Registered Client Service Associate (Series 7 Required)
$50k - $70kHennion & Walsh
Licensed Client Service Associate (Series 7 Required) Parsippany, NJ At Hennion & Walsh, a Licensed Client Service Associate is a vital member of our team, providing high‑quality client service and support to financial advisors. The role is ideal for professionals who already hold Series 7 and Series 63 licenses, are motivated to grow their career in financial services, and are looking for a position that balances client interaction with operational responsibilities. Overview Hennion & Walsh champions the individual investor, placing the client at the center of everything we do. We focus on building personal relationships and guiding clients toward their financial goals through conservative income and growth strategies. Responsibilities Provides sales/administrative/operational client service support to a team of financial advisors, including soliciting and delivering financial advice in collaboration with the team. Develops and maintains client relationships. Proactively supports the financial advisors through the sales process. Delivers administrative support to the financial advisors. Qualifications Bachelor’s degree or equivalent combination of education and experience. Series 7 and Series 63 licenses. Strong client service skills and attention to detail. Highly professional work ethic. Ability to manage multiple responsibilities and take initiative. Excellent organizational and time‑management skills. Clear verbal, written, and interpersonal communication skills. Knowledge of brokerage systems. Proficiency in Microsoft Office (Word, Excel, Outlook). Experience working in a fast‑paced, team‑based environment. Full medical and dental benefits. 401(k) plan with company match. The base salary range for this position is $50,000–$70,000 per year, with total compensation potentially including variable components and benefits such as health coverage, 401(k) participation, and paid time off. This role requires in‑person attendance. #J-18808-Ljbffr Hennion & Walsh
$50k - $70k
Registered Client Service Associate (Series 7 Required) Parsippany, NJ At Hennion & Walsh, a Licensed Client Service Associate (Series 7 Required) is an integral part of our mission to provide the highest degree of advice and services to our valued clients each and every...SuggestedWork at officeImmediate start$50k - $70k
Hennion & Walsh, Inc. is seeking a Registered Client Service Associate in Parsippany, NJ. This role requires Series 7 and 63 licenses and offers a competitive salary range of $50,000-$70,000 per year. Ideal candidates will possess strong client service and organizational...Suggested$32.22k - $90k
...Registered Client Service Associate Registered Client Service Associates provide exceptional service to... ...including collecting client information and required documentation in a clerical capacity... ...College degree preferred Active Series 7 (GS), and Series 66 (AG/RA) or...SuggestedTemporary workWork at officeLocal area$75k - $85k
...65BR Your role We’re looking for a Registered Client Associate to assist financial advisors in client... .... Educate clients on account services and capabilities. Help with the preparation... ...Qualifications and skills required: Series 7 and 66 licenses. Ideally 5+ years...SuggestedFull timeWork at office$60k - $65k
...investment bank and full service broker-dealer. With roots... ...Oppenheimer & Co is seeking a Registered Client Service Associate to join the Summit, NJ... ...attention to detail. The role requires the ability to operate... ...detail and thoroughness FINRA Series 7 and 63/65 (or 66)...Suggested- Registered Client Service AssociateRegistered Client Service Associates provide exceptional service to our clients and support Financial... ...client information and required documentation in a clerical capacity... ...degree preferredActive Series 7 (GS), and Series 66 (AG/RA) or...Temporary workWork at officeLocal area
$31.2k - $90k
...Senior Registered Service Associates perform operational support and oversight on... ...firm policies and regulatory requirements • Remedy and/or escalate... ...solutions that support clients’ needs including secure, digital... ...preferred • Active Series 7 (GS) and Series 66 (AG/RA...Full timeTemporary workWork at officeLocal areaRemote workHome officeNight shift$105k - $135k
...Registered Senior Client Service Associate, Wealth Management Location: Morristown, NJ (In-office, Monday-Friday... ...paperwork, Beneficiary updates, Required minimum distributions, Cash management... ...of working independently ~ Series 7 and 66/65 preferred or willingness...Full timeWork at officeMonday to Friday$55k - $75k
...Entry-Level Client Service Associate, Wealth Management Location: Morristown, NJ (In-office, Monday... ...and internal task queues Requirements What We're Looking For ~03+... ...and professionalism ~ Preference for Series 7 and 66/65 or willingness to obtain....Full timeWork at officeMonday to Friday- PowerToFly is looking for a Registered Client Service Associate in Morristown, NJ. This role involves providing exceptional service and support to Financial... ...itineraries. Qualifications include a High School Diploma and an Active Series 7 license. #J-18808-Ljbffr PowerToFly
$50.63k - $85k
## Client Service Associate, Investments, Denville, NJApplylocations: Denvilletime type: Full timeposted... ...essential duty satisfactorily. The requirements listed below are representative of... ...*Certifications:*** ## NASD licenses Series 7, 65 & 63 or 66 - Required.* ## Appropriate...Hourly payFull timeContract workWork experience placementWork at officeHome officeShift work$32.22k - $90k
Registered Client Service Associate Registered Client Service Associates provide exceptional service to our clients and support Financial Advisor(s)... ...client accounts, including collecting client information and required documentation in a clerical capacity at the direction of...Temporary workWork at officeLocal area$44k - $66k
