Trade Compliance & Investment Guidelines Lead
City National Bank
City National Bank is seeking a Manager - Investment Guidelines & Trade Compliance Oversight to build and lead a robust compliance rules engine within OMS/PMS (Charles River). You will translate guidelines into system rules, oversee violations, and partner with Investment Management, IT and Legal to mitigate regulatory risk.
The role requires mentoring analysts, strong leadership, and deep knowledge of trading workflows under SEC, FINRA, ERISA, and banking regulations.
#J-18808-LjbffrVacancy posted 4 days ago
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