Investment Compliance, Vice President
$175k - $200kBlue Owl Capital Holdings LLC
Role Summary The role provides comprehensive compliance coverage and advisory support across the firm’s investment strategies, with a primary focus on credit secondaries products. The Vice President partners closely with investment, legal, and operational teams to deliver practical guidance on regulatory requirements, conflicts, and transaction execution. Responsibilities Primary compliance oversight of credit secondaries strategy and products Ensure compliance with regulatory and firmwide processes including conflicts, allocations, and other ad hoc compliance requests Support the launch of new funds and assist with ongoing maintenance of existing funds—including establishing or updating processes and identifying areas of risk Conduct conflicts checks on complex portfolios or situations to support deal flow Ensure all NDAs, wall cross, committee decisions, allocations, cross trades, or other requests are documented accurately, completely, and timely Collaborate with internal deal teams, Finance, Accounting & Operations, Technology, Legal and external counsel to further ongoing workstreams or resolve transaction/conflicts related issues Review transactions on weekly conflicts committee meetings to address existing or potential conflicts, risks or allocation considerations Adhere to and enforce compliance with all relevant policies and procedures Maintain and refresh procedure documents for areas of ownership, raising any necessary changes to Investment Compliance leadership Actively monitor email, trade chats and relevant in‑take systems for new requests Assist with regulatory inbound and/or routine filing requirements Partner with Internal Audit and Compliance Testing Group as needed Qualifications Strong ability to identify, elevate, and help resolve potential conflicts or issues Advanced analytical and problem‑solving skills; able to manage multiple workstreams concurrently Clear and effective communicator; proactive in escalation, guidance‑seeking, and concise reporting Demonstrated strength in time management and prioritization to meet key deadlines Deep subject matter expertise with the ability to assume increased responsibility and share knowledge with peers Proactively identifies opportunities to enhance efficiency and performance Raises and addresses issues that may impact clients or the firm’s reputation Team player that demonstrates curiosity and willingness to provide support where needed Ability to commute to Short Hills, NJ Compensation and Benefits The base annual salary range for this New Jersey-based position is $175,000 to $200,000. Actual salary offered will be based on the candidate’s skill, experience, and qualifications for the role. Employees may be eligible for a discretionary bonus based on individual and team performance. Benefits include Health, Dental and Vision insurance; 401(k); Healthcare and Dependent Care Flexible Spending Account; Short Term Disability insurance; Long Term Disability Insurance; Family Planning Support; Paid Time Off; and Leave of Absences. All benefits are subject to the terms and conditions of the Company’s plans and policies. Equal Opportunity Employment Blue Owl is proud to be an Equal Opportunity Employer. We evaluate qualified applicants without regard to race, color, national origin, religion, sex, sexual orientation, gender identity, disability, protected veteran status, and other statuses protected by law. #J-18808-Ljbffr Blue Owl Capital Holdings LLC
- ...with exceptional service is the foundation of our business. The Vice President of Accounting oversees the company’s global accounting operations, maintaining strong internal controls, and supporting compliance activities. This role is responsible for ensuring timely and...SuggestedTemporary workSummer workLocal area
$165k - $200k
The Role The Blue Owl Compliance Department is seeking an experienced Vice President for its Regulatory Compliance team. The candidate will report to the team lead... ...Must have at least 7+ years work experience in investment management, financial services, or industry-related...SuggestedTemporary workWork experience placementFlexible hours- ...next? Join us! Explore opportunities at dnb.com/careers. The Vice President, Enterprise Risk is a senior enterprise leader who advances a... ..., cyber, data, financial, international, reputational, and compliance dimensions. The role combines deep enterprise risk expertise...SuggestedWork at officeWorldwide
- Overview Regional Vice-President Sales (30144) at ExamWorks — a senior sales leadership role. ExamWorks is seeking a seasoned sales professional... ...of claims management, case management, and Medicare compliance related to workers' compensation, no-fault, liability, and disability...SuggestedLocal areaRemote work
- ...Bank, you are responsible for advising families on building, preserving and managing their wealth. You will use your knowledge of investments, financial planning, credit and banking to both advise current clients on all aspects of their balance sheet and generate new...SuggestedTemporary workWork experience placementLocal area
$175k - $200k
Blue Owl Capital Holdings LLC is seeking a Vice President to lead compliance coverage and advisory support across investment strategies, focusing on credit secondaries products. This role involves close collaboration with investment, legal, and operational teams to ensure...$175k - $200k
Dormont Manufacturing Co is hiring a Vice President to provide compliance coverage and advisory support in Short Hills, NJ. This role requires oversight... ...of credit secondaries products and collaboration with investment and legal teams to ensure compliance with regulations....- Veritext Corp is seeking a Vice President of Accounting to oversee global accounting operations and ensure compliance with U.S. GAAP and SEC requirements. This role involves preparing timely financial statements, managing audits, and collaborating with the executive team...
$165k - $200k
Dormont Manufacturing Co is looking for an experienced Vice President for its Regulatory Compliance team. This role focuses on supporting cybersecurity compliance, managing vendor risk, and ensuring adherence to various privacy regulations. Ideal candidates will have over...$150k - $175k
...Controller to manage accounting and financial operations across global subsidiaries. This role is crucial for ensuring regulatory compliance and orchestrating timely audits and tax filings. The ideal candidate will have 12+ years of experience in international...- ...Risk Leader in New Jersey to drive the global risk program and operational resilience. You will partner across Technology, Legal, Compliance, Finance, and Business units to identify, assess, and mitigate risks while elevating governance and reporting to the Board. This...
