Investment Management Associate (Legal) Registered Finds
$310k - $390kConsidine Search
Job Description
Investment Management Associate
\nOur client is seeking a mid-level associate, class years 2020 through 2022 , to join its Investment Management practice in New York, Chicago, or Washington, D.C.
\nThe ideal candidate will have experience advising on matters involving registered funds under the Investment Company Act of 1940, including closed-end funds, mutual funds, ETFs, and business development companies. Experience gained within the investment management practice of a peer BIG LAW law firm is preferred, along with a strong academic record.
\nPractice Overview
\nOur client’s Investment Management practice advises registered investment companies, fund sponsors, underwriters, boards of directors, and other service providers on the structuring, offering, operation, financing, and regulation of registered funds and business development companies.
\nThe team handles a broad range of matters involving:
\n- \n
- Closed-end funds, including listed, non-traded, and privately offered structures \n
- Mutual funds and exchange-traded funds \n
- Business development companies \n
- Rights offerings \n
- Preferred-stock and other leverage strategies \n
- Emerging registered and regulated investment-company structures \n
- Corporate and regulatory advice to fund boards \n
- Investment Company Act matters arising in connection with asset-manager M&A transactions \n
Associates will have the opportunity to work on sophisticated regulatory, transactional, and governance matters in a collaborative practice that works closely with M&A and other corporate colleagues.
\nCompensation and Benefits
\nThe anticipated base salary range for this position is $310,000 to $390,000 , depending on relevant experience, qualifications, and other job-related considerations, consistent with applicable law. The position may also be eligible for a discretionary year-end bonus.
\nOur client offers a robust professional-development platform, including enhanced mentorship and transition support for lateral associates. The firm also provides a hybrid work model, currently requiring in-office attendance Monday through Thursday, with opportunities for remote work during specified periods throughout the year.
\nAttorneys are also encouraged to participate in an active pro bono program and receive credit for qualifying pro bono work.
$190k - $235k
...Job Description Investment Management Associate \n Seattle, WA \n \n Join a top-ranked law firm as an Investment Management Associate and take the next step in your legal career. This Seattle-based opportunity offers the chance to work on sophisticated investment...Legal- ...Description Director of Risk Management \n \n MISSION \n... ...ground up — partnering with Legal, insurance brokers/carriers,... ...merger, and present prioritized findings to the President and executive... ...\n \n # Launch a live risk register with quarterly executive reporting...Legal
$50 - $100 per hour
...Day Per Month \n Valtrion Capital Management is seeking an experienced part-time RIA... ...Officer to support our growing Registered Investment Adviser business. \n We are specifically... ...leadership and outside compliance and legal resources \n • Help ensure the compliance...LegalHourly payPart timeWork at officeRemote workFlexible hours- ...Description Goanna Capital invests in the most ambitious... ...seeking an Investment Operations Associate with experience in transaction... ...and valuation tracking \n Manage deal execution and closing documentation... ...with fund administrators, legal teams, and service providers...Legal
- ...high-growth, technology-enabled investment platform that provides wealth management professionals and their clients with... ..., structured investments, registered funds, and private fund vehicles... ...partnership with Finance, Technology, Legal, Operations, and other business functions...Legal
- ...Job Description SEM Risk & Controls Manager - Paid Search \n Location: New York, NY... ...\n You will partner across Marketing, Legal, Compliance, Risk, Audit, Technology, Information... ...performance, risk indicators, audit findings, and \n remediation progress. \n • Provide...LegalWork at office3 days per week
- ...Job Description A growing legal organization is seeking an Associate to join its Investment Companies practice , advising... ...matters for investment advisers, registered investment companies, and... ...alongside attorneys across investment management, private funds, and tax. \n...Legal
- ...Job Description Managing Director | New York \n \n TYG is... ...information and investigative findings \n Maintain the highest standards... ...in relevant professional associations within fraud investigations,... ...clients, including in-house legal teams and external counsel \n...Legal
$125k - $150k
...Description THE FIRM \n 42 Asset Management (“42 AM ”) is an SEC-registered investment adviser and insurance-focused... ...Formation and Originations, the Associate will play a central role in expanding... ..., the Investment Team, Finance, Legal, and Compliance. \n \n...LegalFull timeWork at office$33.28k - $88k
...Description Morgan Stanley Registered Client Service Associate Job Description POSITION... ...• Answering general non-investment related questions... ...duties directed by local management \n ADMINISTRATIVE SUPPORT... ...At Morgan Stanley, you’ll find an opportunity to work alongside...Temporary workWork at officeLocal area- ...Reports To: Information Security GRC Manager / Head of Information Security... ...business, technology, privacy, legal, quality, procurement, and audit... ...\n # Maintain and update risk registers, issue logs, control gap trackers, audit findings, evidence repositories, policy...LegalContract workWork at officeRemote work
- ...Job Description Paulson Investment Company, LLC is a boutique investment banking, wealth management, execution services, and retail brokerage and advisory firm... ...to add Private Equity Investment Sales Associates, registered investment advisors, financial sales professionals...
