleFlexible hoursWeekend workAfternoon shift- ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type Privately Held About the Role The Company is in need of a Chief Compliance Officer to take on a pivotal role in leading...
- ...Chief Compliance Officer (CCO) About the Company Respected broker-dealer Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to join their team. The successful candidate will be responsible...
- ...Chief Compliance Officer (CCO) About the Company A growing financial services and alternative investments platform scaling its compliance infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of...
$210k - $253k
...seeking a General Counsel to serve as the chief legal resource and strategic advisor. The... ...entails managing legal matters, ensuring compliance, and supporting organizational growth.... ...requiring staff to work 1–3 days in the office based on organizational needs. #J-18808...Work at office- Madison-Davis, LLC is seeking a Chief Compliance Officer (CCO) in New York City to lead the compliance program for a leading financial institution. This hybrid role requires developing and implementing a comprehensive compliance strategy, mentoring compliance professionals...
$120k - $170k
...commercial, and payments clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq-listed... ...management technology. Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance Officer and...$150 per hour
...include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position Details Position: Compliance Officer Type: Contract Compensation: $90-$150/hour Duration: 3-4 weeks Commitment: 15-30+ hours/week Location: Remote Role...Hourly payContract workSummer workImmediate startRemote work$160k - $250k
...Designation: Hybrid - 3 days per week Role Overview:This is a high-visibility leadership opportunity to serve as the Deputy Chief Compliance Officer for New York Life’s retail securities subsidiaries: NYLIFE Securities LLC, an introducing broker-dealer, and Eagle...Local areaHome office3 days per week- The Head of Compliance for Energy and Commodities Business and Chief Compliance Officer FCM role is a critical leadership position within Cantor Fitzgerald Securities. You will be responsible for overseeing compliance across the firm's Energy and Commodities Brokerage business...
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