- ...Associate Vice President, A&H Counsel, Travel Insurance About the Company A P&C insurance carrier providing legal support for accident... ..., contracts, litigation, claims management, and regulatory compliance. This role is pivotal in partnering with business leaders to...
$206k - $266k
...and businesses after an insured loss occurs. Overview The Vice President, Talent Acquisition (VP, TA) is a senior HR leader responsible... ...All job duties and responsibilities must be carried out in compliance with applicable legal and regulatory requirements. Responsibilities...Relocation- ...accommodation would cause an undue hardship. If reasonable accommodation is needed, please contact: ****@*****.***. Export Control Compliance This position requires access to export controlled information. To conform to U.S. Government export regulations applicable to...Hourly payPermanent employmentContract workTemporary workFor contractorsCasual workWork at officeRemote workFlexible hoursShift work
- ...standard approach. We proudly provide unique financial plans and investment management services to over 80,000 households from our over 14... ...Group’s Corporate Communication Strategy and in good compliance standing Education/Qualifications Requires a 4-year degree;...Temporary workWork at officeFlexible hours
$65k - $80k
...toward achieving their goals. Openness to manage wealth on behalf of our clients including: Retirement Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning Ability to adapt and implement change...$175k - $275k
...$175,000.00 - $275,000.00 per year Senior Counsel/Assistant Vice President of Legal Affairs Business Immigration Attorney Healthcare Job... .... The successful candidate will be responsible for ensuring compliance with constantly evolving immigration laws and regulations, completing...Permanent employmentH1bEb 3 Visa SponsorshipWork at officeFlexible hoursShift work- ...maintaining and updating loan policies and procedures to ensure compliance with best practices and regulations, and staying abreast of... ...development within a dynamic and challenging environment. Hiring Manager Title President Functions ~ Finance...
- ...senior management. The role requires strong analytical skills, deep knowledge of valuation methods, and the ability to work across teams while ensuring ASC 820 compliance. A CFA/CPA is preferred; Power BI experience is a plus. #J-18808-Ljbffr Dormont Manufacturing Co
$178.6k - $267.8k
Prudential Ins Co of America seeks a Vice President for Enterprise Responsible AI and Data Quality Assurance in Newark, NJ. You'll lead a... ...governance and operational controls for responsible AI, ensuring compliance with regulatory standards. This hybrid role requires strong...- ...Morristown, NJ is seeking a skilled leader for the State Filings and Product Governance teams. You will guide form implementation, ensure compliance, and analyze competitor activities. The ideal candidate will have 15+ years of experience in state filings, with a collaborative...
- The Vice President/Senior Vice President is responsible for generating new business and expanding existing accounts through a consultative sales approach. During the interview process, we will determine the appropriate title based on years of experience and other qualifications...Work at officeRemote work
- ...culture that celebrates diversity and inclusion. IF YOU CAN DREAM IT, YOU CAN DO IT AT DIVERSIFIED. How You’ll Contribute: The Vice President, Media Solutions Architecture (VP Media) is responsible for providing senior technical and advisory leadership for all media,...Temporary workFlexible hours
$150k - $195k
...leading asset manager that is redefining alternatives®. With over $307 billion in assets under management as of December 31, 2025, we invest across three multi-strategy platforms: Credit, Real Assets and GP Strategic Capital. Anchored by a strong permanent capital base,...Permanent employmentWork experience placement- Prudential Annuities Distributors (PAD) is seeking a Vice President, Enterprise Responsible AI and Data Quality Assurance Operations to lead... ...providing senior leadership with actionable insights on compliance and risk management. This role requires a minimum of 10 years...
$300k - $400k
...Job Overview: The RWJBH Vice President of Ambulatory Health Informatics will function as the Ambulatory CMIO and physician executive... ...position will report to the CHIO to ensure that technology investments and implementations support the organizations ambulatory clinical...Work experience placementLocal areaFlexible hours- Fairygodboss at J.P. Morgan is seeking a skilled wealth planner in Summit, New Jersey. This role requires strong expertise in financial planning and client engagement, emphasizing collaboration on wealth strategy. The ideal candidate will have at least nine years of relevant...
$236.6k
Novartis is seeking an Executive Director, Product Strategy Lead in East Hanover, NJ. This role involves leading product strategy and managing the P&L for key products in the US market. Ideal candidates have over 10 years in pharmaceutical or healthcare sectors, strong ...$236.6k
Legend Biotech USA is seeking an Executive Director, Product Strategy Lead, to drive integrated product strategies within the US market. The role requires strong leadership in managing P&L and cross-functional collaboration with various teams to maximize product impact....$192.9k - $289.3k
The Position The Vice President & Actuary, Group Insurance Valuation & Capital will lead the central actuarial valuation team and capital management functions across Prudential Group Insurance, ensuring the integrity of reserves, capital adequacy, and statutory and GAAP...Remote work3 days per week
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Investment Compliance, Vice President. Be the first to apply!
- vice president of recruiting Short Hills, NJ
- vice president of customer success Short Hills, NJ
- vice president research Short Hills, NJ
- vice president innovation Short Hills, NJ
- vice president risk management Short Hills, NJ
- vp procurement Short Hills, NJ
- vice president fp&a Short Hills, NJ
- vice president design Short Hills, NJ
- vice president security Short Hills, NJ
- vice president sales Short Hills, NJ