$43k - $75k
....g. everyday banking, retail investments, lending solutions, home financing... ...in compliance with legal and regulatory requirements and... ...processes. Applies the risk management framework to the portfolio to... ...completeness. Takes the initiative to find creative approaches that make...LegalPart timeLocal areaImmediate startDay shift- ...regulatory requirements covering alternative investments, structured products, insurance-related... ..., audits, and inquiries while managing relationships with regulators and external... ...frameworks across finance, technology, legal, operations, and other key functions. \n...Legal
- ...uncommon combination of hands-on legal support and people leadership... ...is great step towards future management. \n \n Unlike many large... ...with top law firms, associations, and corporations throughout... ...with opportunities they won’t find anywhere else. The recruiters...Legal
- ...in NYC, currently seeking to add a talented Manager to their Portfolio Analytics Team. This individual... ...with Portfolio Managers across finance, investment management, operations, technology, investor services, compliance/legal, and marketing. \n \n Responsibilities...LegalWork at office
$143k - $199.8k
The Sr Manager, AI Enablement turns CDW's AI First strategy into the practical work of building... ...as the connective tissue across CDW, finding where enablement efforts overlap or... ...and where support is needed.Partner with Legal, Risk, IT, and Learning to translate responsible...LegalFull timeLocal area$90 - $100 per hour
...Job Description Portfolio Management / Overlay – Functional Lead \n New York City, NY... ...management, brokerage, portfolio management, and investment technology. This individual will serve... ...\n ~ Relationship Driven Process to Find Your Best Fit \n ~6 Paid Holidays \n...Contract workLocal area- ...’re building trust. You’ll find a culture grounded in teamwork... ...closely with the Director, Legal Entity management, to help ensure accurate... ...stakeholders, outside counsel, registered agents, and third-party... ...About You Required: Associate's degree, Paralegal certificate...LegalWork at officeLocal area
- ...Job Description Compliance Associate – Code of Ethics \n Location: New... ..., NY \n Industry: Alternative Investment Management \n Function: Legal & Compliance \n Level: Associate... ...environment applicable to SEC-registered investment advisers is beneficial....Legal
$200k - $250k
...client, a publicly traded global asset manager with affiliated investment advisers, is seeking an attorney to join its Regulatory & International Legal team in a highly visible role... ...managers \n \n Experience with registered funds, mutual funds or UCITS is helpful...LegalPrivate practiceWork at office- ...a seasoned leader to oversee and enhance its Third-Party Risk Management (TPRM) program in Vernon Hills, ensuring regulatory readiness and... ...program improvements. You will collaborate with Finance, IT, Legal, and Procurement to assess controls, review SOC reports, and report...LegalOngoing contract
$152.5k - $185k
...credit departments. With strong visibility to senior and executive management and exciting career growth prospects, it's an ideal fit for a... ..., loan secondary prices, and other relevant indices; report findings and credit impacts to senior officers in a timely manner \n...Work at office- ...Job Description A leading global investment management firm is seeking an Investment Management Legal Analyst to join its Legal & Compliance team in New York. \n \n This role offers the opportunity to work closely with attorneys, investor relations, communications...Legal
$275k - $425k
...Job Description Investment Funds Associate | New York | 3-5 Years | $275,000-$425,000 \n AJ Chambers... ...funds and alternative investment managers, including hedge funds, private equity... ...regulatory or compliance matters \n ~ Strong legal research, drafting and analytical...LegalWork at officeRemote work- ...reputable Alternative Asset Management clients currently seeking to add an Associate to their growing global... ...but limited to Legal, Compliance, and Regulatory... ...Ethics \n Preparing investment related presentations... ...and be able to present findings to the managerial level...Legal
- ...large/well-known Private Equity Firm that invest primarily in Real Estate and Real Estate... ...Analyst to their growing Acquisition/Asset Management Team. This opportunity is very well... ...statistical analysis \n Work with Compliance, Legal and Marketing Teams \n Oversee back-...Legal
$95k
...Job Description Invest in New York City’s future: join a small... ...The Partnership Fund offers Associates unique exposure to public sector... ...provide feedback to senior management \n · Assist senior management... ...management and pro bono legal assistance \n \n...LegalWork experience placementInternshipWork at office$275k - $425k
...Job Description Sadis & Goldberg LLP is looking to hire a 3rd to 5th year investment funds/management associate (Classes of 2020–2023) for our Financial Services Group in NYC. Our offices are located two blocks from Grand Central. \n \n Compensation range should...Work at officeRemote workMonday to Friday- ...product development, pilot production, commercialization, operations management, and access to scaled procurement of materials including rigid... .... \n Bachelor's degree in business administration, legal studies, finance, or a related field. \n Demonstrated ownership...LegalContract workWork at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Investment Management Associate (Legal) Registered Finds. Be the first to apply!
- investment consultant Mundelein, IL
- investment advisor Mundelein, IL
- asistente legal Mundelein, IL
- healthcare legal Mundelein, IL
- legal writing Mundelein, IL
- legal studies Mundelein, IL
- legal specialist Mundelein, IL
- remote legal research Mundelein, IL
- senior manager legal Mundelein, IL
- legal sales Mundelein, IL



