Head of Compliance and HR | Claremont
The Recruitment Council
Our client is seeking a dynamic and versatile Head of Compliance and HR to join a fast-growing financial services company. This role is ideal for a highly adaptable professional with extensive experience across compliance, legal, and human resources functions. The successful candidate will be responsible for ensuring regulatory compliance, managing HR processes, and overseeing legal documentation. A strong interest in crypto and fintech is a plus! This role is perfect for someone who: Has a strong background in financial services, fintech, banking, or crypto. Can seamlessly switch between legal, compliance, HR, and operational responsibilities. Thrives in a fast-paced environment and can work independently. Enjoys collaborating with C-suite executives to drive business growth. Key Responsibilities: Oversee all HR processes, including onboarding, employee relations, and regulatory adherence. Collaborate with external compliance advisors and ensure full regulatory compliance. Conduct due diligence on service providers and manage risk assessments. Draft, review, and manage legal agreements and internal policies. Ensure compliance with FSCA, SARB, FIC, and banking regulations. Support the CEO and CFO with compliance and HR-related strategy and decision-making. Qualifications: Degree or Diploma in Law or Finance. Experience: 5+ years in financial services, banking, fintech, or crypto. Strong background in compliance, HR, and legal operations. Skills & Attributes: Legal expertise to handle in-house legal matters. Strong regulatory knowledge (FSCA, FIC, SARB, Banking). HR and operational management experience. Advanced Excel skills (Mandatory). Ability to multitask and perform under pressure. Passion for cryptocurrency and financial innovation. #J-18808-Ljbffr
- ...An innovative financial services company is on the lookout for a dynamic Head of Compliance and HR. This exciting role requires a professional adept in compliance, legal, and HR functions, with a keen interest in the crypto and fintech sectors. You will be responsible...Suggested
$199k - $269.5k
...and using data and AI to solve the biggest financial challenges for our customers. The Role We are looking for a seasoned Head of Sanctions Compliance to lead our Global Sanctions program. You will be responsible for the oversight, strategic design, implementation, and...Suggested- ...A financial services innovator is seeking a Chief Compliance Officer to build and oversee compliance strategies for banking and credit card products. This role involves working closely with product, engineering, and legal teams to ensure regulatory adherence and to foster...Suggested
$199k - $269.5k
...A leading financial technology company based in Mountain View is seeking a Head of Sanctions Compliance. This high-impact leadership role requires over 10 years of experience in sanctions compliance within Financial Services or FinTech. You will oversee the Sanctions...Suggested- About the Role The Chief Commercial Officer (CCO) will serve as the most senior revenue and go-to-market executive over Government Solutions: targeting federal, state, and local government agencies. This is a true C-suite role requiring an exceptional operator who can ...SuggestedWork at officeLocal area
$230k - $320k
...Identity Left Behind" to enable all people to have a secure digital identity. To learn more, visit Director / Senior Director of Compliance Location: Mountain View, CA (on-site) Reports to: VP of GRC / Deputy CISO Department: Security — Governance, Risk, and...Full timeTemporary workWork at officeRemote workFlexible hours- ...Chief Compliance Officer About Olive Partners Management (OPM) Based in Palo Alto, Olive Partners Management (the “Firm”) is the U.S. alternative investment multifamily office affiliate of one of the largest independent wealth and asset managers in Asia. Olive US...Odd jobImmediate start
- ...Chief Compliance Officer (CCO) — US | Olive Asset Management Palo Alto, CA (On-site) · Full-time About us Olive Asset Management is the venture capital arm of Noah Holdings (NYSE: NOAH), one of China's largest independent wealth and asset management groups with...Full time
- ...office five days a week, unless otherwise specified. About the Role The Head of Regulatory Affairs is responsible for leading and executing global and domestic regulatory strategy, filings, and compliance activities for (a) clinical trials for pharmaceuticals, biologics,...Work at office
- ...'re building the technology to power it. Come join us in shaping the future of healthcare. About the Role We are looking for an HR Compliance professional who will build and manage Commure's employee data compliance and immigration program. This role sits at the intersection...Full timeH1bWork at office
$255k - $300k
...you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading. About the team + role The Chief Compliance Officer of Robinhood Money will manage and grow a scalable compliance program that supports our expanding suite of banking and credit...Work at officeFlexible hoursShift work$175k - $236.5k
...Overview AML Compliance Manager â?? Credit Karma Company Overview Intuit is the global financial technology platform that powers prosperity for the people and communities we serve. With approximately 100 million customers worldwide using products such as TurboTax...Work at officeLocal areaWorldwide2 days per week- ...Blockstream is seeking an experienced General Counsel to lead its legal, compliance, and regulatory functions. This role involves advising leadership on legal matters and ensuring compliance across various jurisdictions, particularly in the rapidly evolving crypto landscape...Work at office
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...Senior Staff Technical Program Manager, International Compliance Waymo is an autonomous driving technology company with the mission to be the world's most trusted driver. Since its start as the Google Self-Driving Car Project in 2009, Waymo has focused on building...Full timeLocal areaRemote work- A leading financial technology company in Mountain View seeks a Director of Employee Relations to inspire and manage a global team. The successful candidate will drive innovative approaches to workplace issues and ensure a psychologically safe environment for all employees...
