Senior Associate Director, Compliance & Monitoring
$110k - $120kCresset Capital
Cresset Capital is seeking an Associate Director of Compliance for its Denver office. This role requires 5+ years in financial services, focusing on compliance monitoring, testing, and training. The candidate should possess strong analytical and communication skills, along with proficiency in SEC regulations. We offer a competitive salary range of $110,000 - $120,000, along with a comprehensive benefits package including medical, dental, 401(k) retirement plan and equity in the company. #J-18808-Ljbffr
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Senior Associate Director, Compliance & Monitoring in New York, NY vacancy
$172k - $236.5k
...gMG, and with the potential to treat patients across dozens of severe autoimmune diseases. The Associate Director Ethics & Compliance (E&C), Risk Assessment and Monitoring is a key member of our E&C team who supports our operations and is based in Boston (US) or Ghent...SuggestedTemporary workargenx SE
New York, NY3 days ago$175k - $195k
...Optimizing Sales Tools & Strategy for High-Performing Consultants Compliance Monitoring Manager - Capital Markets Our client, one of America's... ...the firms annual Compliance Monitoring program Working with senior business leaders to enhance the Compliance Monitoring Program...SeniorFull time$125k - $140k
...Job Title: Associate Director, Regulatory Compliance Department: Legal & Compliance Reports To: Vice President... ...is responsible for reviewing, monitoring and helping to implement the... ...escalating complex or novel issues to senior compliance leadership as appropriate...SuggestedWork at officeRemote workWork from homeCohen & Steers
New York, NY1 day ago$162.6k - $212.6k
...highly motivated, collaborative, and most importantly, share our passionate interest in fighting cancer. Lead the Central Statistical Monitoring (CSM) team within the Global Statistics department to support the RBQM: providing statistical design, interpretation, and...SuggestedWork at officeLocal areaBeiGene
New York, NY3 days ago- ...Parexel International is looking for a Central Monitor to oversee clinical trials, ensuring data quality and safety. The role involves implementing centralized monitoring strategies and collaborating with cross-functional teams to identify risks and enhance trial oversight...Senior
PAREXEL
New York, NY1 day ago - ...is seeking an experienced Ophthalmology Clinical Research Associate (CRA) to lead its Full Service Outsourcing team. The role... ...of time spent on-site, and responsibilities include site monitoring and compliance with study protocols. Ideal candidates will have a degree...Senior
Fortrea
New York, NY1 day ago - ...organization in clinical research is seeking a Clinical Research Associate to ensure that clinical studies are conducted in compliance with regulatory requirements. The role involves significant travel, monitoring clinical sites, and maintaining robust documentation while...SeniorRemote work
Baim Institute for Clinical Research
New York, NY4 days ago - ...Precision Medicine Group is seeking a Senior Clinical Research Associate. You will monitor clinical studies, coordinate activities, and mentor junior staff. The ideal candidate has a university degree in life sciences or health-related fields and at least 3.5 years of...SeniorRemote workWork from home
Precision for Medicine
New York, NY4 days ago $230k - $260k
...rigor, accuracy and completeness of financial statements and monitoring compliance with accounting policies and procedures. In addition, the... ...are adequate and implemented. Your role: The Senior Director will lead the preparation and review of U.S. federal, state...SeniorWork experience placementWork at officeLocal areaWorldwideWarner Music
New York, NY4 days ago$79.72k - $119.58k
...Description The Senior Clinical Research Monitor is responsible for performing ongoing internal reviews... ...SOP), subject case files, protocol compliance, data and safety monitoring, and pharmacy... .../monitoring experience. ACRP (Association of Clinical Research Professionals)...SeniorTraineeshipRemote workMount Sinai Medical Center of Florida
New York, NY1 day ago- ...Parexel International is seeking a Clinical Research Associate (CRA/Sr CRA) to manage oncology studies in the MidWest and West regions... ...role involves site selection, training site staff, and ensuring compliance with ICH-GCP and local regulations. The ideal candidate should...SeniorLocal area
PAREXEL
New York, NY4 days ago - ...Syneos Health is seeking a Senior Clinical Research Associate (CRA) with strong oncology experience located in Town of Belgium... ...industry, managing site qualification and monitoring. Responsibilities include ensuring compliance with regulatory standards and maintaining...SeniorRemote work
Syneos Health Inc
New York, NY4 days ago $240k - $275k
...Job Description Senior Director, Medical Monitor, Hematology-Oncology Location: New York, NY (Hybrid) Department: Clinical Development - Clinical Sciences Reports to: Chief Medical Officer About Cellectis Cellectis is a clinical-stage biotechnology...SeniorCellectis
New York, NY2 days ago- ...responsibility. Take on appointments as AML Compliance Officer, MLRO and/or Deputy MLRO as required. Assist in the supervision and monitoring of each employee who acts as AML... ...recommendations and present to the relevant Board of Directors. Conduct periodic risk assessments and...
