Senior Vice President, Associate General Counsel, Technology & Enterprise Services
Confidential
Senior Vice President, Associate General Counsel, Technology & Enterprise Services
About the Company
Profitable broker & financial advisory firm
Industry
Financial Services
Type
Public Company
Founded
1989
Employees
5001-10,000
Categories
- Financial Services
- Consulting & Professional Services
- Brokerage
- Finance
- Investment Banking
- San Diego
- Employee Advisor
- Financial Advisor
- Financial Professional
- LPL
- LPL Financial
- Linsco Advisor
- Linsco Private Ledger
- RIA
- Registered Investment Advisor
- Strategic Wealth Services
- Strategic Wealth Services Advisor
- Investing
- Financial Advisers
Specialties
- independent broker/dealer
- institution services
- ria
- independent advisors
- custom clearing services
- and financial services
Business Classifications
- B2B
About the Role
The Company is seeking a senior legal executive to lead legal strategy, risk management, and counsel across technology and enterprise services. The role oversees intellectual property, technology, cybersecurity, privacy, and commercial contracting, while advising executive leaders on enterprise initiatives, transformation, partnerships, and emerging legal and regulatory risks. Responsibilities include leading and developing legal teams, supporting technology innovation and responsible data use, advising on cyber incident preparedness and privacy governance, and improving contracting frameworks. The executive will collaborate across business and control functions, translating complex legal issues into practical guidance while balancing risk management with business needs. Candidates must hold a Juris Doctor from an accredited law school and be an active member in good standing of at least one U.S. state bar. At least 10 years of legal experience, including significant leadership experience, is required, along with deep expertise across several areas such as technology transactions, privacy, cybersecurity, intellectual property, and commercial contracting. Applicants should have a record of advising senior executives and boards on complex, high-impact matters. Experience in regulated financial services or technology, artificial intelligence, digital transformation, cloud computing, data governance, and leading teams through organizational change is preferred.
Hiring Manager Title
Chief Legal Officer
Functions
- Legal
Vacancy posted 4 days ago
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