...Client Associate/Registered Client Associate Embrace RBC Wealth Management's core values and inclusive... .... Such responsibilities may include servicing clients, researching problems,... ...advisors more efficient and effective Series 7 and 66 (or 63/65) licenses or the willingness...Full timeFlexible hours$65k - $85k
...Your role Are you truly service oriented? Do you know how... ...people? We're looking for a Registered Client Associate to: • keep management... ...operations Fully registered - Series 7 & 65 or 66 Working... ...are not limited to, role-required experience, qualifications,...Full timeFlexible hours$50k - $70k
Hennion & Walsh is seeking a Licensed Client Service Associate in Parsippany, NJ. This role involves providing high-quality client service to financial advisors, requiring Series 7 and 63 licenses. Candidates should possess strong client service skills and a professional...$25 - $44 per hour
...investment products and services for individuals,... ...wealth management, helping clients plan for retirement,... ...client‑first mindset. Required Qualifications Current... ...Industry Essentials (SIE), Series 7, and Series 66 (... ...timeframe if hired into a registered job code. Advanced...Hourly paySeasonal workLocal areaShift workDay shift$44k - $66k
...Client Associate/Registered Client Associate Embrace RBC Wealth Management's core values and inclusive... .... Such responsibilities may include servicing clients, researching problems,... ...advisors more efficient and effective Series 7 and 66 (or 63/65) licenses or the willingness...Full timeFlexible hours$45k - $60k
...Client Service Associate Are you ready to embark on a fulfilling career journey with a company that values teamwork, growth, and unparalleled... ...is $45,000-$60,000 per year. Please note this role requires in-person attendance. Placement in the range will vary based...Work at office$70k - $90k
...Client Service Associate Robertson Stephens Wealth Management is a national wealth management firm... ...Skills/Qualifications ~ BA/BS degree required ~2-3 years of relevant experience... ...and controls, where needed ~ Series certifications not required, but a plus...Work at office$32.2k - $90k
PowerToFly is hiring a Registered Client Service Associate in Morristown, New Jersey. This role focuses on providing exceptional client service and... ...supporting marketing strategies. A High School diploma is required, with a preference for a college degree and relevant...- Oppenheimer & Co. Inc. is looking for a Registered Client Service Associate in Summit, NJ, to support daily operations of a wealth management practice. The ideal candidate will have strong interpersonal skills, attention to detail, and a willingness to maintain the highest...
$49.5k - $77k
...? This role is perfect for experienced professionals with 3+ years in a Registered Client Associate position and active Series 7 and 66 (or 63/65) licenses, ready to deliver exceptional service in a fast-paced, collaborative environment. Here, you’ll be more than just...Full timeFlexible hours- ...investment products and services for individuals,... ...and Wealth Management Client Associates help clients pursue the... ...with specific requirements for office-based attendance... ...Industry Essentials (SIE), Series 7, and Series 66 (63... ...being hired into a registered job code.**...Seasonal workWork at officeWork from homeShift workDay shift
- ...Bleakley is a leading independent Registered Investment Advisor firm... .... Our commitment to our clients is matched only by our dedication... ...seeking a dynamic Client Service Associate to join Advisors, Mark... ...Social Media platforms. Requirements: Knowledge and Skills...Contract workWork at office
$50.63k - $85k
Santander Consumer USA Inc. is seeking a Client Service Associate in Denville, NJ to support Financial Advisors and enhance client... ...and excellent communication skills. The position also requires NASD licenses Series 7, 63, and 65 or 66, and offers a competitive salary range...- ...NJ, is seeking a Licensed Wealth Management Associate to build strong client relationships while ensuring high levels of service and support. The ideal candidate will have Series 6 and 63 licenses with a preference for Series 7 and 65/66. We're looking for individuals...
$65k - $75k
...enriching the lives of our clients. We continually seek to perfect... ...and investment management services to over 80,000 households from... ...welcome a Sr Client Service Associate to our team. This onsite,... ...protected status. Physical Requirements This position requires the ability...Full timeTemporary workPart timeWork at officeWorldwideMonday to FridayFlexible hours- Wealth Enhancement Group, LLC in Summit, NJ is seeking a full-time Sr Client Service Associate to enhance client relationships and support financial advisors. This position requires strong financial services experience and effective communication skills. The role includes...Full time
$80k - $110k
This position will be responsible for client, consultant, and prospective client reports,... ...and be a good communicator. This position requires a bachelor’s degree and 3+ years of... ...dynamic individual to work in our Client Service and Business Development Group. This professional...Work at office$60k - $85k
...1993 we have connected employees of our clients to over $4.5 billion of income protection... ...the first three months of employment requiring onsite work up to three days per week for... ...firms, providing administration and client service support for their individual disability...Full timeRemote workMonday to Friday3 days per week
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