Hybrid Regulatory Reporting VP: Capital & Customer Protection
Citibank (Switzerland) AG
Citi Getzville, NY seeks a Regulatory Reporting Supervisor-Vice President to oversee regulatory capital and customer protection reporting. You will supervise key processes affecting SEA Rule obligations and regulatory filings, collaborating with Finance, Compliance, Risk, and Operations to mitigate regulatory risk. The role requires leadership, strong analytical skills and experience in financial services, with a focus on reporting to FINRA, FRB NY, and OFR. #J-18808-Ljbffr Citibank (Switzerland) AG
Vacancy posted 3 hours ago
Similar jobs that could be interesting for youBased on the Hybrid Regulatory Reporting VP: Capital & Customer Protection in New York, NY vacancy
$115k - $180k
## Securities Regulatory Reporting Vice PresidentApplylocations: New York, NY (1271 AOA... ...maintain sufficient liquid capital to meet obligations and protect customers.* Daily net capital review and preparation... ...a discretionary bonus.* #LI-Hybrid**Other requirements**Mizuho has...CustomerRegulatoryExtra incomeWork at officeLocal areaRemote workWorldwide$115k - $180k
The Mizuho Financial Group Inc. in New York is seeking a Securities Regulatory Reporting Vice President. In this role, you will ensure compliance with SEC regulations including maintaining liquid capital and preparing regulatory reports. You will contribute to daily...Regulatory- ...Oversee compliance with broker-dealer regulatory capital requirements, ensuring adequate... ...regulatory capital calculations and reporting, with ongoing monitoring to support... ...resolution of regulatory matters. Review customer protection and reserve calculations to support...CustomerRegulatory
$110k - $150k
Crédit Agricole CIB is seeking a regulatory reporting professional in New York, NY, responsible for the timely and accurate submission of the... ...compliance with regulatory requirements. The role involves hybrid working and offers a salary range of $110K to $150K. Join a...Regulatory- Global Markets client, is seeking a VP, Broker Dealer Regulatory Reporting to join their growing team. The VP,... ...person to be an SME on the 15c3-3 customer reserve formula. The best candidate... ...formula Ideally also has daily net capital (15c3-1) experience Familiarity with...CustomerRegulatory
- Taurus Search seeks a seasoned VP, Broker Dealer Regulatory Reporting in New York to lead complex 15c3-3 customer reserve calculations and daily reporting processes. The ideal... ...15c3-3 formula, familiarity with daily net capital (15c3-1), and a track record filing FOCUS...CustomerRegulatory
- ...execution for Data Reporting, Analytics and... ...performance. As a VP, Product Manager in... ...delivers value to customers across JPM Access... ...stakeholder, and regulatory inputs) to uncover... ...the basis of any protected attribute, including... ...strategic advice, raises capital, manages risk and...CustomerRegulatory
J.P. Morgan
Jersey City, NJ12 days ago - ...Institution, is seeking an AVP for their Broker Dealer Regulatory Reporting team in New York City. This role offers a strong work-life balance and hybrid work. Key responsibilities include preparing the daily net capital and customer reserve formulas, assisting with Focus...CustomerRegulatory
$54.4k - $111.5k
## Investor Reporting Analyst-Capital MarketsApplylocations: Virtual: Virtual... ...doing the right thing for customers and colleagues, and ensuresthatactions... ...outstanding compliance or regulatory issues.* Partners with... ...or any other legally protected status. #J-18808-Ljbffr...CustomerRegulatoryWork experience placement- ...Maharashtra, India Job Type: Hybrid Posted: May. 07, 2026... ...compliance, financial reporting, planning and... ...occasionally external customers. Manages a small team,... ...of Citi's franchise & regulatory risk through accurate... ...disability, status as a protected veteran, or any other...CustomerRegulatoryFull time
- ...core leader, driving value for customers, guiding successful launches... ...in Trade and Working Capital, you are an integral part of... ...the product meet necessary regulatory, control, and compliance approvals... ...on the basis of any protected attribute, including race, religion...CustomerRegulatory
J.P. Morgan
Jersey City, NJ11 days ago $135k - $190k
## VP - Employee Compliance, Central Compliance... ...we are driving a customer-centric... ...compliance with applicable regulatory requirements and... ...management reporting, metrics, and governance... ...employment.#Hybrid - Miami or New York... ...other characteristic protected by law. **Working...CustomerRegulatoryHourly payFull timeContract workWork experience placementShift work- ...and occasional external customers. Significant impact on... ...compliance with regulatory requirements and Citi'... ...escalating, managing and reporting control issues with transparency... ..., which can include capital market transactions... ..., status as a protected veteran, or any other...CustomerRegulatoryFull time
- ...ll also stay close to customers, roadmap tradeoffs, delivery... ...record translating regulatory frameworks and... ...Square Ventures, with the capital and conviction to scale... ...access and visibility: Report to the CEO. Your... ...status, or any legally protected status under federal,...CustomerRegulatoryLocal areaRemote workShift work
- ...will help manage complex regulatory change that shapes how... ..., and produce reporting for internal and external... ...discriminate on the basis of any protected attribute, including... ...businesses, clients, customers and employees up for... ...strategically manage capital, drive growth and...CustomerRegulatoryWork at office
J.P. Morgan
New York, NY12 days ago $250k - $325k
