Director, FCM Compliance & Prediction Market Surveillance
Crypto
Crypto.com seeks an experienced Director to lead the compliance function for its FCM operations in the United States. You will build and manage a program aligned with CFTC and NFA requirements, serving as the primary liaison to regulators and guiding governance, surveillance, AML/KYC, and control integration across product and operations. The role reports to the Chief Compliance Officer for Crypto Derivatives North America and the Board of Directors, with a focus on scalable, automated controls #J-18808-Ljbffr Crypto
- Crypto.com is seeking an experienced Director of Compliance to lead the FCM regulatory program, ensuring... ...The ideal candidate will oversee market surveillance, antimoney laundering, and customer... ...for event contracts and prediction markets. #J-18808-Ljbffr Socket....Surveillance
- Crypto.com is seeking a Director of Compliance to lead our FCM regulatory program aligned with CFTC/NFA requirements... ...to ensure ongoing compliance for prediction markets and event contracts. In this fast... ...processes, and oversee market surveillance to detect manipulation or #J-188...Surveillance
- ...Head of Compliance, Prediction Markets About the Company Peer-to-peer betting exchange for smart bettors seeking more value. Industry Gambling & Casinos Type Privately Held About the Role The Company is seeking a Head of Compliance for Prediction...Suggested
$215k - $225k
...that access to financial markets should not be limited... ...and regulatory compliance in everything we do. Join... ...motivated and seasoned VP, FCM, Tokenization &... ...expansion into event-based prediction markets and stablecoin... ...detailed reports and surveillance investigations prepared...SurveillanceFull timeContract workWork at officeRemote workWorldwide- ...seeking an experienced, strategic, and Director to lead the compliance function for our registered Futures Commission Merchant (FCM). As prediction markets and event contracts emerge as a... ...3 statutory duties, oversee market surveillance for event contracts, and partner directly...SurveillanceContract work
$190k - $225k
Senior Director, Regulatory & Compliance Location: Chicago, IL Schedule: Hybrid - Onsite Tuesday through... ...Bonus Industry: Financial Markets / Exchange / Regulatory Compliance... ...market integrity initiatives, trade surveillance, investigations, and adherence to CFTC...SurveillancePermanent employmentFull timeContract work- ...Wealth Management, Capital Markets, Futures and Advanced... ...an experienced Chief Compliance Officer of the Futures... ...Commission Merchant (FCM). The position ensures... ...and oversee Trade Surveillance activities Interface... ...executives and Boards of Directors ~ Proven track...SurveillanceWork at office
$90k - $110k
...IllinoisCompliance - Regulatory Compliance & Operations /HybridCrypto.... ...time Analyst to join its Market Regulation team. CDNA is a U... ...advisories, investigations, trade surveillance, and disciplinary actions.... ...in Derivatives or Prediction MarketsExperience in Tradfi...SurveillanceFull timeContract workWeekend workAfternoon shift- Broker dealer located in Chicago looking to bring on board a “Executive Director - FCM Compliance Advisory” to join their team. This role is currently in a hybrid schedule (3 days in office / week).Responsibilities:Support the Head of FCM Compliance by providing Compliance...Work at officeImmediate start3 days per week
$340k - $370k
...leader to serve as the Head of Capital Markets . This role will own the strategic... ...Securitization (ABS) Program: Maintain a highly predictable, programmatic issuance cadence across... ...Capital Strategy, and Risk & Portfolio Surveillance while fostering a results-oriented...SurveillanceContract workRemote workWork from homeFlexible hoursShift work- StoneX Group in Chicago seeks a Compliance Analyst to monitor trading activity and ensure regulatory obligations are met by internal and... ...have 1-2 years in compliance, familiarity with futures markets and CFTC/NFA rules, and a Finance/Accounting/Economics/Business...Surveillance
- ...Job Title: Deputy Chief Compliance and Regulatory Officer Location... ...will be part of the Exchange Market Regulation team responsible... ...advisories, investigations, trade surveillance, and disciplinary actions.... ...are looking for a Senior Director, Deputy Chief Compliance and...SurveillanceFull time3 days per week
$181k - $288k
...Acquisitions (M&A)Job DescriptionThe Director, Quality & Regulatory M&A is... ..., ensuring continuity of compliance and regulatory obligations... ..., and support to global market organizations.Support financial... ...systems, post market surveillance and internal / external audit...SurveillanceFull timeWork at officeImmediate startWork visaRelocation package3 days per week- ...Deputy Chief Compliance Officer About the Company Respected ETF investment technology... ...& planning product development marketing business development distribution... ...leveraging technology, data, and AI to enhance surveillance, testing, and issue management while...Surveillance