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Staff Product Manager For Developer Experience At Snowflake, we are powering the era of the agentic enterprise. To usher in this new era, we seek AI-native thinkers across every function who are energized by the opportunity to reinvent how they work. You don't just ...Local areaFlexible hours- A leading consulting firm in Mountain View seeks a Workforce Reinvention Strategist to lead teams in transforming workforce strategies through data analytics and AI. The role requires a minimum of 4 years' experience in Human Capital Strategy and a strong background in ...
- We are: Talent and Organization, and we help clients reinvent how work gets done in an AI-enabled world. How? We make decisions based on insights , experience, and business strategy . We give people the tools and roadmaps to do their best work. We create digital experiences...Live inWork at officeLocal areaShift work
- ...Higher Ed is looking for a Human Resources Manager to join Stanford University Libraries. You will play a critical role in advising on HR matters, leading initiatives, and supervising the HR team. The role involves consulting on compensation, employee engagement, and...
- ...educational institution in California is seeking a full-time Human Resources Manager to effectively consult with managers and employees on HR issues. The ideal candidate should have a Bachelor’s Degree and at least 6 years of relevant experience in human resources, including...Full time
$181k - $262k
Who we are Aurora's mission is to deliver the benefits of self-driving technology safely, quickly, and broadly. The Aurora Driver will create a new era in mobility and logistics, one that will bring a safer, more efficient, and more accessible future to everyone...Work at officeLocal area3 days per week- ...opportunity employer. About the role: The Head of Quality Engineering & Regulatory... ...) and Person Responsible for Regulatory Compliance (PRRC). This position can be remote in the... ...and training across PHI, customer, HR, financial and proprietary data. Provide...H1bRemote workWorldwide
- ...immigration matters. The ideal candidate will have 3 to 5 years of corporate immigration experience, work directly with HR teams, and maintain compliance with employment eligibility. This position offers competitive pay, comprehensive benefits including medical and dental...
$181k - $262k
Staff Technical Product Program Manager, Architecture Fallback Strategy The role involves managing and coordinating the development of hardware and software architectures for autonomous vehicle systems, working closely with engineering teams and stakeholders to ensure technological...Work at office3 days per week- ...Olive Asset Management is seeking a Compliance Manager based in Palo Alto, California. This role involves overseeing the US compliance program, managing regulatory issues, and serving as the appointed Chief Compliance Officer in SEC filings. The ideal candidate will hold...
- ...detail-oriented, driven, and technically experienced Senior GRC Analyst to strengthen and advance its security governance, risk, and compliance (GRC) program - with a primary focus on FedRAMP authorization and ongoing federal compliance operations. This role will lead...Remote workFlexible hours
$165k - $220k
...leading the advancement of eye health in the future. The Director, Regulatory Affairs leads global regulatory strategy, reporting, compliance, labeling, and regulatory intelligence to support product development, approval, and market expansion. This role provides...Temporary workWork visa- ...Head Regulatory Information Management (m/f/d) City: Various Locations Department: Research & Development Job ID: 45008 Professional... ...and executing Grünenthal’s regulatory data strategy to ensure compliance with evolving global regulations (e.g. IDMP, ESMP, eCTD 4.0) Leading...Permanent employmentFull timeContract workWork at office
$160k - $230k
...about what we do: We are seeking an experienced, hands-on, Compliance Manager to enhance our government, commercial, and international... ..., coordinate remediation activities, and partner with legal and HR teams to ensure consistent enforcement. Coordinate with...Contract workWorldwideFlexible hoursShift work
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