Director, FCM Compliance & Market Surveillance
Socket.dev
Crypto.com is seeking an experienced Director of Compliance to lead the FCM regulatory program, ensuring adherence to CFTC, NFA, and related rules in a fast-paced fintech environment. This role will report to the Chief Compliance Officer and partner across Product, Engineering, and Operations. The ideal candidate will oversee market surveillance, antimoney laundering, and customer onboarding, while guiding regulatory strategy and risk management for event contracts and prediction markets. #J-18808-Ljbffr Socket.dev
- Crypto.com seeks an experienced Director to lead the compliance function for its FCM operations in the United States. You will build and manage a program aligned... ...liaison to regulators and guiding governance, surveillance, AML/KYC, and control integration across product...Surveillance
- Crypto.com is seeking a Director of Compliance to lead our FCM regulatory program aligned with CFTC/NFA requirements... ...ongoing compliance for prediction markets and event contracts. In this fast-... .../CIP processes, and oversee market surveillance to detect manipulation or #J-18808...Surveillance
$190k - $225k
Senior Director, Regulatory & Compliance Location: Chicago, IL Schedule: Hybrid - Onsite Tuesday through... ...Bonus Industry: Financial Markets / Exchange / Regulatory Compliance... ...market integrity initiatives, trade surveillance, investigations, and adherence to CFTC...SurveillancePermanent employmentFull timeContract work- ...Wealth Management, Capital Markets, Futures and Advanced... ...an experienced Chief Compliance Officer of the Futures... ...Commission Merchant (FCM). The position ensures... ...and oversee Trade Surveillance activities Interface... ...executives and Boards of Directors ~ Proven track...SurveillanceWork at office
- Broker dealer located in Chicago looking to bring on board a “Executive Director - FCM Compliance Advisory” to join their team. This role is currently in a hybrid schedule (3 days in office / week).Responsibilities:Support the Head of FCM Compliance by providing Compliance...SuggestedWork at officeImmediate start3 days per week
$215k - $225k
...and that access to financial markets should not be limited by geography... ...execution and regulatory compliance in everything we do. Join us... ...highly motivated and seasoned VP, FCM, Tokenization & Stablecoin... ...approve detailed reports and surveillance investigations prepared by...SurveillanceFull timeContract workWork at officeRemote workWorldwide- ...seeking an experienced, strategic, and Director to lead the compliance function for our registered Futures Commission Merchant (FCM). As prediction markets and event contracts emerge as a... ...3 statutory duties, oversee market surveillance for event contracts, and partner directly...SurveillanceContract work
- ...Job Title: Deputy Chief Compliance and Regulatory Officer Location... ...will be part of the Exchange Market Regulation team responsible... ...advisories, investigations, trade surveillance, and disciplinary actions.... ...are looking for a Senior Director, Deputy Chief Compliance and...SurveillanceFull time3 days per week
$181k - $288k
...Acquisitions (M&A)Job DescriptionThe Director, Quality & Regulatory M&A is... ..., ensuring continuity of compliance and regulatory obligations... ..., and support to global market organizations.Support financial... ...systems, post market surveillance and internal / external audit...SurveillanceFull timeWork at officeImmediate startWork visaRelocation package3 days per week$90k - $110k
Chicago, IllinoisCompliance - Regulatory Compliance & Operations /HybridCrypto.com |... ...opportunity for a full time Analyst to join its Market Regulation team. CDNA is a U.S.... ...market advisories, investigations, trade surveillance, and disciplinary actions. In this position...SurveillanceFull timeContract workWeekend workAfternoon shift- ...Deputy Chief Compliance Officer About the Company Respected ETF investment technology... ...& planning product development marketing business development distribution... ...leveraging technology, data, and AI to enhance surveillance, testing, and issue management while...Surveillance
- ...Head of Marketing About the Company Premier legal services firm specializing in jury consulting, trial presentation & social media surveillance Industry Legal Services Type Privately Held, Private Equity-backed Founded 2007 Employees 501-1000...Surveillance
$170k - $240k
Litigation Marketing Senior Manager - RegulatoryCooley is seeking a Litigation Marketing Senior Manager - Regulatory to join the Marketing... ...day-to-day supervision of direct reports, ensure compliance with assigned work hours and monitor for compliance with all firm...Full timeTemporary workWork at officeImmediate startFlexible hoursWeekend work- ...Description Job Description The Technology Integration and Marketing Manager will lead the implementation of technology platforms... ...). · Manage and support rollout of mobile applications, surveillance systems, and reporting dashboards. · Maintain vendor relationships...Surveillance
$202k - $303k
The Senior Advisor: Market Regulation and Regulatory Service Agreement (RSA), serves... ...guide implementation strategies across surveillance and market investigations functionsReviews... ...regulation, market regulation, compliance, or related regulatory operations rolesDemonstrated...SurveillanceFull timeContract workTemporary workFor contractorsFor subcontractorWork at officeLocal areaImmediate start$340k - $370k
...analytical, and transformative leader to serve as the Head of Capital Markets . This role will own the strategic multi-year funding roadmap... ...Data, Loan Products & Capital Strategy, and Risk & Portfolio Surveillance while fostering a results-oriented culture focused on rapid...SurveillanceContract workRemote workWork from homeFlexible hoursShift work- Cboe Global Markets is seeking a leader to manage all facets of our Market Data Administration, including onboarding, licensing, reporting... ...and the supporting team while driving efficiency and compliance. The ideal candidate has deep market data knowledge, strong communication...