...Legal New York, NY (Hybrid, Tues/Thurs) |... ...managers, and capital markets counterparties... ...and helping our customers and partners... ...trends and legal and regulatory market changes... ...calculations and compliance reporting, and digitizes... ..., genetics, protected veteran status,...CustomerRegulatoryFull timeTemporary workWork at officeLocal areaFlexible hours2 days per week- ...This position will report to the Sector Lead... ..., transaction capital structure, and legal... ...documents. Assess legal, regulatory, counterparty and... ...to respond to customers' needs in their... ...broker. Morningstar's hybrid work environment... ...age, disability, protected veteran status, marital...CustomerRegulatoryFull timeTemporary workWork at officeLocal areaImmediate startFlexible hours
- ...services provider is seeking a Vice President for Regulatory Reporting Quality Assurance in Jersey City. The VP will lead complex testing activities, ensuring reporting... ...like CPA are preferred. The role supports a hybrid work model, promoting a balance between office and...RegulatoryWork at officeRemote work
SMBC Group
Jersey City, NJ4 days ago - ...innovation by leading customer-centric development, inspiring... ...Structured Working Capital Global Product Lead... ...risks, monitor and report on product exceptions... ...have obtained required regulatory, controls, and compliance... ...on the basis of any protected attribute, including race...CustomerRegulatoryContract workLocal area
J.P. Morgan
Jersey City, NJ12 days ago $68k - $159.5k
...extraordinary. Role: Vice President of Regulatory Reporting Capital Markets Broker-Dealer Broker-... ...calculation and Weekly 15c3-3 customer reserve Key preparer of Monthly... ...Females/Individuals with Disabilities/Protected Veterans. BNY assesses market data...CustomerRegulatoryTemporary workWorldwideFlexible hoursBNY
New York, NY2 days ago$145k
...together, we are driving a customer-centric transformation... ...You Make: The VP, Controllership - Corporate... ...Provide monthly close reporting support and perform... ...Ensures compliance and regulatory standards are met within... ...other characteristic protected by law. Working...CustomerRegulatoryHourly payFull timeContract workWork experience placementShift workSantander US
New York, NY4 days ago- ...England, United Kingdom Job Type: Hybrid Posted: May. 13, 2026... ...(a.) Local and Cross-Border regulatory changes; (b.) changes to Citi... ...Banking / Wealth Management / Capital Markets Prior experience in a... ...origin, disability, status as a protected veteran, or any other characteristic...RegulatoryFull timeCasual workLocal areaWork from home
$100k - $125k
...meeting the needs of its customers, serving society and... ..., equity & debt capital markets, syndicated lending... ...budgeting, forecasting and reporting of GCIB Americas... ...the Financial Industry Regulatory Authority (FINRA) and... ...ancestry, marital status, protected veteran and military...CustomerRegulatoryBank staffWork at officeLocal areaRemote work$270k - $325k
...online privacy, identity protection and financial wellness... ...and relentlessly customer driven. We create room... ...minimizing risk. The VP, Tax partners closely... ...organization Compliance & Reporting Oversee all aspects of... ...compliance with SOX and other regulatory requirements Team...CustomerRegulatoryFlexible hours3 days per weekAVG Inc
New York, NY3 days ago$68k - $160k
...including planning, fieldwork, and reporting in accordance with audit... ..., best practice and regulatory requirements. No direct... ...experience in financial services/ capital markets specifically within... ...supervision, margin, customer protection, communications, and reporting...CustomerRegulatoryTemporary workWorldwideFlexible hoursBNY
New York, NY12 days ago$215k - $230k
...partnerships across the entire customer journey. From... ...processes, and systems. Reporting to the SVP, Global... ...alignment with evolving regulatory requirements and business... ...organization, or hybrid operating model. Demonstrated... .... #J-18808-Ljbffr Silversmith Capital PartnersCustomerRegulatoryWork at officeHome officeFlexible hours$175k - $200k
...safety of employees, customers, and the public is considered... .... This position reports directly to the Vice President... ...annual operating and capital budgets. Ensure... ...at key local and state regulatory agencies. Review... ...Opportunity Employer, Protected Veterans, Individuals...CustomerRegulatoryContract workWork at officeLocal areaLiquid Environmental Solutions
Brooklyn, NY5 days ago$200k - $220k
...We're Looking For The VP, Privacy Compliance is... ...regulations and consumer protection laws with a specific... ...specific to banking customer information Serve as... ...relationships with banking regulatory authorities (OCC, FDIC... ...training programs Report on compliance metrics...CustomerRegulatory$124k - $175k
CFA Institute is hiring for a full-time position in Regulatory Reporting Analysis in Hoboken, New Jersey. The professional will enhance reporting... ...of relevant experience are required. The role supports hybrid work flexibility, offering some remote work options. Candidates...RegulatoryFull timeRemote work- ...more than 40 million customers. We bring together the people, ideas and capital that nurture progress... ...Assurance (Assurance) role reports into SVP, US Assurance... ...activities using SME regulatory compliance knowledge... ...expression or any other trait protected by applicable law. #J...CustomerRegulatory
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Hybrid Regulatory Reporting VP: Capital & Customer Protection. Be the first to apply!
Related searches
- vp biotech New York, NY
- vp compliance New York, NY
- vice president support services New York, NY
- vice president global communications New York, NY
- vice president legal New York, NY
- vice president of ecommerce New York, NY
- vice president shared services New York, NY
- vice president of revenue cycle New York, NY
- vice president real estate development New York, NY
- vice president corporate strategy New York, NY