Compliance Risk Manager
$120k - $130kTruist
Need Help? If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (accommodation requests only; other inquiries won't receive a response). Regular or Temporary: Regular Language Fluency: English (Required) Work Shift: 1st shift (United States of America) Please review the following job description: Leads a team of compliance professionals to ensure appropriate compliance risk oversight is in place for assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. Essential Duties And Responsibilities Lead and develop a compliance program/function which may include leading a team. Provide leadership and communicate effectively with senior management and legal staff, as necessary, to ensure awareness of regulatory issues and updates. Work closely with senior management to establish an appropriate compliance culture throughout the organization. Oversee the efforts of business units and other risk areas in the development and implementation of policies, procedures and processes to minimize compliance risks. Aggregate and review Risk Committee materials across team to ensure appropriate evaluation of program effectiveness and stated compliance risk is communicated to leadership. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations. Collaborate across internal team to implement strategies and methods related to the compliance risk management framework within the organization, including quality assessments, key risk, and performance measurement data, along with oversight monitoring and mitigation strategies. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives for the company, providing counsel and oversight in a collaborative, business savvy and team-first manner. Qualifications Required Qualifications: Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience Ten years of financial institution experience Eight years of direct experience in compliance Advanced knowledge, ability and expertise in compliance and a broad understanding of financial services Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance Solid understanding of risk management processes and risk analysis Strong communication skills, both verbally and written, and the ability to communicate and interact with all levels of management Preferred Qualifications: MBA, Juris Doctorate or other advanced degree Ten years of compliance experience, with five years at medium to large financial institution Prior supervisory or management experience Certified Regulatory Compliance Manager (CRCM) The annual base salary for this position is $120,000-$130,000.** All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist’s generous benefit plans, please visit our Benefits site. Depending on the position and division, this job may also be eligible for Truist’s defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work. Truist is an Equal Opportunity Employer that does not discriminate on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. Truist is a Drug Free Workplace. EEO is the Law E-Verify IER Right to Work #J-18808-Ljbffr Truist
$72k - $80k
...State University’s Office of Advancement is hiring for a Grants Manager. The Grants Manager is a strategic, action‑oriented leader... ...assembled and submitted well in advance. Post‑Award Management & Compliance (25%) Act as the primary Advancement liaison to departmental...SuggestedInterim roleWork at officeAfternoon shift$100k - $196k
...seeking a Senior Commercial Banking Portfolio Manager in Commercial Auto for the Commercial... ...the function, policies, procedures, and compliance requirementsCollaborate and consult with... ...credit policy, regulatory considerations, and risk rating methodologiesStrong communication...SuggestedFull timeWork experience placement- ...as Canada, Spain, France, Australia, and China.Governance, Risk, and Compliance (GRC) Analyst – SOX & Data Security FocusLocation: Clemmons... ...Sarbanes-Oxley (SOX) compliance, audit readiness, and risk management by partnering with Finance, IT, Internal and External auditors...Suggested
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$61k - $119k
...and providing a great client experience Build personalized, holistic financial plans tailored to every client's unique needs Manage your client's financial plans to help them achieve their goals Grow relationships with clients to support them through every stage...Full timeContract workFor contractorsWork at office$95.4k - $106k
...bi-weekly/monthly events in the office with your specific team. This is a requirement for this role. Health Plan Customer Success Managers are responsible for providing world-class strategic partnerships to our end clients. This role will serve as a trusted advisor to...Work at officeRemote workFlexible hours- ...faster winds—new ignitions spread faster and put more communities at risk. Today, most wildfires are detected by bystanders and reported... ...at . The Role We are looking for a Strategic Accounts Sales Manager / Senior Manager to lead our account growth and expansion...Full timeContract workImmediate startRemote workWorldwideFlexible hours
$61k - $119k
...network, and providing a great client experience Build personalized, holistic financial plans tailored to every client’s unique needs Manage your client’s financial plans to help them achieve their goals Grow relationships with clients to support them through every stage...For contractorsWork at office$1,000 per month
...weekly coaching, training, and development meetings Receive Risk Product State Licensing: Life, Accident, and Health Build life... ..., campus orgs, student government, etc) Excellent time-management skills Interest in financial literacy and planning tools...Full timeContract workFor contractorsInternshipLocal areaFlexible hours$50k
Edward Jones invites you to join as a financial advisor, building your own practice with support from regional and home office teams. Key Responsibilities Build relationships to create new clients via face‑to‑face and virtual sourcing strategies (e.g., residential, business...Work at officeHome officeFlexible hours- ...Want to learn more about Goodwill? Click on the links at the top of this page or go to: Job Summary The Finance Manager - Reporting & Compliance leads and develops a high-performing finance team while overseeing core financial operations, including reporting,...Full timeContract workTemporary workLocal area
- Bankers Life Financial Advisors help clients live more and worry less through personalized financial planning. They are business owners who acquire clientele and find financial solutions with help from industry-leading training, mentors, and products. As a Financial Advisor...Work at officeFlexible hours
- ...service. The position is responsible for managing a portfolio of existing firm clients and... ...Pinnacle standards for appropriate risk rating; credit soundness thresholds; and... ...under approved authority limits. Ensure compliance with the firm's credit policies and regulations...Work at office
- Pursuit is seeking a Financial Planner (CFP) in Greensboro, NC to support a growing client base and contribute to investment strategy. This hands-on role offers a clear growth path into an Advisor role. You will prepare comprehensive financial plans, analyze client portfolios...
- A leading fraternal benefit society in Greensboro, North Carolina is seeking an Associate Financial Representative. This role focuses on building long-term relationships with clients, creating tailored financial strategies to improve their financial lives. Candidates should...
- ...placement, and required documentation within compliance guidelines.Build ongoing relationships... ...with members, advisors, vendors, senior managers, and front line employees.Ability to... ...Union from compliance or trade related risk.Familiarity with investor programs and a...Full timeWork at officeRemote workFlexible hoursShift work
$50k
Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 9 million clients and 20,000 financial advisors across the U.S. and Canada, we’re proud to be privately-owned, placing the focus...Work at officeWork from homeHome officeFlexible hours- ...The Specialized Recruiting Group is hiring an Account Manager for a reputable commercial landscape company in Winston Salem. You will manage all aspects of a maintenance portfolio, focusing on customer service, sales enhancement, and meeting quality and production goals...
- ...prep and ongoing financial strategy Assist with investment analysis and potential trading activity Contribute to insurance and risk management planning Take ownership of smaller client needs to support senior advisors Operate as a true team player, wearing multiple hats...Flexible hours
- ...( Job Description: Merrill Wealth Management is a leading provider of comprehensive wealth... ...objectives, resources, time horizon, risk profile and preferences Balancing... ...follow up, prospect building, administrative compliance, and personal growth and development...Interim roleWork at officeLocal areaImmediate startShift workDay shift
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- ...of branch leads at the direction of the Manager, consistent execution of all customer transaction... ...and the accountability to serve as risk managers for their businesses by... ...committed to achieving superior levels of compliance by adhering to regulatory laws and guidelines...Work at office
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- Has a commitment to exquisite service for our members that will lead to our ability to create a reasonable rate of return for our shareholders, a bright future for our dedicated bankers, and a leadership role for our bank in promoting the social, cultural, and economic...Local area
$1,000 per month
...in weekly coaching, training, and development meetings Receive Risk Product State Licensing: Life, Accident, and Health Build life... ...athlete, campus orgs, student government, etc) Excellent time‑management skills Interest in financial literacy and planning tools...Full timeInternshipLocal area
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