Chief Compliance Officer
Martin Executive Recruiting, Inc
Our client is a rapidly growing financial technology company operating in a highly regulated environment. Following significant regulatory and organizational developments, the company is seeking a Chief Compliance Officer to lead and continue building its enterprise compliance program. Reporting to senior executive leadership and working closely with the Board, the Chief Compliance Officer will be responsible for the overall compliance framework, regulatory engagement, governance, policies, procedures, monitoring, and compliance risk management activities across the organization. Key responsibilities include: Lead and evolve the enterprise compliance program Serve as a primary point of contact with regulatory agencies and examiners Advise executive leadership and the Board on compliance, regulatory, and governance matters Oversee compliance monitoring, testing, risk assessments, and reporting Ensure compliance programs remain aligned with evolving regulatory expectations Build and develop high-performing compliance teams The ideal candidate will bring senior compliance leadership experience within regulated financial services, fintech, digital assets, banking, trust, payments, lending, or related environments. Experience interacting directly with regulators, executive leadership teams, and Boards of Directors is highly desirable. Location: Remote - United States #J-18808-Ljbffr
$255k - $300k
...and so are the rewards. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for our futures, event... ...innovation while maintaining regulatory integrity! As Chief Compliance Officer (CCO) of RHD, you will lead the design, implementation, and...SuggestedWork at officeFlexible hoursShift work- ...Madison-Davis, LLC is seeking a Chief Compliance Officer (CCO) in New York City to lead the compliance program for a leading financial institution. This hybrid role requires developing and implementing a comprehensive compliance strategy, mentoring compliance professionals...SuggestedFull time
- ...Overview We are currently partnering with a leading financial institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance program. The firm is committed to maintaining the highest standards of regulatory and consumer compliance while...SuggestedFull time
- ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type Privately Held About the Role The Company is in need of a Chief Compliance Officer to take on a pivotal...Suggested
$270k - $300k
...in May 2025. We have over 1,400 employees across more than 10 offices around the globe, strategically positioned to serve the needs... ...Inc., eToro USA LLC, and eToro NY LLC, we are looking for a Chief Compliance Officer who can do more than manage a compliance function — someone...SuggestedWork at office2 days per week3 days per week$280k - $330k
...your skills and experience — talk with your recruiter to learn more. Base pay range $280,000.00/yr - $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid role - 2-3 day onsite Direct Reports: Chief BSA Officer, Chief AML Officer, Chief of...Full time- ...Chief Compliance Officer — Institutional Brokerage/Broker Dealer & Trading This is an executive leadership mandate for a global fintech trading brand — join the C-suite of a fast-scaling institutional brokerage platform spanning trading, clearing, and digital assets...
$260k - $290k
...Chief Compliance Officer Team: Legal & Compliance Location: New York, NY Work mode: Onsite / Hybrid Comp: $260-$290K base + equity Build the future of investment management with us The infrastructure managing $300 trillion in assets was built in the 90s. Now, all of it...Work at office- ...The Director, Compliance Monitoring at NPCC reports to the Vice President, Compliance and leads NPCC's CMEP program across the region, directing audits, spot checks, investigations, self-certifications, and internal controls evaluations for registered entities. This role...
- ...Chief Compliance Officer (CCO) About the Company Respected broker-dealer Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to join their team. The successful candidate will be responsible...
- ...Global Chief Compliance Officer (CCO) About the Company Renowned B2B financial technology (FinTech) platform streamlining digital asset management services Industry Financial Services Type Privately Held, VC-backed Founded 2015 Employees 51-2...
$210k - $253k
...seeking a General Counsel to serve as the chief legal resource and strategic advisor. The... ...entails managing legal matters, ensuring compliance, and supporting organizational growth.... ...requiring staff to work 1–3 days in the office based on organizational needs. #J-18808...Work at office$191k - $252k
...navigation through the ever-evolving cryptocurrency landscape. Location: Hybrid-Based (New York City, NY or San Mateo, CA) Chief Compliance Officer, U.S. Swap Dealer FalconX is the most advanced digital asset platform for institutions. We provide trade execution,...Full timeLocal areaRelocation package- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry Hospital & Health Care Type Privately Held About the Role The Company is in search of a...