$200k - $240k
...Job Description Associate Director, Risk & Compliance About Us IFM Investors is a global asset manager, founded and owned by pension funds... ...and implementation Collaborate with stakeholders to monitor and track the compliance and regulatory requirements of...Temporary workWorldwideFlexible hoursIFM Investors
New York, NY3 days ago$175k - $200k
...global advisory-focused investment bank. Our team of senior professionals delivers a wide array of strategic... ...Responsibilities PJT Partners is seeking a highly experienced compliance professional to serve as Head of Monitoring & Assurance. This individual will be responsible for...SeniorWork at officePJT Partners
New York, NY22 hours ago- ...Kids for the Future is seeking a Senior Compliance Analyst to maintain and enhance our Compliance Management System. This remote role is crucial for ensuring compliance with federal and state regulations, providing advanced compliance expertise, and serving as a key resource...SeniorRemote work
Kids For The Future
New York, NY4 days ago - ...Senior Clinical Research Monitor The Senior Clinical Research Monitor is responsible for performing... ...SOP), subject case files, protocol compliance, data and safety monitoring, and pharmacy... .../monitoring experience ~ ACRP (Association of Clinical Research Professionals)...SeniorRemote jobFull timeTraineeshipWork at officeLocal areaShift work
$95.17k - $156.36k
...Senior Analyst – Cyber Risk & Control Monitoring Do you want to be part of a collaborative Cybersecurity Governance team? Are you a problem solver who enjoys diving into security risk, translating complex technical concepts for business partners, and driving meaningful...SeniorFull timeWork at officeVisa sponsorshipWork visaFlexible hours3 days per weekGuardian Life Insurance
New York, NY1 day ago- A leading financial institution in New York is seeking a Compliance Officer to assist in developing and executing the annual Compliance Testing and Monitoring plan. Responsibilities include determining review scopes, executing testing engagements, communicating with stakeholders...Senior
- ...is looking for a product manager responsible for leading the roadmap of core products related to crypto-forensics and transaction monitoring. The position involves collaborating closely with design and engineering teams to deliver intuitive solutions, engaging with...Senior
- CarMax Business Services is looking for a Sr. Analyst, Technical Support and Business Monitoring, based in Atlanta, GA. This role involves analyzing IT systems operations, providing application support, mentoring junior analysts, and developing business monitoring metrics...Senior
$140k - $150k
...A prominent sports media organization is seeking a Senior Machine Learning Operations Engineer to join its team. This fully remote position involves designing and maintaining machine learning model infrastructure alongside a dynamic data science team. Candidates should...SeniorRemote workThe Athletic Media Company
New York, NY4 days ago$95.17k - $156.36k
...Senior Analyst, Cybersecurity/IT Control Design and Monitoring (First Line) Position Summary Do you want to be part of a collaborative team? Are you a problem solver who enjoys diving into security risk, translating complex technical concepts for business partners...SeniorFull timeWork at officeVisa sponsorshipWork visaFlexible hours3 days per weekGuardian Life Insurance Company
New York, NY8 hours ago- ...investment organization based in New York is seeking an Analyst or Senior Analyst to support its private credit investment platform. The... ...operational aspects of credit transactions and involves monitoring treasury operations and performance reporting. Candidates should...Senior
$140k - $185k
A financial services company located in New York seeks a Portfolio Monitoring Manager to oversee ongoing portfolio positions and ensure alignment with investment guidelines. The role requires strong quantitative and analytical skills, proficiency in Excel, and familiarity...SeniorOngoing contract- ...EPAM Systems, Inc. is seeking an experienced Senior Service Desk Specialist to own complex support operations and lead incident resolution activities. You will work closely with cross-functional teams and mentor junior specialists to ensure the reliability of cloud environments...Senior
EPAM Systems Inc
New York, NY1 day ago - ...Vice President, Senior Compliance Officer, Monitoring & Compliance Oversight About the Company Leading global financial institution with broad exposure to compliance, surveillance, and risk functions. Industry Financial Services Type Privately Held About...Senior
Confidential
New York, NY1 day ago - A prominent financial institution in New York is seeking a Senior Compliance Officer to join their Monitoring and Testing team. This role requires at least 5 years of compliance experience within a registered US broker dealer and involves developing compliance metrics,...Senior
- Prepared is seeking a Senior NOC Engineer in New York to enhance operational efficiency and lead a team of NOC Engineers. This role involves... ...of NOC experience in a SaaS environment and proficiency in monitoring tools. Benefits include competitive salary, discretionary paid...SeniorNight shift
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Associate Director, Compliance & Monitoring. Be the first to apply!
Related searches
- associate director New York, NY
- associate director marketing New York, NY
- associate brand manager New York, NY
- associate media manager New York, NY
- associate client manager New York, NY
- associate media director New York, NY
- associate creative manager New York, NY
- associate creative director copy New York, NY
- associate medical director New York, NY
- associate strategy director New York, NY