$160k - $180k
Jupiter Power is seeking a Director of Regulatory Affairs to join its Communications team. In this role, based out of Chicago or other... ...regulatory requirements essential for project participation in markets. The ideal candidate will have 6+ years in regulatory affairs and...$80k
...AML Compliance Manager Responsibilities: Oversee the day-to-day execution of the... ...functionally with Cage, Table Games, Slots, Surveillance, Security, and other departments to... ...issues, and control failures to the Director of Compliance Perform duties and responsibilities...SurveillanceWeekend workAfternoon shift- ...DCM), clearinghouse (DCO), and brokerage (FCM). Bitnomial offers the Bitcoin Complex... ...systems, position netting and settlement, market data, and collateral flows. The codebase... ...and serialization, or reconciliation and surveillance pipelines is valuable but not required....SurveillanceFull timeWorldwide
$95k - $165k
As a Director - Compliance Consultant you will lead complex Health & Benefits compliance engagements while serving as a trusted advisor to large... ...compliance intellectual capital, methodologies, tools, and market-facing insightsSupport business development efforts by...Temporary workLocal areaVisa sponsorshipWork visaFlexible hours$103k - $138k
...clean energy to millions of consumers. Responsibilities Job Purpose The role will have a heavy emphasis on regulatory affairs and market analysis and strategy across Pattern’s current priority RTOs/ISOs and emerging markets. The position will support the current regionally...Full timeTemporary workWork experience placement- ...protection. Job DescriptionWe are seeking a Compliance Manager to support and strengthen our... ...leaders and the Adviser’s Board of Directors regarding the compliance programs results... ...of policies and procedures through surveillance, monitoring, and examinations. Guides junior...SurveillanceFull timeContract workWork at officeWork from homeWork visa
- ...As a Director - Compliance Consultant you will lead complex Health & Benefits compliance engagements while serving as a trusted advisor to large... ...compliance intellectual capital, methodologies, tools, and market-facing insights Support business development efforts by...
$190k - $220k
As a global marketing experience company, Quad’s goal is to help our clients win every day. We use our data-driven integrated marketing... ...we can always create a better way.General Purpose of JobThe Director, Content Strategy & Marketing will sit onsite at our Chicago office...Work at officeLocal area$212.5k - $272.5k
...flexible work environment where new ideas are encouraged and everyone is a stakeholder.What you'll be responsible for:As the Director, Arc - Capital Markets Strategy & GTM, you will define and execute Arc's capital markets ecosystem strategy, helping establish Arc as the...Flexible hours- ...largest TV network - and almost 4 times the size of the largest ad-supported music streaming service. In fact, we have:More #1 rated markets than the next two largest radio companies combined;We’re the largest podcast publisher, with more monthly downloads than the second...Full timeWork at officeRemote workFlexible hours
$133.37k - $156.9k
...stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One.Job DescriptionLeads the go‑to‑market strategy for the Elan Financial Services Credit Card business, delivering customer‑centric, multi‑channel marketing programs that...Full timeWork experience placementLocal area- ...Head of Compliance, Prediction Markets About the Company Peer-to-peer betting exchange for smart bettors seeking more value. Industry Gambling & Casinos Type Privately Held About the Role The Company is seeking a Head of Compliance for Prediction...
- ...Surveillance Compliance Officer Chicago - Onsite About The Role: We are seeking... ...and Voice Surveillance for U.S. BD and FCM businesses. Review, investigate, document... ...Looking For: ~3+ years Financial markets surveillance experience required. ~...SurveillanceWork at office
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