CFTC Regulatory Associate
BCG Attorney Search
Job Overview A law firm seeks an Associate with significant experience in Commodity Futures Trading Commission (CFTC) regulatory matters for their practice in Santa Monica, CA. The successful candidate will advise clients on compliance with the Commodity Exchange Act (CEA) and CFTC Regulations, engage with emerging markets including digital currency, and collaborate on cross‑disciplinary matters. Duties Conduct legal research and draft memoranda on CEA, CFTC Regulations, and enforcement trends. Review and analyze proposed registrants and business models for compliance. Engage with new and emerging markets, especially digital currency. Assist in preparing regulatory filings and no‑action letters. Collaborate on transactional, gaming, and litigation matters. Participate in client meetings, calls, and pitches. Requirements At least 3 years of direct CFTC and CEA experience. Experience with DCM compliance issues, including prediction markets. Fluency with digital currency regulatory matters. Strong research, writing, and analytical skills. Ability to manage multiple assignments in a fast‑paced environment. Excellent communication skills and eagerness to learn. Membership to the State Bar of the state in which the candidate expects to be located is required. Experience with SEC regulations valued, but not required. Education Juris Doctor (J.D.) degree. Certifications Membership to the State Bar. Skills Strong research and analytical skills. Excellent communication and writing abilities. Ability to work collaboratively across practice areas. Benefits Comprehensive health benefits including medical, dental, and vision. Mental well‑being programs. Child, family, elder, and pet care benefits. Short- and long‑term disability and parental leave benefits. Health savings account contributions and flexible spending accounts. 401K program. Flexible Time Off program and paid holidays. #J-18808-Ljbffr
- BCG Attorney Search is seeking an Associate with significant experience in Commodity Futures Trading Commission (CFTC) regulatory matters for their practice in Santa Monica, CA. The successful candidate will advise clients on compliance with the Commodity Exchange Act and...SuggestedFlexible hours
- BCG Attorney Search is seeking a junior to mid-level associate for their legal practice in Santa Monica, California. The role requires... ...of experience in the gaming industry, supporting partners with regulatory and compliance advice for gaming operators. Candidates must...SuggestedFlexible hours
- ...BCG Attorney Search is seeking an Associate Attorney to join its Healthcare Group in Los Angeles, CA. This position is ideal for candidates... ...safety, overseeing medical staff governance, and managing regulatory compliance, along with engaging in relevant litigation....Suggested
$235k - $365k
...Description Job Description Direct Counsel is representing a reputable law firm seeking a mid-level Insurance Regulatory & Transactional Associate to join its nationally integrated practice. Locations (Hybrid) Washington, D.C. Los Angeles Orange County...SuggestedTemporary workFlexible hours- ...responsible for supporting the Agency by implementing an effective compliance program that includes monitoring adherence to legal, regulatory, contractual and policy requirements, performing risk-based compliance monitoring and assisting in audit preparation. The role...SuggestedWork experience placementWork at office
- ...Secured garage parking provided About TSA Thomas Safran & Associates ("TSA Housing") builds, owns, and manages 75+ apartment... ...Responsibilities: Comprehensively read and adhere to all property regulatory agreements. Comply with all applicable government and...Full timeWork experience placementInterim roleWork at officeMonday to FridayFlexible hours
- Job Description Job Description American Hartford Gold is a leader in the precious metals industry, dedicated to providing our clients with exceptional service and expertise. We’re looking for a Compliance Specialist to ensure our team stays sharp, compliant, and...Immediate start
$78.88k - $83.03k
...including revisions, updates, and deletions. DUTIES AND RESPONSIBILITIES Monitor and respond to funder, governmental, and regulatory agencies regarding compliance issues Create systems and processes to ensure existing policies, consent forms, and documents comply...Work experience placementWork at officeLocal area- ...BCG Attorney Search seeks a junior to mid-level associate with 3-5 years of regulatory experience in the online or land-based gaming space for its Los Angeles office. The role involves conducting legal research, reviewing compliance, and supporting senior attorneys. The...Work at officeFlexible hours
- ...Better Angels Inc. is seeking a Senior Associate of Legislative and Regulatory Policy in Los Angeles, California. This full-time position is responsible for balancing research with member coordination to support advocacy efforts for affordable housing. The ideal candidate...Full time
$200k - $260k
Nossaman is seeking an Associate in Healthcare to join our team in Los Angeles. The ideal candidate should have 3-7 years of legal experience and excel in research, writing, and attention to detail. This role involves representing hospital medical staffs and navigating...$260k - $365k
Arnold & Porter is seeking a mid-level associate for its Life Sciences & Healthcare Regulatory practice in Los Angeles. You will provide regulatory support across healthcare product regulation and collaborate with a diverse range of clients, including hospitals and health...$235k - $365k
Arnold & Porter seeks a skilled attorney for their Life Sciences & Healthcare Regulatory practice in Los Angeles. Applicants should have at least three years of experience in drug and fraud matters, strong research, writing, and analytical skills, as well as the ability...Hourly pay$260k - $365k
A leading legal recruiting firm is seeking a Financial Regulatory Mid-Level Associate in Los Angeles. This role involves advising financial institutions and fintech companies on regulatory issues, compliance, and enforcement matters. Ideal candidates have 3-5 years of...- ...Federal Davis-Bacon Act (when applicable), and all other applicable regulatory requirements. Position Description: - Prepare and present... ...duties as assigned. Minimum Required Qualifications Associates degree from a recognized college or Additional qualifying...Contract workFor contractorsApprenticeshipFor subcontractor
$180k - $240k
...general compliance functions unrelated to registered funds, including ad-hoc compliance requests, Form ADV annual updates, and other regulatory compliance matters as needed Assist with special projects and strategic initiatives, as needed. Qualifications ~7+...Work at officeWorldwide- ...preferably in an SEC registered firm. Key responsibilities include managing employee compliance programs and ensuring adherence to regulatory standards. Successful candidates will thrive in a hybrid model work environment, enjoy a collaborative team culture, and receive...
