CHIEF Compliance Officer
Northeast Power Coordinating Council
The Director, Compliance Monitoring at NPCC reports to the Vice President, Compliance and leads NPCC's CMEP program across the region, directing audits, spot checks, investigations, self-certifications, and internal controls evaluations for registered entities. This role requires coordinating with NERC, FERC, and Canadian authorities to ensure consistent, risk-based monitoring. Responsibilities include planning the annual implementation plan, managing resources, and serving as a liaison with #J-18808-Ljbffr
$200k - $300k
...Chief Compliance Officer Build the future of investment management with us The infrastructure managing $300 trillion in assets was built in the 90s. Now, all of it is up for grabs. The winner of the AI era of investment management will be a $100B+ company. We intend...SuggestedWork at office$255k - $300k
...and so are the rewards. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for our futures, event... ...innovation while maintaining regulatory integrity! As Chief Compliance Officer (CCO) of RHD, you will lead the design, implementation, and...SuggestedWork at officeFlexible hoursShift work- ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type Privately Held About the Role The Company is in need of a Chief Compliance Officer to take on a pivotal...Suggested
- ...highly regulated environment. Following significant regulatory and organizational developments, the company is seeking a Chief Compliance Officer to lead and continue building its enterprise compliance program. Reporting to senior executive leadership and working closely...SuggestedRemote work
$280k - $330k
...your skills and experience — talk with your recruiter to learn more. Base pay range $280,000.00/yr - $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid role - 2-3 day onsite Direct Reports: Chief BSA Officer, Chief AML Officer, Chief of...SuggestedFull time- ...Chief Compliance Officer (CCO) About the Company Respected broker-dealer Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to join their team. The successful candidate will be responsible...
- ...Overview We are currently partnering with a leading financial institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance program. The firm is committed to maintaining the highest standards of regulatory and consumer compliance while...
- ...Chief Compliance Officer (CCO) About the Company Private equity firm and SEC-registered investment adviser with lean compliance needs. Industry Investment Management Type Privately Held About the Role The Company is seeking a Chief Compliance Officer...Work at officeRemote work
- ...Global Chief Compliance Officer (CCO) About the Company Renowned B2B financial technology (FinTech) platform streamlining digital asset management services Industry Financial Services Type Privately Held, VC-backed Founded 2015 Employees 51-2...
$210k - $253k
...seeking a General Counsel to serve as the chief legal resource and strategic advisor. The... ...entails managing legal matters, ensuring compliance, and supporting organizational growth.... ...requiring staff to work 1–3 days in the office based on organizational needs. #J-18808...Work at office$175k - $185k
...in more than 260 markets globally with offices throughout North America, Europe, South... ...DESCRIPTION SUMMARY The Director of Compliance supports and helps administer the compliance... ...team and reporting directly to the Chief Compliance Officer, this role partners closely...Full timeLocal areaImmediate start- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry Hospital & Health Care Type Privately Held About the Role The Company is in search of a...
- ...credit, and opportunistic credit, as well as direct lending. With offices in Miami, New York and London, and serving over 400 investors... ...s website at Position Overview The firm is seeking a Deputy Chief Compliance Officer (Deputy CCO) to play a critical, hands‑on role in the...Worldwide
$263k - $360.93k
...Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer, Oncology Reporting directly to the Chief Compliance Officer, Oncology, the Head of US Compliance and Deputy CCO leads Stemline’s US Compliance program and...Temporary workWork at officeRemote workFlexible hours- ...A leading alternative asset manager is seeking a Deputy Chief Compliance Officer to support and help execute the firm's global compliance program. Reporting directly to the Chief Compliance Officer, this individual will be a hands-on compliance leader responsible for...
- ...Deputy Chief Compliance Officer About the Company Reputable financial services organization Industry Financial Services Type Public Company Founded 1924 Employees 11-50 Categories E-commerce Financial Services...
$225k - $275k
...Overview Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible for all legal and compliance matters for the Firm. The successful candidate will be part of the global team responsible for overseeing...Full time$120k - $170k
...commercial, and payment clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq‑listed... ..., and management technology. Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance Officer and...$180k - $280k
...enterprises, hedge funds, PE firms, credit investors, and venture capital firms. We’re growing fast, and this is the first dedicated compliance hire at Qualitate. The Role You’ll own compliance from day one: scaling the systems, controls, and training that allow...Full timeContract workFlexible hours$180k - $260k
...dealer and a registered investment advisor. Today a single individual holds both seats. As we scale, we're adding a second Chief Compliance Officer to take on one of the two CCO roles (broker-dealer or RIA, based on fit and experience), while our current CCO retains the...Remote workFlexible hours- ...challenging problems. Job summary This is a dual-mandate role. Half of your job is building and owning Treeline's internal security and compliance program — maintaining our SOC 2 Type II posture, driving our ISO 27001 certification, and ensuring we operate at the standard we...Remote workFlexible hours
$160k - $228.5k
Location Hybrid - 3 days per week Role Overview This is a high-visibility leadership opportunity to serve as the Deputy Chief Compliance Officer for New York Life’s retail securities subsidiaries: NYLIFE Securities LLC, an introducing broker-dealer, and Eagle Strategies...Local areaHome office3 days per week- ...Head of Compliance About the Company Innovative financial services company transforming capital markets infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of a Head of Compliance to join their...
$190k - $240k
...Crédit Agricole Group is seeking a Director for Compliance Coordination and Regulatory Affairs in New York. This senior role involves managing interactions with U.S. regulatory agencies, coordinating audits, and leading high-priority compliance projects. The ideal candidate...- ...About the Job zerohash is seeking a Global Chief Compliance Officer, who will help shape and lead zerohash global compliance leadership team and posture and orchestrate adherence to industry-leading compliance standards across all supported geographies. This broad role...Remote jobFull timeImmediate startWork from home
- ...Avance Clinical is seeking a Chief Commercial Officer (CCO) to lead market expansion and drive business development. You will be an integral part of the executive leadership team, reporting directly to the CEO, and responsible for crafting the commercial strategy in the...Remote work
- ...Chief Commercial Officer (CCO) About the Company We are an international full-service media buying and advertising company developing its own ad products. Industry Marketing and Advertising Type Privately Held About the Role The Company...
- ...Chief Commercial Officer (CCO) About the Company Promising biotechnology company Industry Biotechnology Type Privately Held About the Role The Company is in search of a Chief Commercial Officer to lead its commercial strategy and drive growth through...
- ...Chief Commercial Officer (CCO) About the Company Healthcare technology company automating workflows between providers and payers. Industry Computer Software Type Privately Held, VC-backed About the Role The Company is seeking a Chief Commercial...
- ...Chief Commercial Officer (CCO) About the Company A fast-scaling defence technology group designing and manufacturing critical hardware components for unmanned systems. Industry Defense & Space Type Privately Held About the Role The Company is seeking...
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