- ...credit, and opportunistic credit, as well as direct lending. With offices in Miami, New York and London, and serving over 400 investors... ...s website at Position Overview The firm is seeking a Deputy Chief Compliance Officer (Deputy CCO) to play a critical, hands‑on role in the...Worldwide
- ...A leading alternative asset manager is seeking a Deputy Chief Compliance Officer to support and help execute the firm's global compliance program. Reporting directly to the Chief Compliance Officer, this individual will be a hands-on compliance leader responsible for...
$263k - $360.93k
...Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer, Oncology Reporting directly to the Chief Compliance Officer, Oncology, the Head of US Compliance and Deputy CCO leads Stemline’s US Compliance program and...Temporary workWork at officeRemote workFlexible hours$225k - $275k
...Overview Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible for all legal and compliance matters for the Firm. The successful candidate will be part of the global team responsible for overseeing...Full time- ...Deputy Chief Compliance Officer About the Company Reputable financial services organization Industry Financial Services Type Public Company Founded 1924 Employees 11-50 Categories E-commerce Financial Services...
$180k - $280k
...enterprises, hedge funds, PE firms, credit investors, and venture capital firms. We’re growing fast, and this is the first dedicated compliance hire at Qualitate. The Role You’ll own compliance from day one: scaling the systems, controls, and training that allow...Full timeContract workFlexible hours- ...and care at the heart of everything that we do. The Head of Compliance will be responsible for designing, implementing, and... ...Crime & Risk Controls Serve as the designated AML Compliance Officer. Oversee: Customer Identification Program (CIP); Enhanced Due...Full timeCasual workImmediate startFlexible hours
$120k - $170k
...commercial, and payment clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq‑listed... ..., and management technology. Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance Officer and...$180k - $260k
...dealer and a registered investment advisor. Today a single individual holds both seats. As we scale, we're adding a second Chief Compliance Officer to take on one of the two CCO roles (broker-dealer or RIA, based on fit and experience), while our current CCO retains the...Remote workFlexible hours- ...challenging problems. Job summary This is a dual-mandate role. Half of your job is building and owning Treeline's internal security and compliance program — maintaining our SOC 2 Type II posture, driving our ISO 27001 certification, and ensuring we operate at the standard we...Remote workFlexible hours
$160k - $228.5k
Location Hybrid - 3 days per week Role Overview This is a high-visibility leadership opportunity to serve as the Deputy Chief Compliance Officer for New York Life’s retail securities subsidiaries: NYLIFE Securities LLC, an introducing broker-dealer, and Eagle Strategies...Local areaHome office3 days per week$375k - $425k
...A global risk management firm is seeking a Natural Resources Chief Commercial Officer based in Houston, Texas. This hybrid leadership role emphasizes expanding revenue through sales leadership while ensuring strong client satisfaction. Candidates should have over 10 years...Full time- ...QCP seeks a Head of Compliance for its US entity to design and oversee a comprehensive compliance program, acting as FINRA Principal with regulatory engagement across FINRA/SEC/CFTC/NFA. You will lead written supervisory procedures, ethics policies, and risk controls...Full time
$250k - $300k
Socure is looking for a leader in New York to spearhead the Data Science function for AI-powered identity and compliance solutions. The ideal candidate will have over 10 years of experience in data science and machine learning, with significant expertise in identity verification...Full time- ...Head of Compliance About the Company Innovative financial services company transforming capital markets infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of a Head of Compliance to join their...
- ...About the Job zerohash is seeking a Global Chief Compliance Officer, who will help shape and lead zerohash global compliance leadership team and posture and orchestrate adherence to industry-leading compliance standards across all supported geographies. This broad role...Remote jobFull timeImmediate startWork from home
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