- ...Head of Marketing About the Company Premier legal services firm specializing in jury consulting, trial presentation & social media surveillance Industry Legal Services Type Privately Held, Private Equity-backed Founded 2007 Employees 501-1000...Surveillance
$170k - $240k
Litigation Marketing Senior Manager - RegulatoryCooley is seeking a Litigation Marketing Senior Manager - Regulatory to join the Marketing... ...day-to-day supervision of direct reports, ensure compliance with assigned work hours and monitor for compliance with all firm...Full timeTemporary workWork at officeImmediate startFlexible hoursWeekend work- ...Description Job Description The Technology Integration and Marketing Manager will lead the implementation of technology platforms... ...). · Manage and support rollout of mobile applications, surveillance systems, and reporting dashboards. · Maintain vendor relationships...Surveillance
$202k - $303k
The Senior Advisor: Market Regulation and Regulatory Service Agreement (RSA), serves... ...guide implementation strategies across surveillance and market investigations functionsReviews... ...regulation, market regulation, compliance, or related regulatory operations rolesDemonstrated...SurveillanceFull timeContract workTemporary workFor contractorsFor subcontractorWork at officeLocal areaImmediate start$80k - $85k
Overview Connecting clients to markets - and talent to opportunity. With 5,400+ employees and over 8... ...progression and growth. Responsibilities The Compliance Analyst will support various ongoing monitoring and surveillance functions to ensure regulatory obligations are...Surveillance- Cboe Global Markets is seeking a leader to manage all facets of our Market Data Administration, including onboarding, licensing, reporting... ...and the supporting team while driving efficiency and compliance. The ideal candidate has deep market data knowledge, strong communication...
$150k - $180k
...life balance.Being a Principal Product Marketing Manager at iManage Means…You will own the... ...the security, governance, risk, and compliance capabilities of the iManage portfolio.... ...workstreams, standardize outputs and improve predictability and quality.Strong communication skills...Work at officeLocal areaWorldwideFlexible hoursShift work$160k - $180k
Jupiter Power is seeking a Director of Regulatory Affairs to join its Communications team. In this role, based out of Chicago or other... ...regulatory requirements essential for project participation in markets. The ideal candidate will have 6+ years in regulatory affairs and...- ...DCM), clearinghouse (DCO), and brokerage (FCM). Bitnomial offers the Bitcoin Complex... ...systems, position netting and settlement, market data, and collateral flows. The codebase... ...and serialization, or reconciliation and surveillance pipelines is valuable but not required....SurveillanceFull timeWorldwide
$80k
...AML Compliance Manager Responsibilities: Oversee the day-to-day execution of the... ...functionally with Cage, Table Games, Slots, Surveillance, Security, and other departments to... ...issues, and control failures to the Director of Compliance Perform duties and responsibilities...SurveillanceWeekend workAfternoon shift$95k - $165k
As a Director - Compliance Consultant you will lead complex Health & Benefits compliance engagements while serving as a trusted advisor to large... ...compliance intellectual capital, methodologies, tools, and market-facing insightsSupport business development efforts by...Temporary workLocal areaVisa sponsorshipWork visaFlexible hours- Reports To: AML Compliance Officer, tastytrade Employment Type: Full... ..., futures, crypto, and prediction market products to retail clients. We are seeking a Senior Surveillance Specialist to help build out... ...experience at a broker-dealer, FCM, exchange, or regulator; experience...SurveillanceFull timeContract workWork at office
$103k - $138k
...clean energy to millions of consumers. Responsibilities Job Purpose The role will have a heavy emphasis on regulatory affairs and market analysis and strategy across Pattern’s current priority RTOs/ISOs and emerging markets. The position will support the current regionally...Full timeTemporary workWork experience placement- ...protection. Job DescriptionWe are seeking a Compliance Manager to support and strengthen our... ...leaders and the Adviser’s Board of Directors regarding the compliance programs results... ...of policies and procedures through surveillance, monitoring, and examinations. Guides junior...SurveillanceFull timeContract workWork at officeWork from homeWork visa
$85k - $175k
...compete at the highest levels in the global markets. Rooted in a culture of integrity, collaboration... ...implement AI-driven techniques to enhance predictive risk modeling, anomaly detection, and automated trading surveillance. Live Trading Oversight: Provide real-time, first...SurveillanceNight shiftDay shiftEarly shift- ...As a Director - Compliance Consultant you will lead complex Health & Benefits compliance engagements while serving as a trusted advisor to large... ...compliance intellectual capital, methodologies, tools, and market-facing insights Support business development efforts by...
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