Junior Agency Compliance & Supervision Lead
NFP
Lenox Advisors, part of NFP, is hiring a Junior Agency Supervisory Officer to oversee registered representatives, ensuring regulatory compliance and effective supervision across branches in the U.S. You will audit practices, review communications, and mentor advisory staff to uphold high standards.
The role requires FINRA Series 7/63, 3–5+ years of supervisory experience, and a strong command of FINRA/SEC rules. Competitive salary and benefits are offered, with opportunities for incentives.
#J-18808-LjbffrVacancy posted 2 days ago
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