$260k - $365k
Financial Regulatory Mid-Level Associate Los Angeles, United States | Posted on 03/05/2026 Financial Regulatory Associate | AmLaw 100 Platform | Multiple U.S. Offices Our AmLaw 100 client is building out its financial regulatory bench and is hiring a mid level associate...Work at office$122.4k - $195.5k
...practices (incident response, anti-malware solutions, threat detection, and vulnerability management); assessing and managing risks associated with third-party vendors and partners handling PII/PHI; developing and delivering security awareness training, emphasizing...Full timeCurrently hiringLocal areaRemote work- A regional water authority in Los Angeles is seeking an Associate Environmental Specialist to support water quality initiatives and environmental studies. The role involves analyzing legislation, preparing briefings, and collaborating across teams to ensure compliance with...
- ...Medical Affairs Associate Our client, a Pharmaceuticals company, is looking for a Medical Affairs Associate for their Santa Monica, CA/El Segundo, CA/Hybrid location. Responsibilities include assisting in the review of study-related documents, playing a direct role...
- ...Global Compliance Program. Oversee compliance readiness for regulatory engagement, audits, and enforcement actions. Implement all U.... ...Strategic Voice Serve as a key liaison to regulators, industry associations, and thought leaders. Stay ahead of emerging trends affecting...Work at officeWorldwideRelocation packageFlexible hours
- Job Description Job Description The minimum requirements and competencies are as follows: ~4 year Construction Management degree or equivalent (preferred) ~5 + years of tenant improvement interior construction. High Rise office preferred. ~ Project scheduling ...For subcontractorWork at office
$65k - $75k
...warehouses inspection-ready. This role is focused squarely on state regulatory execution at the license and facility level. It is not a... ...: package tags, item categories, strain entries, lab result associations, and waste/destruction entries Process finalized...Full timeFor contractors- ...located at our HQ office in El Segundo. This position will support policies, procedures and direction for a compliant Import Customs regulatory compliance program and assist in the monitoring and enforcing compliance policy guidelines for reasonable care and paperless...Work at office2 days per week1 day per week
- ...Flourish Research is seeking a Regional Regulatory Specialist for our Northridge, CA site. You will prepare and oversee research-related regulatory documents and manage submissions to IRBs and regulatory agencies. We are looking for detail-oriented candidates with a high...Hourly pay
- ...RSD Solutions is seeking a Regulatory Officer at the associate level in Los Angeles, California. This role is focused on supporting regulatory examinations and advisory services. Key responsibilities include responding to entry letters, preparing documentation, and coordinating...
$85k - $110k
...Specialist, Global Regulatory Affairs|The Wonderful Company# Specialist, Global Regulatory AffairsThe Wonderful Company | Los Angeles, CA | Legal | Associate | Full-time | Job ID: REF6324OShare* Email## Company DescriptionThe Wonderful Company is committed to offering...Full timeRemote workWorldwideShift work$77k - $90k
Reporting to the Vice President, Ethics & Legal Compliance, this role is an integral part of the SPE Ethics & Legal Compliance department. With day-to-day oversight and input from the Vice President, this position is responsible for: 1) maintaining effective processes ...$300k - $350k
Job Description At Angel City FC, we are building a world‑class organization that uses sport to drive equity. One of the most valuable women’s sports teams in the world, we are redefining how sport, entertainment, and purpose intersect. Our vision is to create engaging...Flexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to CFTC Regulatory Associate. Be the first to apply!
- regulatory law Santa Monica, CA
- regulatory contract Santa Monica, CA
- regulatory Santa Monica, CA
- food regulatory Santa Monica, CA
- remote compliance officer
- contract compliance specialist
- information security compliance analyst
- gaming compliance officer
- senior aml compliance analyst
- compliance support specialist


